13F-HR filed by Pine River Capital Management L.P.
Pine River Capital Management L.P. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 632 holding rows worth $8,184,080,000.
- Accession
- 0001288136-14-000056
- Filer
- CIK 1288136
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 633 entries on the cover page, a total value of $8,184,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,184,080,000 with VALUE read as thousands by filing date, 13F file number 028-10902. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,800,900 | $332,610,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 13,957,192 | $323,388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 14,542,825 | $280,531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 209,597,000 | $212,742,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,332,644 | $208,523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,964,268 | $169,134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 770,900 | $142,378,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,171,057 | $120,384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,039,100 | $96,512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,068,766 | $95,653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,112,600 | $88,297,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 2,438,700 | $86,233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 53,100,000 | $84,273,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 145,000 | $81,352,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,432,700 | $75,040,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,159,800 | $69,073,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 3,789,276 | $66,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 62,950,000 | $65,519,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 962,170 | $64,557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP COM | 020002101 | Stock | 1,134,996 | $61,903,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,114,713 | $56,907,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 609,813 | $56,237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 13,863,800 | $55,594,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 8,292,983 | $55,398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 98,300 | $55,151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,205,400 | $54,459,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 515,900 | $52,211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 51,000,000 | $51,040,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 211,695 | $47,141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 327,700 | $44,728,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP | 65105M108 | COM | 7,467,891 | $42,865,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 523,000 | $42,580,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,680,600 | $41,713,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHH CORP | 693320AQ6 | CNV | 20,000,000 | $41,422,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 1,470,600 | $41,221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 443,900 | $40,084,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 880,900 | $39,995,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 223,175 | $39,560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC COM | 23331A109 | Stock | 1,747,281 | $38,998,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 28,000,000 | $38,801,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 28,900,000 | $38,428,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,816,651 | $37,884,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,276,094 | $37,442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 407,000 | $37,276,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 402,900 | $36,900,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 2,477,767 | $36,622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 789,800 | $35,288,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 347,600 | $35,178,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,522,200 | $35,116,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 1,022,058 | $34,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 1,549,800 | $34,761,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 34,680,000 | $34,289,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 176,700 | $33,142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CMS ENERGY CORP | 125896BD1 | CNV | 16,685,000 | $33,005,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 58,403 | $32,766,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 2,727,119 | $32,616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 38259p508 | COM | 29,100 | $32,612,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 311,800 | $31,214,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVERTEC INC | 30040P103 | COM | 1,261,188 | $31,101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 1,973,800 | $30,731,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 547,661 | $30,048,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 334,908 | $30,045,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 159,000 | $29,822,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 238,700 | $29,815,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 649,600 | $29,493,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,397,036 | $29,464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 502,200 | $29,369,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 290,684 | $29,353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEI INVTS CO COM | 784117103 | Stock | 843,369 | $29,290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 782,600 | $29,278,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 494,352 | $28,911,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 20,352,000 | $28,798,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 316,570 | $28,526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 313,000 | $28,395,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 356,389 | $28,270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 356,100 | $28,246,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN UN CO COM | 959802109 | Stock | 1,635,526 | $28,213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 516,221 | $28,211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 52,264,000 | $28,092,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE INC | 97717P104 | COM | 1,569,200 | $27,791,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 528,500 | $27,540,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 661,100 | $27,310,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 460,300 | $26,920,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 291,800 | $26,349,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 389,800 | $26,154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 329,400 | $25,923,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 507,759 | $25,549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,021,940 | $24,957,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 147,633 | $24,779,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 23,500,000 | $24,763,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 208,300 | $24,696,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 446,080 | $24,619,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,091,788 | $24,545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 590,600 | $24,398,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 278,900 | $24,302,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 828,277 | $23,846,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 386,493 | $23,105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 22,794,000 | $22,851,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 1,002,600 | $22,609,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 870,800 | $22,602,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 1,442,400 | $22,458,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 