13F-HR filed by Pine River Capital Management L.P.
Pine River Capital Management L.P. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 43 holding rows worth $668,500,000.
- Accession
- 0001288136-17-000058
- Filer
- CIK 1288136
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 43 entries on the cover page, a total value of $668,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $668,500,000 with VALUE read as thousands by filing date, 13F file number 028-10902. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAmerican Beacon Advisors, Inc.028-14511
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,046,300 | $262,862,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,000,000 | $177,520,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 56,345,000 | $58,173,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 48,800,000 | $44,891,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MONSANTO CO NEW | 61166W101 | COM | 159,000 | $19,051,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 71,764 | $18,029,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 195,600 | $15,625,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 13,501,000 | $13,344,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 243,200 | $10,898,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 235,000 | $9,797,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 7,308,000 | $7,796,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 7,028,000 | $7,016,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SAFEGUARD SCIENTIFICS INC | 786449AK4 | BOND | 3,009,000 | $3,082,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,795,000 | $2,792,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236MAF8 | NOTE 9.500 4/1 | 3,625,000 | $2,244,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 200,000 | $2,058,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 2,250,000 | $1,764,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 150,000 | $1,652,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 12,432 | $994,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 861 | $827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 9,130 | $662,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 8,046 | $657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 12,807 | $634,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 6,544 | $611,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 383,943 | $580,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL COLLINS INC | 774341101 | COM | 4,006 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 13,048 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 23,968 | $479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 485 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMANTEC CORP | 871503108 | COM | 13,664 | $449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 11,050 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 4,997 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,832 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 2,800 | $262,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RED HAT INC | 756577102 | COM | 2,337 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,319 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,969 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 1,967 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX LTD ORD | Y2573F102 | Stock | 8,768 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M200 | COM NEW | 22,252 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 576,058 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 13,304 | $11,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001288136-17-000058 | this filing | 2017-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-18-000011 | added | 2018-02-14 | acceptance time not in the bulk data set |