13F-HR filed by Pine River Capital Management L.P.
Pine River Capital Management L.P. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 964 holding rows worth $8,503,662,000.
- Accession
- 0001288136-14-000100
- Filer
- CIK 1288136
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 969 entries on the cover page, a total value of $8,503,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,503,662,000 with VALUE read as thousands by filing date, 13F file number 028-10902. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Caterpillar Inc. | 149123101 | COM | 16,762 | $1,660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693106 | COM | 104,676 | $1,659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCANA CORP NEW | 80589M102 | COM | 33,191 | $1,646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURON CONSULTING GROUP INC | 447462102 | COM | 26,965 | $1,644,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 38,070 | $1,609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRACUDA NETWORKS INC | 068323104 | COM | 62,699 | $1,608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 110,000 | $1,607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW JERSEY RES CORP | 646025106 | COM | 31,688 | $1,601,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 47,632 | $1,597,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 35,867 | $1,584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 60,107 | $1,540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 85,571 | $1,514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 32,900 | $1,512,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 17,948 | $1,503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 25,840 | $1,496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP COM | 680223104 | Stock | 104,500 | $1,492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17,666 | $1,491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORCHMARK CORP | 891027104 | COM | 28,361 | $1,485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19,500 | $1,484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 26,700 | $1,479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBEMARLE CORP | 012653101 | COM | 25,068 | $1,477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 1,500,000 | $1,456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 23,200 | $1,444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 361,747 | $1,443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 99,602 | $1,441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 35,800 | $1,440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSURANT INC COM | 04621X108 | Stock | 22,264 | $1,431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 33,304 | $1,393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 48,825 | $1,391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTNERRE LTD | G6852T105 | COM | 12,516 | $1,375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 21,491 | $1,373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QEP RESOURCES INC | 74733V100 | COM | 44,600 | $1,373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 537,800 | $1,361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 41,300 | $1,358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M & T BK CORP COM | 55261F104 | Stock | 11,007 | $1,357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,622 | $1,333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 13,283 | $1,329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 141,607 | $1,324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 4,044 | $1,304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 36,237 | $1,286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLR INVESTMENT CORP | 83413U100 | COM | 67,640 | $1,264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 6,610 | $1,255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 13,421 | $1,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 26,181 | $1,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WP CAREY INC COM | 92936U109 | REIT | 19,589 | $1,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 11,492 | $1,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 8,577 | $1,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTLAKE CORPORATION | 960413102 | COM | 14,421 | $1,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTEON CORP | 92839U206 | COM NEW | 12,843 | $1,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHENOL CORP NEW | 032095101 | COM | 12,499 | $1,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,584 | $1,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAR CORP COM NEW | 521865204 | Stock | 14,448 | $1,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP COM | 540424108 | Stock | 29,958 | $1,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 13,831 | $1,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLTOWER INC | 42217K106 | COM | 20,002 | $1,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 19,027 | $1,247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 12,595 | $1,247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 10,859 | $1,247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 31,835 | $1,247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROW ELECTRS INC | 042735100 | COM | 22,533 | $1,247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 16,853 | $1,246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GATX CORP COM | 361448103 | Stock | 21,304 | $1,244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 11,323 | $1,244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 20,375 | $1,241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 17,737 | $1,240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP COM | 020002101 | Stock | 20,122 | $1,235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE ENERGY INC | 655044105 | COM | 18,069 | $1,235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DST SYS INC DEL | 233326107 | COM | 14,717 | $1,235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KLA CORP | 482480100 | COM | 15,663 | $1,234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 18,573 | $1,233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCE BANCSHARES INC | 200525103 | COM | 27,605 | $1,232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHEAST UTILS | 664397106 | COM | 27,800 | $1,232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 8,132 | $1,231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 27,725 | $1,230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 27,901 | $1,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 125,000 | $1,224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 22,352 | $1,223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178303 | COM | 242,600 | $1,218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPX CORP | 784635104 | COMMON STOCK | 12,923 | $1,214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUMI HLDGS INC | 89969Q104 | COM | 59,596 | $1,213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 115,720 | $1,201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 35,052 | $1,198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC COM | 23331A109 | Stock | 58,303 | $1,197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY OIL CORP COM | 626717102 | Stock | 21,030 | $1,196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17,459 | $1,195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 22,734 | $1,186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 45,000 | $1,184,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 6,558 | $1,172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 84,418 | $1,168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SL GREEN REALTY CORP | 78440X101 | COM | 11,504 | $1,166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 9,239 | $1,158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 34,827 | $1,144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG LTD | G9456A100 | SHS | 17,082 | $1,134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 26,969 | $1,127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 27,886 | $1,127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 26,092 | $1,122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 2U INC | 90214J101 | COM | 71,958 | $1,122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 32,000 | $1,121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 27,447 | $1,114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 13,500 | $1,107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 39,948 | $1,097,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVANCE INC | 222816100 | COM | 13,899 | $1,094,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMETEK INC COM | 031100100 | Stock | 21,528 | $1,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 14,415 | $1,078,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 19,000 | $1,076,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YRC WORLDWIDE INC | 984249607 | COM | 52,515 | $1,067,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEX CORP COM | 45167R104 | Stock | 14,723 | $1,066,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,477 | $1,066,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 90,000 | $1,064,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINTAS CORP COM | 172908105 | Stock | 15,036 | $1,061,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELUS CORPORATION COM | 87971M103 | Stock | 27,712 | $1,059,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCANADA CORP | 89353D107 | COM | 18,363 | $1,059,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 15,235 | $1,055,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIDEWATER INC | 886423102 | COM | 26,958 | $1,052,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 20,000 | $1,046,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,000,000 | $1,045,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 28,410 | $1,038,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 24,701 | $1,036,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635107 | COM | 96,166 | $1,035,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE INC | 97717P104 | COM | 90,115 | $1,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 427,500 | $1,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLPOINT INC | 94973V107 | COM | 8,522 | $1,019,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 57,471 | $1,018,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL DOWNS INC | 171484108 | COM | 10,439 | $1,018,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEESECAKE FACTORY INC | 163072101 | COM | 22,067 | $1,004,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BECTON DICKINSON & CO | 075887109 | COM | 8,812 | $1,003,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 58,700 | $1,001,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 11,694 | $1,001,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 16,600 | $1,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8,800 | $988,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARD C R INC | 067383109 | COM | 6,862 | $979,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC COM | 001055102 | Stock | 16,735 | $975,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIFFANY & CO NEW | 886547108 | COM | 10,100 | $973,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 48,156 | $966,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 45,453 | $963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNUM GROUP COM | 91529Y106 | Stock | 27,798 | $956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UGI CORP NEW COM | 902681105 | Stock | 28,040 | $956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 25,671 | $955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCP International Holdings Ltd | H84689100 | COMMON | 125,000 | $953,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 12,473 | $949,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 50,000 | $945,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 50,000 | $945,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,669 | $940,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 11,225 | $936,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 58,968 | $936,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 14,350 | $927,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 14,300 | $920,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 11,389 | $912,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 16,925 | $907,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 12,093 | $900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER EAGLE ACQUISITION | 827694118 | W | 2,000,000 | $900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 44,679 | $894,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 18,788 | $893,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 16,655 | $892,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 447,022 | $889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 25,918 | $888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUMANA INC COM | 444859102 | Stock | 6,802 | $886,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 13,000 | $877,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 209,900 | $873,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GANNETT INC | 364730101 | COM | 29,369 | $871,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCURY GENL CORP NEW | 589400100 | COM | 17,825 | $870,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 65,539 | $862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR TREE INC COM | 256746108 | Stock | 15,350 | $861,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIACOM INC | 92553P201 | CL B | 11,142 | $857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 15,200 | $856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,953 | $854,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 15,215 | $851,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL COLLINS INC | 774341101 | COM | 10,818 | $849,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UDR INC COM | 902653104 | REIT | 31,051 | $846,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATI INC COM | 01741R102 | Stock | 22,755 | $844,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 89,607 | $843,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOGEN INC | 05463X106 | COM | 331,070 | $808,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRA ENERGY CORP | 847560109 | COM | 20,538 | $806,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK HAWAII CORP | 062540109 | COM | 14,153 | $804,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,923 | $804,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 45,860 | $803,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hubbell Inc Class B | 443510201 | COM | 6,590 | $794,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TR CORP COM | 665859104 | Stock | 11,600 | $789,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 14,669 | $788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 13,101 | $783,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THIRD PT REINS LTD | G8827U100 | COM | 53,795 | $783,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 14,313 | $770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F5 INC COM | 315616102 | Stock | 6,477 | $769,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMTAR CORP | 257559203 | COM NEW | 21,794 | $766,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOOGLE INC | 38259P706 | CL C | 1,308 | $755,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R101 | COM | 57,900 | $752,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Corporation | 171232101 | Equity | 8,257 | $752,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 12,900 | $751,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 18,334 | $749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 15,902 | $737,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRIS GROUP INC | 04270V106 | COM | 25,883 | $734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER STD RES INC | 82823L106 | COM | 120,000 | $732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 60,000 | $732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO LTD SHS | G491BT108 | Stock | 18,061 | $713,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRANE CO | 224399105 | COM | 11,254 | $711,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS CORP INC | 413875105 | COM | 10,525 | $699,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 9,759 | $684,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,900 | $682,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B/E AEROSPACE INC | 073302101 | COM | 8,104 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 79,020 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 650,000 | $679,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CIGNA CORPORATION | 125509109 | COM | 7,457 | $676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 900,000 | $676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,662 | $674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,552 | $673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINITY INDS INC | 896522109 | COM | 14,391 | $672,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 31,000 | $669,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARKELGROUPINC | 570535104 | STOK | 1,030 | $655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 250,000 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,286 | $647,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL STS INTL INC | 678026105 | COM | 10,448 | $647,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 6,844 | $641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Morgan Stanley | 617446448 | COM | 18,500 | $640,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12,899 | $630,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMAN INTL INDS INC | 413086109 | COM | 6,365 | $624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6,506 | $623,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCORA INC COM | 03073E105 | Stock | 8,000 | $618,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,358 | $618,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT CORP | 450911201 | COM | 13,742 | $618,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 31,349 | $612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN HARBORS INC COM | 184496107 | Stock | 11,318 | $610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC COM | 871607107 | Stock | 15,282 | $607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUESTAR CORP | 748356102 | COM | 27,003 | $602,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOA INC | 013817101 | COM | 37,200 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 20,600 | $598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POST PPTYS INC | 737464107 | COM | 11,563 | $594,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOHLS CORP | 500255104 | COM | 9,580 | $584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NNN REIT INC COM | 637417106 | REIT | 16,765 | $580,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,900 | $580,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 13,902 | $578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICE CORP INTL COM | 817565104 | Stock | 27,252 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANERA BREAD CO | 69840W108 | CL A | 3,525 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Broadcom Inc | Y0486S104 | Common | 6,600 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571108 | COM | 24,500 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 700,000 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 16,910 | $570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR LEASE CORP | 00912X302 | CL A | 17,493 | $569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,000 | $567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 13,594 | $566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC COM | 92337F107 | Stock | 57,682 | $562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 28,500 | $562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,628 | $556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,326 | $554,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 7,160 | $548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREFUSION CORP | 14170T101 | COM | 12,100 | $548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 12,070 | $539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COACH INC | 189754104 | COM | 15,037 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 60,642 | $527,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,991 | $525,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857202 | CL B | 9,700 | $519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 7,008 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAUBMAN CTRS INC | 876664103 | COM | 7,073 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 500,000 | $515,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,787 | $514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 11,548 | $513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWMARKET CORP COM | 651587107 | Stock | 1,340 | $511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 8,400 | $510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 33,052 | $510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIEBOLD NXDF INC | 253651103 | COM | 14,414 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESCO INTL INC COM | 95082P105 | Stock | 6,496 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSCI INC COM | 55354G100 | Stock | 10,768 | $506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K103 | COM | 16,469 | $502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONYFINL | 87165B103 | STOK | 20,266 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN UN CO COM | 959802109 | Stock | 30,536 | $490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOOT LOCKER INC | 344849104 | COM | 8,809 | $490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF MICRODEVICES INC | 749941100 | COM | 42,400 | $489,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 19,161 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO COM | 61945C103 | Stock | 10,788 | $479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,000 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 11,064 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANSYS INC COM | 03662Q105 | COM | 6,155 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC COM | 65473P105 | Stock | 11,303 | $463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 35,400 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARISTA NETWORKS INC | 040413106 | COM | 5,176 | $457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 11,700 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,311 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 14,674 | $447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H102 | COM | 26,477 | $443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 14,150 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMPER CORP COM | 488401100 | Stock | 12,790 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465106 | COM | 13,361 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OWENS CORNING NEW | 690742101 | COM | 13,704 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY INTL INC | 249030107 | COM | 9,543 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 9,900 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 12,600 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P109 | COM | 16,757 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDSON CORP | 655663102 | COM | 5,616 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 25,000 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELANESE CORP DEL COM | 150870103 | Stock | 7,241 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMSON REUTERS CORP | 884903105 | COM | 11,654 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 73,653 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 4,749 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAVITA INC COM | 23918K108 | Stock | 5,682 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URBAN OUTFITTERS INC | 917047102 | COM | 11,115 | $408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 8,600 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L BRANDS INC | 501797104 | COM | 6,000 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JETBLUE AWYS CORP | 477143101 | COM | 37,700 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,100 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,367 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELIANCE INC | 759509102 | COM | 5,750 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHOLE FOODS MKT INC | 966837106 | COM | 10,300 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TW TELECOM INC | 87311L104 | COM | 9,400 | $391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VCA ANTECH INC | 918194101 | COM | 9,743 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H107 | COM | 4,050 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEETMATICS GROUP PLC | G35569105 | COM | 12,491 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOHAWK INDS INC | 608190104 | COM | 2,807 | $379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER INC COM | 754907103 | REIT | 11,950 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 14,939 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 21,400 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PTC INC COM | 69370C100 | Stock | 9,798 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 10,697 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,200 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWMONT CORP | 651639106 | COM | 15,523 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACUITY INC COM | 00508Y102 | Stock | 3,031 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 7,179 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAP INC COM | 364760108 | Stock | 8,406 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 9,968 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVNET INC COM | 053807103 | Stock | 8,227 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,545 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 19,276 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLIR SYS INC | 302445101 | COM | 10,720 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 3,168 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Connections | 941053100 | COM | 6,854 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,900 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 18,600 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,156 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOROX CO DEL | 189054109 | COM | 3,300 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 4,917 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 5,100 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 44,600 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIS ACQUISITION LTD | G21490118 | *W EXP 99/99/999 | 774,600 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 899,321 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X102 | COM | 4,370 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP COM | 69331C108 | Stock | 6,700 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,270 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 9,400 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 5,990 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 2,700 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 14,459 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,100 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,854 