455,800 | $22,395,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK CDA COM | 780087102 | Stock | 313,000 | $22,353,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 256,500 | $22,350,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 143,138 | $22,311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 313,000 | $22,165,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 719,700 | $22,046,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNTRUST BANKS INC | 867914103 | COM | 598,760 | $22,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 38259p508 | COM | 19,500 | $21,851,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 248,200 | $21,832,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 416,000 | $21,675,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 256,700 | $21,292,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 166,800 | $20,834,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 271,070 | $20,766,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE GRP INC | 741503403 | COM NEW | 17,843 | $20,740,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL A | 526057104 | Stock | 519,156 | $20,539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 584,000 | $20,531,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 400,000 | $20,336,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 324,658 | $20,086,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 707,300 | $19,827,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 402,300 | $19,766,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 527,400 | $19,732,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 330,676 | $19,685,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 3,627,900 | $19,192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 231,200 | $19,178,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,546,577 | $18,822,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 17,207,000 | $18,611,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| 38259p508 | COM | 16,537 | $18,534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 81,749 | $18,385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 222,800 | $18,139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 143,997 | $17,987,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 1,132,030 | $17,625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 674,300 | $17,502,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 2,141,019 | $17,407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 1,780,495 | $17,182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 14,000,000 | $16,866,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 187,100 | $16,857,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATAMARAN CORP | 148887102 | COM | 344,260 | $16,339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 3,036,838 | $16,064,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 355,100 | $15,865,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 132,500 | $15,709,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ST JUDE MED INC | 790849103 | COM | 246,775 | $15,289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHUTTERFLY INC | 82568P304 | COM | 300,000 | $15,279,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 398,600 | $15,252,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 215,700 | $15,241,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 659,562 | $15,145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 130,000 | $15,096,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 37,800 | $15,073,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 260,000 | $14,892,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 164,000 | $14,878,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACWEST BANCORP DEL | 695263103 | COM | 342,416 | $14,457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 285,800 | $14,305,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 189,500 | $14,268,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 563,900 | $14,238,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 188,600 | $14,006,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 453,500 | $13,891,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S SILICA HLDGS INC | 90346E103 | COM | 399,072 | $13,613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 385,900 | $13,567,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 172,100 | $13,545,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 175,195 | $13,193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 157,400 | $12,959,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 226,065 | $12,950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 57,900 | $12,894,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 606,162 | $12,881,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDTRONIC INC | 585055106 | COM | 219,809 | $12,616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 470,837 | $12,529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 850,878 | $12,490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 165,000 | $12,392,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748101 | COM | 535,307 | $12,382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 160,100 | $12,232,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H107 | COM | 147,071 | $12,207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIGNA CORPORATION | 125509109 | COM | 139,511 | $12,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 71,000 | $11,927,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 104,700 | $11,915,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 106,789 | $11,892,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNGA INC. | 98986T108 | CL A | 3,127,399 | $11,884,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 1,175,000 | $11,868,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LGI HOMES INC COM | 50187T106 | Stock | 666,180 | $11,851,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 69,700 | $11,709,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,779,465 | $11,702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 161,775 | $11,364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 7,500,000 | $11,362,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 120,900 | $10,967,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YONGYE INTL INC | 98607B106 | COM | 1,712,238 | $10,958,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 112,600 | $10,926,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 217,200 | $10,871,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 163,000 | $10,828,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 561,288 | $10,748,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 458,000 | $10,598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 621,978 | $10,568,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 200,000 | $10,459,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 200,000 | $10,459,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 353,782 | $10,391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,000,000 | $10,372,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BARRACUDA NETWORKS INC | 068323104 | COM | 258,833 | $10,270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 142,000 | $10,163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEVY ACQUISITION CORP | 52748T203 | COM | 1,000,000 | $10,010,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 87,200 | $9,947,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| E M C CORP MASS | 268648102 | COM | 395,302 | $9,941,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 132,000 | $9,940,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 259,200 | $9,918,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 24,800 | $9,888,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 439,400 | $9,857,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 187,300 | $9,733,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 180,880 | $9,655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 856,697 | $9,578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 297,555 | $9,533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 53,600 | $9,501,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 182,700 | $9,494,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHART INDS INC | 16115Q308 | COM | 99,124 | $9,480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 53,400 | $9,465,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 179,000 | $9,452,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 270,789 | $9,367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 125,300 | $9,305,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 121,000 | $9,244,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 65,800 | $9,229,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SLR INVESTMENT CORP | 83413U100 | COM | 407,536 | $9,190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 237,000 | $9,098,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 95,500 | $9,084,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 190,714 | $8,988,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 98,300 | $8,855,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 573,300 | $8,771,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 669,355 | $8,742,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 500,000 | $8,720,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 126,000 | $8,685,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 104,700 | $8,619,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 10,300 | $8,607,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 168,300 | $8,593,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KBHOME | 48666K109 | COM | 468,756 | $8,570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 1,010,807 | $8,566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRIL-QUIP INC | 262037104 | COM | 77,125 | $8,479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 37,700 | $8,395,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 709,299 | $8,363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 259,625 | $8,334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 203,100 | $8,302,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEARTWARE INTL INC | 422368100 | COM | 87,925 | $8,257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT INC | 756577102 | COM | 147,087 | $8,243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 362,568 | $8,184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRESSER-RAND GROUP INC | 261608103 | COM | 137,251 | $8,184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 108,500 | $8,150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 71,200 | $8,101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 126,900 | $8,077,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENEFITFOCUS INC | 08180D106 | COM | 139,000 | $8,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 189,500 | $7,920,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEANEERING INTL INC | 675232102 | COM | 97,954 | $7,727,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 500,000 | $7,531,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 129,608 | $7,411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 144,901 | $7,354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F5 INC COM | 315616102 | Stock | 80,937 | $7,354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 52,400 | $7,350,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 53,800 | $7,344,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 75,400 | $7,317,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 136,100 | $7,232,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORPORATION | 761565100 | COM | 366,303 | $7,220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 98,600 | $6,967,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 6,500,000 | $6,956,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 96,800 | $6,926,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 183,646 | $6,790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 376,091 | $6,744,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 56,800 | $6,482,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 5,844,000 | $6,465,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,000,000 | $6,392,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 148,000 | $6,297,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 6,000,000 | $6,268,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 401,372 | $6,245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 162,100 | $6,224,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZULILY INC | 989774104 | CL A | 149,500 | $6,194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 117,200 | $6,188,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIENA CORP COM NEW | 171779309 | Stock | 257,883 | $6,171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 64,700 | $6,154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 115,400 | $6,136,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 344,303 | $6,097,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 130,700 | $6,092,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 69,479 | $6,054,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAREXEL INTL CORP | 699462107 | COM | 132,029 | $5,965,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 343,994 | $5,924,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 203,120 | $5,922,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RACKSPACE HOSTING INC | 750086100 | COM | 151,141 | $5,914,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 104,661 | $5,856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 598,126 | $5,821,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 489,200 | $5,788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIREEYE INC | 31816Q101 | COM | 131,000 | $5,713,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 110,900 | $5,661,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 234,223 | $5,635,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T102 | COM | 275,334 | $5,631,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q106 | COM | 750,951 | $5,618,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATEGY INC CL A NEW | 594972408 | Stock | 44,989 | $5,589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 141,518 | $5,558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 6,600 | $5,516,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 215,378 | $5,453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVENT INC | 23247G109 | COM | 147,000 | $5,349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKETO INC | 57063L107 | COM | 143,000 | $5,301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 399,275 | $5,269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Prologis,Inc. | 74340W103 | COM | 142,000 | $5,247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 250,000 | $5,220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC CL A | 379577208 | Stock | 256,893 | $5,183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 77,564 | $5,182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 129,621 | $5,146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JETPAY CORP | 477177109 | COM | 3,290,000 | $5,099,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 110,593 | $4,941,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 325,000 | $4,833,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 814,062 | $4,827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEBMD HEALTH CORP | 94770V102 | COM | 121,100 | $4,784,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 4,500,000 | $4,777,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW INC | 98954A107 | COMMON STOCK | 57,412 | $4,692,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 4,500,000 | $4,680,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SYMANTEC CORP | 871503108 | COM | 197,645 | $4,660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 194,300 | $4,580,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIMBLE STORAGE INC | 65440R101 | COM | 100,000 | $4,531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFELOCK INC COM | 53224V100 | COM | 275,495 | $4,521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANNELADVISOR CORP | 159179100 | COM | 108,000 | $4,505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITE AID CORP | 767754BU7 | CNV | 2,150,000 | $4,444,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 119,375 | $4,437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 245,989 | $4,386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268209 | COM NEW | 318,146 | $4,378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 88,738 | $4,361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERITUS CORP | 291005106 | COMMON STOCK | 196,706 | $4,255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 1,066,100 | $4,222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 47,600 | $4,187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 272,900 | $4,149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES GROUP INC | 067806AD1 | BOND | 3,000,000 | $4,089,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 93,500 | $4,064,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092109 | COM | 476,986 | $4,059,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUME INC | 98872B104 | COM | 529,609 | $3,945,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 42,610 | $3,909,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAVENIR SYS INC | 577675101 | COM | 348,300 | $3,887,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 36,352 | $3,814,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 72,696 | $3,807,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVVITY INC | 714046109 | COM | 92,123 | $3,799,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAP HLDGS INC | 36268WAA8 | NOTE 4.125%12/0 | 4,000,000 | $3,737,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COTY INC | 222070203 | COM CL A | 239,017 | $3,645,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 235,336 | $3,619,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 113,000 | $3,616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDC ENERGY INC | 69327R101 | COM | 67,388 | $3,587,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLABRIUM JAPAN ACQUISITN C | G2266G102 | SHS | 350,011 | $3,580,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTBELLY CORP | 73754Y100 | COM | 146,000 | $3,545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SVCS INC | 492914106 | COM | 448,676 | $3,544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 980,950 | $3,532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 24,530 | $3,521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,000 | $3,484,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOLLYFRONTIER CORP | 436106108 | COM | 68,960 | $3,426,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 44,290 | $3,416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 68,693 | $3,382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 350,000 | $3,332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNEY J C INC | 708160106 | COM | 362,300 | $3,316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 82,000 | $3,313,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 204,546 | $3,283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 247,261 | $3,278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 139,000 | $3,193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 75,000 | $3,191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP COM | 12514G108 | Stock | 136,189 | $3,182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Q | 74876Y101 | Stock | 67,830 | $3,143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUIDEL CORP | 74838J101 | COM | 100,000 | $3,089,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 175,640 | $3,038,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 120,262 | $3,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 494,646 | $3,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 20,000 | $3,009,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 170,000 | $2,965,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R100 | COM | 130,000 | $2,903,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 100,000 | $2,870,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 282,600 | $2,857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 826,362 | $2,851,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THORATEC CORP | 885175307 | COM | 77,398 | $2,833,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RINGCENTRAL INC | 76680R206 | CL A | 146,500 | $2,691,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 131,000 | $2,548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 30,569 | $2,535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUASITION CORP | Y0192H103 | COM | 249,900 | $2,534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY CROSS BORDER ACQUIS | G4772R101 | SHS | 315,000 | $2,491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVISINT CORP | 22357R103 | COM | 198,000 | $2,485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING PETE CORP NEW | 966387102 | COM | 39,560 | $2,448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 528,307 | $2,394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 155,000 | $2,392,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 88,300 | $2,379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 330,283 | $2,332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525102 | COM | 194,000 | $2,287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 24,334 | $2,268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 31,000 | $2,260,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 82,908 | $2,208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 156,299 | $2,201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 36,863 | $2,172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLTA MED INC | 83438K103 | COM | 730,068 | $2,154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 100,000 | $2,114,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 100,000 | $2,114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 363,123 | $2,057,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPM INTL INC COM | 749685103 | Stock | 48,000 | $1,991,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALTIC TRADING LTD | Y0553W103 | COM | 300,000 | $1,932,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A108 | COM | 259,179 | $1,920,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENBRIER COS INC | 393657101 | COM | 58,350 | $1,916,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCA Healthcare Inc | 40412C101 | COM | 39,719 | $1,894,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC | 003654100 | COM | 69,189 | $1,850,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 47,000 | $1,843,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 52,889 | $1,838,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 100,000 | $1,838,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTANT CONTACT INC | 210313102 | COM | 57,795 | $1,796,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,600 | $1,745,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,600 | $1,744,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 11,450 | $1,742,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOGEN INC | 05463X106 | COM | 386,699 | $1,736,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 246,700 | $1,683,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 94,300 | $1,638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 20,700 | $1,633,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DFC GLOBAL CORP | 23324T107 | COM | 141,000 | $1,614,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 109,000 | $1,603,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIER INC | 74051N102 | CL A | 42,543 | $1,564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 150,000 | $1,560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR LEASE CORP | 00912X302 | CL A | 50,000 | $1,554,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 84,821 | $1,513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 20,600 | $1,502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIVATION INC | 58501N101 | COM | 23,400 | $1,493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFS CAPITAL CORP | 67103B100 | COM | 114,098 | $1,464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHART ACQUISITION CORP | 161151105 | COM | 146,397 | $1,427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 36,000 | $1,412,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPANSION INC | 84649R200 | COM CL A NEW | 101,000 | $1,403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 89,918 | $1,402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 89,800 | $1,386,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 47,600 | $1,366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 115,071 | $1,336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 401,800 | $1,321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 400,000 | $1,320,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 400,000 | $1,320,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 1,000,000 | $1,310,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 473,800 | $1,303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 84,418 | $1,243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 182,545 | $1,208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 167,100 | $1,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC DEL | 608753109 | COM | 210,200 | $1,181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 122,519 | $1,170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 79,469 | $1,168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 54,935 | $1,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 153,700 | $1,144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINA CORP | G81477104 | ORD | 13,500 | $1,137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 181,403 | $1,091,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 33,500 | $1,087,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D107 | COM | 61,300 | $1,085,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,000,000 | $1,080,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHWAYS INC | 422245100 | COM | 70,362 | $1,080,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 248,000 | $1,072,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S G CORP | 903293405 | COM NEW | 37,400 | $1,061,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 58,300 | $1,059,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 115,900 | $1,053,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,100 | $1,048,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 1,000,000 | $1,048,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 58,429 | $1,046,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 38,400 | $1,044,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 21,200 | $1,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADATA CORP DEL | 88076W103 | COM | 22,900 | $1,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 25,200 | $1,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 57,400 | $1,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLARWINDS INC | 83416B109 | COM | 27,400 | $1,036,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HMS HLDGS CORP | 40425J101 | COM | 45,600 | $1,035,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 74,800 | $1,033,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R101 | COM | 57,900 | $1,032,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 58,718 | $1,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 60,500 | $1,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 55,300 | $1,024,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITRIX SYSTEMS INC | 177376100 | COM | 16,200 | $1,024,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADCOM CORP | 111320107 | CL A | 34,484 | $1,023,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTINET INC COM | 34959E109 | Stock | 53,400 | $1,021,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 82,600 | $1,020,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 87,800 | $1,020,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWFIELD EXPL CO | 651290108 | COM | 41,400 | $1,020,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 78,100 | $1,015,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 14,800 | $1,009,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 80,600 | $1,009,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 190,100 | $1,009,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMKEN CO | 887389104 | COM | 18,300 | $1,008,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 51,400 | $1,008,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gevo Inc | 374396109 | COMMON | 700,000 | $1,001,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 112,300 | $1,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUCKUS WIRELESS INC | 781220108 | COM | 70,400 | $1,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 492,444 | $1,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 54,300 | $999,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 40,400 | $999,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTERA CORP | 021441100 | COM | 30,600 | $995,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Equinix, Inc. | 29444U502 | EQIX | 5,600 | $993,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 118,000 | $989,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,000 | $988,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 29,900 | $987,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 23,400 | $985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 29,900 | $984,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892102 | SPONSORED ADR | 322,800 | $984,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT COMFORT CORP | 81616X103 | COM | 46,500 | $981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URBAN OUTFITTERS INC | 917047102 | COM | 26,400 | $980,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q209 | COM NEW | 254,000 | $980,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 385,600 | $976,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 29,600 | $975,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE ADT CORPORATION | 00101J106 | COM | 24,100 | $975,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESH MKT INC | 35804H106 | COM | 24,000 | $972,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 33,900 | $971,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERIS RESIDENTIAL INC | 554489104 | COM | 45,200 | $971,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVANTA HLDG CORP | 22282E102 | COM | 54,600 | $969,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 293,000 | $967,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME PROPERTIES INC | 437306103 | COM | 18,000 | $965,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BXP INC COM | 101121101 | REIT | 9,600 | $964,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDCORP INC NEW | 380956409 | COM | 44,500 | $964,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 49,900 | $963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION RLTY TR INC | 28140H104 | COM | 109,200 | $963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287108 | COM | 20,800 | $959,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCP INC | 40414L109 | COM | 26,400 | $959,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 37,000 | $959,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001288136-14-000056 | this filing | 2014-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-14-000066 | added | 2014-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-14-000091 | added | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-14-000101 | added | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-15-000025 | added | 2015-02-13 | acceptance time not in the bulk data set |