13F-HR filed by DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-26, with 193 holding rows worth $234,553,000.
- Accession
- 0001287618-18-000002
- Filer
- CIK 1287618
- Filed
- 2018-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 204 entries on the cover page, a total value of $234,553,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,560,000 with VALUE read as thousands by filing date, 13F file number 028-10881. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 63,056 | $16,593,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 84,296 | $8,018,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 69,168 | $6,881,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 35,541 | $5,691,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 14,789 | $5,054,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19,100 | $5,026,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 26,421 | $4,433,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 45,563 | $4,159,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 18,093 | $3,950,000 | thousands by filing date | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 93,500 | $3,821,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 43,323 | $3,802,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 46,793 | $3,491,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 22,882 | $3,474,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 35,241 | $3,385,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 40,442 | $3,336,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,931 | $2,962,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,453 | $2,954,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 18,658 | $2,863,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 18,038 | $2,797,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 15,972 | $2,777,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,953 | $2,685,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 205,358 | $2,403,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 60,037 | $2,255,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 26,804 | $2,243,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 23,295 | $2,205,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 31,442 | $2,191,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 42,041 | $2,189,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,717 | $2,168,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 18,900 | $2,145,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 49,768 | $2,135,000 | thousands by filing date | |
| PEOPLES S&P MIDCAP INDEX FD DREYFS MCP IDX | 712223106 | MUTUAL FUNDS | 55,689 | $2,053,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 89,297 | $2,050,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 43,054 | $1,976,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,921 | $1,958,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 34,173 | $1,946,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,928 | $1,862,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,711 | $1,824,000 | thousands by filing date | |
| SCHWAB SMALL CAP INDEX FUND | 808509848 | MUTUAL | 58,427 | $1,790,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 18,332 | $1,672,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 27,113 | $1,539,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,100 | $1,528,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,431 | $1,484,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,431 | $1,453,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 22,910 | $1,449,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,148 | $1,439,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 23,888 | $1,432,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,380 | $1,424,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,325 | $1,406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11,616 | $1,400,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 35,050 | $1,384,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 13,631 | $1,367,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 12,141 | $1,357,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,421 | $1,355,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 26,290 | $1,355,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 14,106 | $1,352,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,600 | $1,345,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,476 | $1,340,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,700 | $1,326,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 8,572 | $1,324,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,227 | $1,289,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,189 | $1,268,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 19,490 | $1,263,000 | thousands by filing date | |
| Fidelity New Markets Income | 315910836 | CEF | 75,111 | $1,191,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 39,250 | $1,157,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,515 | $1,151,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,215 | $1,147,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 41,813 | $1,144,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 22,421 | $1,132,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 24,685 | $1,112,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 47,960 | $1,104,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,321 | $1,099,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 39,213 | $1,093,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 59,105 | $1,089,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,160 | $1,088,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 23,732 | $1,086,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 13,060 | $1,079,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 26,828 | $1,075,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 20,140 | $1,060,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,850 | $1,047,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 30,267 | $1,034,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,549 | $1,027,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 17,423 | $1,011,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,326 | $989,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,950 | $980,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,431 | $960,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 63,577 | $960,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 15,390 | $960,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,565 | $954,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 100,837 | $945,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 15,735 | $921,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 22,005 | $906,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,181 | $904,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 14,197 | $904,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 9,460 | $886,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,500 | $883,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 17,550 | $882,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 16,095 | $872,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,270 | $870,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,092 | $840,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,825 | $814,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,085 | $813,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 12,056 | $784,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15,745 | $759,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,706 | $758,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 36,291 | $752,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 12,700 | $748,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,310 | $744,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,037 | $707,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,612 | $699,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,000 | $683,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 32,800 | $662,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,129 | $660,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 19,100 | $655,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 13,627 | $599,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,550 | $584,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,304 | $579,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,605 | $564,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 41,805 | $564,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,322 | $506,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 11,460 | $503,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,647 | $499,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,673 | $498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 8,235 | $497,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,000 | $489,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 11,435 | $478,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 30,650 | $477,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 11,788 | $471,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 26,335 | $447,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 42,681 | $445,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,704 | $427,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 293 | $424,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,640 | $422,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,485 | $409,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 13,971 | $409,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,133 | $388,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,452 | $386,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,335 | $377,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,991 | $375,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,328 | $348,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,000 | $342,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 18,400 | $339,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,120 | $308,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,785 | $295,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,420 | $284,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,080 | $277,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,406 | $272,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 23,975 | $266,000 | thousands by filing date | |
| DREYFUS SMALL CAP INDEX | 26200q204 | MF | 8,151 | $258,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,420 | $253,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,992 | $245,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 5,900 | $243,000 | thousands by filing date | call |
| Fidelity Spartan 500 Index Fun | 315911701 | COM | 2,608 | $242,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,325 | $240,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,900 | $240,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 950 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,810 | $235,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,100 | $229,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,250 | $220,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,080 | $215,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,966 | $212,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,420 | $204,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,000 | $196,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,000 | $176,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 1,000 | $168,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 14,919 | $165,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,400 | $133,000 | thousands by filing date | put |
| CERECOR INC | 15671L109 | COM | 30,000 | $129,000 | thousands by filing date | |
| CANNABIX TECHNOLOGIES F | 13765L101 | Equity | 60,000 | $101,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,300 | $99,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,400 | $97,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 25,000 | $94,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 600 | $91,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 2,900 | $81,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 23,000 | $69,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $54,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 14,570 | $46,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 35,000 | $25,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 40,000 | $23,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 100 | $22,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 200 | $19,000 | thousands by filing date | put |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 12,577 | $18,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 100 | $15,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $15,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 200 | $10,000 | thousands by filing date | put |
| RegeneRx Biopharmaceuticals | 75886x108 | COM | 22,300 | $5,000 | thousands by filing date | |
| Imagin Medical Inc | 45250L105 | COM | 20,000 | $5,000 | thousands by filing date | |
| Competitive Companie Xxx Registration Revoked By | 204510101 | COM | 700,000 | $3,000 | thousands by filing date | |
| UMF Group Inc | 902897107 | COM | 60,000 | $2,000 | thousands by filing date | |
| Geopharma Inc | 37250a106 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Access Worldwide Communication | 004319109 | COM | 44,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FBEC WORLDWIDE INC | 30255M100 | COM | 650,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lincoln National Corp | 53185D107 | COM | 33,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| e.Digital Corp | 25841y103 | COM | 60,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001287618-18-000002 | this filing | 2018-04-26 | acceptance time not in the bulk data set |