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,166 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,225 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLORI ENERGY INC WARRANTS EXPIRES | 379606114 | W EXP 4/19/2017 | 315,000 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK CDA COM | 780087102 | Stock | 3,432 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 23,421 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,572 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 1,680 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,211 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,270 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALL CORP | 058498106 | COM | 4,264 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,800 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,850 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mallinckrodt Plc | G5785G107 | SHS | 2,960 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 4,982 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETAPP INC COM | 64110D104 | Stock | 6,148 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX Corporation | 126408103 | COM | 8,159 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 2,444 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX CORP | 984121103 | COM | 19,700 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,975 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,382 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755108 | COM | 10,264 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 4,968 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,732 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGION PLC | G0176J109 | ORD SHS | 5,400 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 2,361 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOMEAWAY INC | 43739Q100 | COM | 7,200 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 3,937 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,374 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KROGER CO COM | 501044101 | Stock | 4,904 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,158 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837103 | COM | 6,871 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,802 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 25,200 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL SYS SVCS INC | 891906109 | COM | 8,182 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALARIS ORD | 920355104 | COM | 3,200 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 1,150,000 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 8,091 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN & BROWN INC COM | 115236101 | Stock | 7,820 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 3,138 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 10,400 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 2,651 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,393 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 8,112 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTE ENERGY CO COM | 233331107 | Stock | 3,258 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDER SYS INC COM | 783549108 | Stock | 2,757 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 6,300 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOZONE INC COM | 053332102 | Stock | 480 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 3,416 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 2,613 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROASSURANCE CORP | 74267C106 | COM | 5,552 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORECIVIC INC | 22025Y407 | COM | 7,123 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKIT LTD | G58249106 | SHS | 10,399 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDACORP INC | 451107106 | COM | 4,523 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 3,175 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNA INTL INC COM | 559222401 | Stock | 2,267 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RLJ LODGING TR COM | 74965L101 | REIT | 8,461 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP | 909218109 | COM | 4,102 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP COM | 05379B107 | Stock | 7,853 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,900 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONOCO PRODS CO | 835495102 | COM | 6,110 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048109 | COM | 5,038 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,853 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,353 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLETE INC | 018522300 | COM NEW | 5,297 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 2,200 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,343 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LTC PPTYS INC COM | 502175102 | REIT | 6,312 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 9,681 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,645 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,825 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 8,227 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,696 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A108 | COM | 27,343 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,310 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,683 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROVI CORP | 779376102 | COM | 10,941 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC | 457153104 | CL A | 8,376 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS | 904214103 | COM | 12,900 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 14,983 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 10,791 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 10,000 | $209,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,275 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683107 | COM | 21,342 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 5,912,830 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,384 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 3,200 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BB & T CORP | 054937107 | COM | 5,400 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 14,000 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 21,666 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,250 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326102 | COM | 46,824 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 16,100 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 499,901 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 23,597 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 12,934 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOULEVARD ACQUISITION CORP | 10157P112 | *W EXP 02/19/201 | 250,000 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 155,000 | $158,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 10,800 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 12,600 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 16,700 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,200 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 495,000 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMG Networks Hldgs | 74966K102 | COM | 52,638 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 200,000 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 148,300 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUASITION CORP | Y0192H111 | *W EXP 99/99/999 | 300,000 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 125,000 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 35,000 | $38,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PHOSPHATE HLDGS INC COM | 71922F102 | COM | 656,667 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOSTEM INC | 640650404 | Common equity shares | 531,250 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 46,824 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRACTFECT CORP. | 212326201 | COM | 46,824 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINA BIOTECH INC | 56804Q201 | COMMON STOCK | 26,189 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 687,500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 73,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 12,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 30,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745101 | COM | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ECOTALITY INC | 27922Y202 | COM NEW | 31,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 95,609 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIONOVO INC | 090643206 | COMMON STOCK | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 145,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SMURFIT-STONE CONTAINER STUB | 83272A104 | COM | 790,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001288136-14-000100 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-15-000028 | added | 2015-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-15-000039 | added | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-15-000054 | added | 2015-11-16 | acceptance time not in the bulk data set |