13F-HR filed by Pine River Capital Management L.P.
Pine River Capital Management L.P. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 576 holding rows worth $6,438,313,000.
- Accession
- 0001288136-14-000068
- Filer
- CIK 1288136
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 576 entries on the cover page, a total value of $6,438,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,438,313,000 with VALUE read as thousands by filing date, 13F file number 028-10902. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,420,000 | $322,813,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 1,680,000 | $314,177,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,000,000 | $188,780,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 164,435,000 | $168,564,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 10,038,569 | $158,561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 660,096 | $123,445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,503,700 | $122,955,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 265,817 | $116,424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 500,000 | $93,505,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 4,229,489 | $90,893,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 48,950,000 | $87,886,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,065,270 | $71,586,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 62,950,000 | $67,356,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,000,000 | $67,200,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 135,200 | $59,216,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,300,000 | $55,359,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 631,300 | $53,508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 240,634 | $51,944,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 51,000,000 | $51,192,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 964,048 | $48,212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 31,900,000 | $47,250,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 475,200 | $46,678,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| E M C CORP MASS | 268648102 | COM | 1,622,978 | $44,485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 902,640 | $42,939,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 416,600 | $40,694,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,355,392 | $40,430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 315,100 | $39,542,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 778,083 | $39,425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHH CORP | 693320AQ6 | CNV | 17,834,000 | $38,699,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VERIFONE SYS INC | 92342Y109 | COM | 1,123,582 | $38,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLPOINT INC | 94973V107 | COM | 373,726 | $37,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 69,264,000 | $36,840,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,511,758 | $36,402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 705,306 | $34,687,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 34,680,000 | $34,593,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 304,435 | $32,885,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,744,034 | $32,735,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBHOME | 48666K109 | COM | 1,923,191 | $32,674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 655,400 | $32,601,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 515,358 | $31,045,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 666,705 | $30,662,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 21,852,000 | $30,212,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 249,981 | $29,726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 153,400 | $29,527,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 696,500 | $28,548,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIT GROUP INC COM NEW | 125581801 | Stock | 563,192 | $27,608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,000,000 | $27,569,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 1,695,274 | $27,361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 538,906 | $27,268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATAMARAN CORP | 148887102 | COM | 590,746 | $26,442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,590,297 | $25,810,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 19,000,000 | $25,335,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 1,069,900 | $25,314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 23,500,000 | $25,058,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 1,455,000 | $25,026,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 2,862,767 | $23,792,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOOGLE INC | 38259P706 | CL C | 20,800 | $23,183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 25,500,000 | $23,161,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 560,600 | $22,934,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 22,794,000 | $22,863,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 250,493 | $22,552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 335,004 | $22,422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 188,100 | $22,366,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 453,879 | $22,193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP COM | 020002101 | Stock | 384,100 | $21,732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 456,198 | $21,714,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC | 983919101 | COM | 400,000 | $21,708,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 173,400 | $21,669,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 422,900 | $21,161,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 197,348 | $20,834,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 351,712 | $20,712,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,103,738 | $20,221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 18,500,000 | $19,978,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 246,200 | $19,844,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIGNA CORPORATION | 125509109 | COM | 236,481 | $19,801,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ST JUDE MED INC | 790849103 | COM | 302,158 | $19,758,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUGUSTA RES CORP | 050912203 | COM NEW | 5,680,100 | $19,370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 350,132 | $19,344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 100,200 | $19,288,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 2,398,032 | $19,280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 314,500 | $19,093,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 35,500 | $19,052,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 541,200 | $18,976,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,067,657 | $18,930,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 17,207,000 | $18,508,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 10,010,000 | $18,438,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,438,566 | $18,399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 91,527 | $18,106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 219,805 | $18,101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASH AMER INTL INC | 14754DAF7 | BOND | 11,500,000 | $17,588,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 308,013 | $17,461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 15,000,000 | $17,457,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SEI INVTS CO COM | 784117103 | Stock | 514,142 | $17,281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 766,500 | $17,181,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 306,856 | $17,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,209,677 | $17,008,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 646,600 | $16,741,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TECHNIPFMC PLC | 30249U101 | COM | 319,925 | $16,729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 522,684 | $16,725,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 516,600 | $16,592,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 168,100 | $16,512,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 529,848 | $16,441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 135,633 | $16,309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 165,500 | $16,225,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 619,500 | $15,990,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGCO CORP | 001084102 | COM | 286,588 | $15,808,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 505,989 | $15,565,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 117,817 | $15,532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTINET INC COM | 34959E109 | Stock | 693,258 | $15,272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCA Healthcare Inc | 40412C101 | COM | 290,399 | $15,246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 9,000,000 | $14,800,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 380,400 | $14,707,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDTRONIC INC | 585055106 | COM | 232,932 | $14,334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857202 | CL B | 229,381 | $14,176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 850,878 | $14,014,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 325,442 | $13,933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINET GROUP INC COM | 896288107 | Stock | 647,029 | $13,788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACWEST BANCORP DEL | 695263103 | COM | 309,636 | $13,318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 157,300 | $13,135,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 639,632 | $13,074,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 2,008,263 | $12,993,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 272,500 | $12,966,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 240,600 | $12,470,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 142,870 | $12,435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 256,400 | $12,206,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 79,175 | $12,056,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 307,029 | $12,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 22,405 | $12,025,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 149,900 | $12,003,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 977,335 | $11,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 839,715 | $11,958,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748101 | COM | 498,789 | $11,867,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H107 | COM | 143,142 | $11,864,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 180,400 | $11,859,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021101 | SHS | 1,602,243 | $11,840,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 149,500 | $11,789,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 120,300 | $11,460,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 7,500,000 | $11,312,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 551,766 | $11,267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 226,000 | $11,240,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATAMARAN CORP | 148887102 | COM | 249,500 | $11,168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 123,900 | $11,154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T102 | COM | 550,175 | $11,124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 331,351 | $11,104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 32,800 | $11,033,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 442,683 | $10,912,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITALSOURCE INC | 14055X102 | COM | 745,136 | $10,871,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 20,100 | $10,787,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 130,900 | $10,718,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 951,442 | $10,466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 136,500 | $10,433,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 281,927 | $10,378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 1,022,058 | $10,333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 10,000,000 | $10,134,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 10,000,000 | $10,100,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 9,700,000 | $10,100,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 142,500 | $10,098,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 2,434,000 | $10,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 125,400 | $9,923,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRESSER-RAND GROUP INC | 261608103 | COM | 169,319 | $9,890,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 499,139 | $9,838,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 344,293 | $9,809,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 45,000 | $9,714,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Del Taco Restaurants | 52748T104 | COM | 999,802 | $9,688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 412,200 | $9,674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 726,372 | $9,661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 98,434 | $9,598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 135,300 | $9,588,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 168,500 | $9,566,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 500,000 | $9,480,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 81,000 | $9,464,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 364,465 | $9,389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 95,800 | $9,357,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 6,581,000 | $9,288,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 10,000,000 | $9,226,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO LTD SHS | G491BT108 | Stock | 248,208 | $9,183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 73,500 | $9,065,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUMANA INC COM | 444859102 | Stock | 80,300 | $9,052,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUN CMNTYS INC COM | 866674104 | REIT | 200,000 | $9,018,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORPORATION | 761565100 | COM | 481,347 | $9,006,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 347,700 | $9,002,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 6,135,000 | $8,948,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 120,300 | $8,897,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SLR INVESTMENT CORP | 83413U100 | COM | 407,536 | $8,876,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATWOOD OCEANICS INC | 050095108 | COM | 175,816 | $8,859,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,134,400 | $8,825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 676,084 | $8,816,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK CDA COM | 780087102 | Stock | 120,300 | $8,768,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 511,482 | $8,629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 121,700 | $8,562,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 677,900 | $8,562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 900,000 | $8,550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNGA INC. | 98986T108 | CL A | 1,975,309 | $8,493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 100,000 | $8,475,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| YAHOO INC | 984332106 | COM | 235,928 | $8,470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 139,100 | $8,444,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 200,000 | $8,430,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 61,900 | $8,397,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Q | 