13F-HR filed by Pine River Capital Management L.P.
Pine River Capital Management L.P. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 653 holding rows worth $8,522,508,000.
- Accession
- 0001288136-15-000047
- Filer
- CIK 1288136
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 653 entries on the cover page, a total value of $8,522,508,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,522,508,000 with VALUE read as thousands by filing date, 13F file number 028-10902. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Analog Devices,Inc. | 032654105 | COM | 7,800 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 12,200 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 17,000 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 26,000 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHOLE FOODS MKT INC | 966837106 | COM | 12,700 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SanDisk Corporation | 80004C101 | COM | 8,600 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 57,800 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 22,500 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIELSEN HOLDINGS N V | N63218106 | COM | 11,200 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVON PRODS INC | 054303102 | COM | 80,100 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 8,700 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 26,000 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 29,400 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX Corporation | 126408103 | COM | 15,300 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KLA CORP | 482480100 | COM | 8,900 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 12,900 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,800 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 26,300 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 8,000 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTRON INC COM | 883203101 | Stock | 11,200 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,000 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 9,500 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADATA CORP DEL | 88076W103 | COM | 13,500 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,100 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMANTEC CORP | 871503108 | COM | 21,500 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ashland | 044209104 | Common | 4,100 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE ADT CORPORATION | 00101J106 | COM | 14,900 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION CASTPARTS CORP | 740189105 | COM | 2,500 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 12,500 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHENOL CORP NEW | 032095101 | COM | 8,600 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 6,000 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WENDYS CO COM | 95058W100 | Stock | 44,200 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 33,200 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX CORP | 984121103 | COM | 46,900 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 15,300 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 24,700 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,800 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,700 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,000 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLUOR CORP | 343412102 | COM | 9,400 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VARIAN MED SYS INC | 92220P105 | COM | 5,900 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 15,300 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYTHEON CO | 755111507 | COM NEW | 5,200 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOA INC | 013817101 | COM | 44,700 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RACKSPACE HOSTING INC | 750086100 | COM | 13,400 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 8,300 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEURIG GREEN MTN INC | 49271M100 | COM | 6,500 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,200 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITEAID CORP | 767754104 | COM | 59,500 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARMAX INC COM | 143130102 | Stock | 7,500 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERNER CORP | 156782104 | COM | 7,200 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMILY DLR STORES INC | 307000109 | COM | 6,300 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,700 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BXP INC COM | 101121101 | REIT | 4,100 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BORGWARNER INC COM | 099724106 | Stock | 8,700 | $495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCORA INC COM | 03073E105 | Stock | 4,657 | $495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOHLS CORP | 500255104 | COM | 7,900 | $495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuit Inc. | 461202103 | COM | 4,900 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 28,700 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 8,000 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 5,200 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,300 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,600 | $493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,100 | $492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN UN CO COM | 959802109 | Stock | 24,200 | $492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,200 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,000 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AES CORP COM | 00130H105 | Stock | 36,540 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 8,600 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 4,900 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR CORP COM | 857477103 | Stock | 6,300 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 24,000 | $483,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 13,300 | $480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 2,943 | $479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 35,686 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 57,400 | $467,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 16,981 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 392,200 | $462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPON INC | 399473107 | COMMON STOCK | 91,100 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER SCIENCES CORP | 205363104 | COM | 6,973 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 2,650 | $452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 3,490 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 36,700 | $436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 68,200 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 774,600 | $426,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTA SVCS INC | 74762E102 | COM | 14,700 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALANCHE BIOT | 05337G107 | Common Stock | 25,894 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755108 | COM | 15,985 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 7,263 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 9,200 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 8,692 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,806 | $404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,470 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 13,600 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTLAKE CORPORATION | 960413102 | COM | 5,800 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,263 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX LTD ORD | Y2573F102 | Stock | 33,700 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571108 | COM | 19,300 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 18,916 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 4,363 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIRBY CORP | 497266106 | COM | 4,823 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 7,783 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMENIS LTD | M6778Q121 | SHS CL B | 25,444 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 28,111 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 16,345 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 9,300 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 30,800 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 1,150,000 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,040 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 80,000 | $310,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,899 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 250,000 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMESTOP CORP | 36467W109 | CL A | 6,826 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZULILY INC | 989774104 | CL A | 21,200 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 22,131 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URBAN OUTFITTERS INC | 917047102 | COM | 7,327 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACCAR INC COM | 693718108 | Stock | 3,750 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLM CORP COM | 78442P106 | Stock | 23,200 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 17,552 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 16,523 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,800 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 98,497 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPA HOLDINGS SA | P31076105 | CL A | 2,500 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOGO INC | 38046C109 | COM | 9,500 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075F106 | COM | 20,600 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINISAR CORP | 31787A507 | COM NEW | 11,100 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,757 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 14,673 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,144 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 23,597 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,500 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,840 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 40,536 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYSON FOODS | 902494301 | COM | 300,000 | $157,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 18,700 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 150,700 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 750,000 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 46,824 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 5,460,347 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V134 | WAR | 120,000 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326128 | WRT | 46,824 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 730,000 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 125,000 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 104,480 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 559,440 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them.Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,250,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them.Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,531,250 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them.Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 60,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 145,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001288136-15-000047 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-15-000053 | added | 2015-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-16-000095 | added | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-16-000104 | added | 2016-05-16 | acceptance time not in the bulk data set |