74876Y101 | Stock | 164,334 | $8,343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A108 | COM | 1,007,563 | $8,323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 134,146 | $8,314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAP INC | 19624R106 | CL A | 378,154 | $8,300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 110,000 | $8,233,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFEGUARD SCIENTIFICS INC | 786449AK4 | BOND | 6,000,000 | $8,185,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,050,000 | $8,148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 816,625 | $8,142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905106 | COM | 175,000 | $8,051,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 65,000 | $8,033,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 152,600 | $7,842,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 200,000 | $7,835,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 82,100 | $7,824,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 200,000 | $7,822,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 80,200 | $7,820,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 155,600 | $7,781,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE GRP INC | 741503403 | COM NEW | 6,523 | $7,775,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 155,200 | $7,765,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 120,300 | $7,703,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVASIVE INC | 670704105 | COM | 198,491 | $7,624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 101,489 | $7,597,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 144,700 | $7,518,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 100,500 | $7,505,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINA CORP | G81477104 | ORD | 121,641 | $7,348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 382,800 | $7,212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 7,000,000 | $7,145,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 171,900 | $7,032,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 203,100 | $6,991,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 169,100 | $6,929,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 144,900 | $6,899,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 151,915 | $6,827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 395,900 | $6,811,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 5,000,000 | $6,800,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 6,000,000 | $6,780,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CIENA CORP COM NEW | 171779309 | Stock | 297,383 | $6,763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 381,783 | $6,647,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 5,994,000 | $6,623,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP | 587200106 | COM | 292,100 | $6,432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 241,900 | $6,242,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S SILICA HLDGS INC | 90346E103 | COM | 163,196 | $6,229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 84,900 | $6,211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 344,303 | $6,155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEPHEID | 15670R107 | COM | 118,400 | $6,107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 343,994 | $6,100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 100,000 | $6,024,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 290,698 | $5,971,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 159,100 | $5,955,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 260,960 | $5,890,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPO INC COM | 983793100 | Stock | 200,000 | $5,882,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235T107 | COM | 188,614 | $5,860,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 135,900 | $5,824,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Prologis,Inc. | 74340W103 | COM | 142,118 | $5,803,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 179,295 | $5,680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,123,877 | $5,574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW INC | 98954A107 | COMMON STOCK | 62,249 | $5,484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 350,600 | $5,468,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 216,100 | $5,461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITE AID CORP | 767754BU7 | CNV | 2,150,000 | $5,378,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GOOGLE INC | 38259P706 | CL C | 4,800 | $5,350,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 146,136 | $5,349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEANEERING INTL INC | 675232102 | COM | 74,063 | $5,322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICE ENERGY INC | 762760106 | COM | 200,000 | $5,278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 119,375 | $5,229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 356,487 | $5,208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING PETE CORP NEW | 966387102 | COM | 74,962 | $5,201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATEGY INC CL A NEW | 594972408 | Stock | 44,916 | $5,183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 5,000,000 | $5,100,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 129,621 | $5,090,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 225,450 | $5,077,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 119,804 | $5,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 500,000 | $5,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLPOINT INC | 94973V107 | COM | 50,100 | $4,988,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERITUS CORP | 291005106 | COMMON STOCK | 157,437 | $4,950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAZYME INC | 83415T101 | COM | 425,000 | $4,935,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 814,062 | $4,924,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 59,800 | $4,820,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAP HLDGS INC | 36268WAA8 | NOTE 4.125%12/0 | 4,250,000 | $4,792,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 80,100 | $4,715,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 80,100 | $4,715,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC | 003654100 | COM | 178,771 | $4,655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC CL A | 379577208 | Stock | 174,686 | $4,646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 500,000 | $4,595,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THORATEC CORP | 885175307 | COM | 126,227 | $4,520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 37,300 | $4,435,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 1,065,800 | $4,380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONGZHONG CORP | 50047P104 | CMN | 381,000 | $4,370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIVE | 007786106 | Stock | 410,000 | $4,326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E2OPEN INC | 29788A104 | COM | 183,098 | $4,316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 43,700 | $4,283,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 47,500 | $4,275,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 160,000 | $4,272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 12,476 | $4,197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 44,159 | $4,180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALERE INC | 01449J105 | COM | 120,688 | $4,146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 247,155 | $4,103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 43,200 | $4,089,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 43,200 | $4,089,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARNES GROUP INC | 067806AD1 | BOND | 3,000,000 | $4,065,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 34,073 | $4,058,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092109 | COM | 576,986 | $4,039,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 124,400 | $3,995,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 31,600 | $3,948,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUMANA INC COM | 444859102 | Stock | 35,000 | $3,945,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637104 | COM | 55,166 | $3,944,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 112,000 | $3,925,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 198,045 | $3,900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 100,058 | $3,888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUME INC | 98872B104 | COM | 520,115 | $3,802,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 50,000 | $3,764,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWFIELD EXPL CO | 651290108 | COM | 119,002 | $3,732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCKESSON CORP COM | 58155Q103 | Stock | 21,031 | $3,714,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 65,300 | $3,708,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,000 | $3,708,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,000 | $3,708,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 88,641 | $3,699,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,000,000 | $3,660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLABRIUM JAPAN ACQUISITN C | G2266G102 | SHS | 350,011 | $3,622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,127,762 | $3,620,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 251,019 | $3,605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 205,800 | $3,533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 217,309 | $3,528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 248,043 | $3,484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 247,261 | $3,367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 175,640 | $3,357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 209,905 | $3,343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 2U INC | 90214J101 | COM | 242,600 | $3,311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 84,800 | $3,280,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 139,000 | $3,246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIVATION INC | 58501N101 | COM | 50,354 | $3,241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENBRIER COS INC | 393657101 | COM | 68,113 | $3,106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 133,800 | $2,997,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 539,900 | $2,997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYLAN INC | 628530107 | COM | 61,131 | $2,985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 37,100 | $2,971,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 37,500 | $2,959,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 428,963 | $2,938,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 68,400 | $2,931,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505104 | COM | 136,460 | $2,917,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 208,000 | $2,902,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 282,600 | $2,883,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 34,400 | $2,873,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 19,040 | $2,831,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPANSION INC | 84649R200 | COM CL A NEW | 162,209 | $2,826,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 362,183 | $2,807,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 58,700 | $2,793,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SanDisk Corporation | 80004C101 | COM | 34,168 | $2,774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER INC | 74051N102 | CL A | 83,286 | $2,744,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 676,379 | $2,706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100,000 | $2,671,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 382,540 | $2,671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 63,177 | $2,641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERYWARE GLOBAL INC | 300439106 | COM | 576,192 | $2,627,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 100,000 | $2,612,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENNEY J C INC | 708160106 | COM | 300,000 | $2,586,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 255,800 | $2,558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 7,500 | $2,523,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SQUARE 1 FINL INC | 85223W101 | CL A | 125,000 | $2,513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 30,200 | $2,473,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 27,500 | $2,461,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 355,100 | $2,450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 30,800 | $2,437,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 34,000 | $2,410,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 88,300 | $2,296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 159,470 | $2,261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q106 | COM | 194,478 | $2,225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F104 | COM SER A | 26,890 | $2,224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 56,500 | $2,183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 10,100 | $2,178,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHART INDS INC | 16115Q308 | COM | 27,024 | $2,147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 28,000 | $2,140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 17,000 | $2,098,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 363,123 | $2,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 205,962 | $2,076,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 94,300 | $2,068,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 17,600 | $2,058,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOMEAWAY INC | 43739Q100 | COM | 53,600 | $2,019,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 27,000 | $2,016,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RPM INTL INC COM | 749685103 | Stock | 48,000 | $2,009,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 26,000 | $1,985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 26,300 | $1,970,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHWAYS INC | 422245100 | COM | 114,751 | $1,967,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 14,300 | $1,939,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 15,200 | $1,909,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 26,900 | $1,892,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BORDERFREE INC | 09970L100 | COM | 100,000 | $1,864,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 35,800 | $1,840,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 18,000 | $1,792,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 103,000 | $1,792,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 51,700 | $1,780,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9,446 | $1,768,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 34,100 | $1,705,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 400,000 | $1,683,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 400,000 | $1,683,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 17,400 | $1,658,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN SOLAR INC | 136635109 | COM | 51,598 | $1,654,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 16,700 | $1,628,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,700 | $1,593,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 79,490 | $1,583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 29,900 | $1,580,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056101 | COM | 200,000 | $1,500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWS GROUP INC | 78503N107 | COM | 200,233 | $1,498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 57,200 | $1,494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 83,946 | $1,465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHART ACQUISITION CORP | 161151105 | COM | 146,397 | $1,455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER EAGLE ACQUISITION | 827694118 | W | 2,000,000 | $1,440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEBMD HEALTH CORP | 94770V102 | COM | 34,236 | $1,417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 37,600 | $1,408,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 198,385 | $1,403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 75,118 | $1,390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIQUEST INC NEW | 80908T101 | COM | 50,000 | $1,351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFS CAPITAL CORP | 67103B100 | COM | 106,798 | $1,336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Q2 HLDGS INC COM | 74736L109 | Stock | 85,000 | $1,320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DFC GLOBAL CORP | 23324T107 | COM | 141,000 | $1,246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 71,205 | $1,233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 125,000 | $1,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER STD RES INC | 82823L106 | COM | 120,000 | $1,192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 6,300 | $1,180,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 6,300 | $1,180,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 537,800 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 58,429 | $1,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 84,418 | $1,156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 14,100 | $1,139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742107 | COM | 151,709 | $1,135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 115,407 | $1,132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 589499102 | COM | 460,865 | $1,124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 62,000 | $1,092,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,000,000 | $1,089,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 68,360 | $1,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 34,111 | $1,072,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 166,800 | $1,065,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOGEN INC | 05463X106 | COM | 348,607 | $1,063,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 492,444 | $1,045,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 153,024 | $1,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 1,000,000 | $1,010,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672106 | COM | 98,040 | $989,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,100 | $985,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC COM | 92337F107 | Stock | 57,509 | $985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 105,264 | $985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 70,439 | $914,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R101 | COM | 57,900 | $907,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 10,800 | $884,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 10,800 | $884,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 500,000 | $880,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIOS HIGH | 42327X204 | COM NEW | 99,974 | $862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 28,800 | $850,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 21,900 | $846,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,200 | $800,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 21,200 | $781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBER ROAD INC | 02318Y108 | COM | 50,000 | $770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINPARIO ACQUISITION CORP | 74874R116 | W | 1,218,700 | $743,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 82,426 | $715,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 35,364 | $703,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 650,000 | $701,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 42,188 | $694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Trunkbow Intl Holdings | 89818A102 | COM | 480,000 | $677,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 35,100 | $665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 37,500 | $660,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 02121101 | COM | 42,694 | $642,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 61,100 | $633,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 46,330 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 11,800 | $562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 14,700 | $561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,787 | $552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 35,000 | $545,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 13,200 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 900,000 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 57,392 | $543,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTE ENERGY CO COM | 233331107 | Stock | 7,300 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 16,200 | $537,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTREN CORP | 92240G101 | COM | 13,600 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,000 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 16,500 | $534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 19,700 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 12,100 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,500 | $532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 64,500 | $531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,200 | $530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGL RES INC | 001204106 | COM | 10,700 | $524,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 500,000 | $524,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Empire District Electric Co/Th | 291641108 | COM | 21,491 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375100 | COM | 30,400 | $521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 5,200 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,900 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKLEY W R CORP COM | 084423102 | Stock | 12,400 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNUM GROUP COM | 91529Y106 | Stock | 14,500 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 40,800 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS CORP INC | 413875105 | COM | 7,000 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 500,000 | $512,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,900 | $510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCC INS HLDGS INC | 404132102 | COM | 11,200 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 8,400 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 9,300 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 21,400 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 41,656 | $503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DST SYS INC DEL | 233326107 | COM | 5,300 | $502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 24,000 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROASSURANCE CORP | 74267C106 | COM | 11,100 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 52,881 | $493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,000 | $492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONOCO PRODS CO | 835495102 | COM | 12,000 | $492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 65,484 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 1,050,000 | $462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001288136-14-000068 | this filing | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-14-000085 | added | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-14-000093 | added | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-14-000104 | added | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-15-000026 | added | 2015-02-13 | acceptance time not in the bulk data set |