13F-HR/A filed by DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2016-08-03, with 189 holding rows worth $199,402,000.
- Accession
- 0001287618-16-000008
- Filer
- CIK 1287618
- Filed
- 2016-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 203 entries on the cover page, a total value of $199,402,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $199,401,000 with VALUE read as thousands by filing date, 13F file number 028-10881. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 62,912 | $13,179,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 87,794 | $7,487,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 68,147 | $5,476,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 54,018 | $5,064,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 41,477 | $4,460,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 49,672 | $3,933,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 14,395 | $3,919,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 108,968 | $3,430,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 33,224 | $3,176,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 17,766 | $3,004,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 40,962 | $2,927,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,010 | $2,885,000 | thousands by filing date | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 87,569 | $2,868,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 54,064 | $2,766,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 27,981 | $2,753,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,528 | $2,733,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,951 | $2,524,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 33,555 | $2,373,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,488 | $2,222,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 55,515 | $2,214,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 34,375 | $2,136,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 197,173 | $2,092,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,430 | $2,068,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,457 | $2,035,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 15,065 | $1,935,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 26,436 | $1,930,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 84,247 | $1,867,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 16,278 | $1,864,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 63,845 | $1,832,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,795 | $1,779,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 18,900 | $1,736,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,774 | $1,712,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 21,401 | $1,692,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,030 | $1,678,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 41,725 | $1,662,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 34,625 | $1,605,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,478 | $1,590,000 | thousands by filing date | |
| PEOPLES S&P MIDCAP INDEX FD DREYFS MCP IDX | 712223106 | MUTUAL FUNDS | 44,485 | $1,546,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 18,307 | $1,536,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,757 | $1,509,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,495 | $1,497,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 36,224 | $1,483,000 | thousands by filing date | |
| SCHWAB SMALL CAP INDEX FUND | 808509848 | MUTUAL | 56,271 | $1,387,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,755 | $1,347,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,742 | $1,336,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 17,209 | $1,304,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 102,315 | $1,301,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,234 | $1,287,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 25,255 | $1,281,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,375 | $1,280,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 11,303 | $1,257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 17,269 | $1,246,000 | thousands by filing date | |
| Fidelity New Markets Income | 315910836 | CEF | 76,664 | $1,211,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 11,509 | $1,199,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,097 | $1,188,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 64,342 | $1,156,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 26,106 | $1,132,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,724 | $1,104,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 20,795 | $1,091,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 27,502 | $1,068,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 39,538 | $1,067,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 8,271 | $1,059,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,925 | $1,051,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 16,601 | $1,051,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,919 | $1,051,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,057 | $1,040,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 17,548 | $1,028,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 25,023 | $1,019,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,606 | $1,017,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 6,929 | $1,016,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,431 | $1,007,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,810 | $967,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,395 | $965,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 27,098 | $954,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,225 | $938,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 23,213 | $936,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 7,445 | $930,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 23,070 | $922,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,198 | $921,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 14,460 | $918,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6,725 | $912,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,983 | $905,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 14,130 | $895,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 41,426 | $848,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 12,155 | $832,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,626 | $831,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,900 | $819,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 14,445 | $807,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 22,117 | $798,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 8,240 | $796,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 16,889 | $793,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 36,886 | $768,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9,275 | $755,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,356 | $754,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,110 | $744,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,600 | $731,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 9,800 | $728,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 11,458 | $713,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,247 | $709,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,077 | $707,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,900 | $666,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,500 | $657,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,877 | $640,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,285 | $631,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 39,900 | $616,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,425 | $607,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,956 | $601,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,550 | $595,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 68,952 | $594,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 13,068 | $591,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,977 | $588,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,696 | $578,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 9,425 | $557,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,320 | $543,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 49,452 | $543,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 11,280 | $543,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,775 | $513,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 20,865 | $498,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,665 | $491,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 11,300 | $472,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 35,005 | $471,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,560 | $437,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,090 | $434,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,480 | $419,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 5,580 | $401,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 16,173 | $394,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,950 | $386,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 34,651 | $384,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10,000 | $379,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 12,131 | $373,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 24,190 | $371,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,345 | $359,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,231 | $357,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 27,648 | $348,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,133 | $340,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 23,500 | $316,000 | thousands by filing date | call |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 12,345 | $309,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,200 | $288,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 2,067 | $286,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,840 | $277,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 10,754 | $260,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,537 | $251,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,040 | $245,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,300 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,820 | $241,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,222 | $236,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,986 | $234,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 315 | $225,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,705 | $211,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 20,900 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 10,425 | $186,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 21,000 | $181,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 4,200 | $167,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,200 | $147,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 2,900 | $121,000 | thousands by filing date | call |
| LEVEL3 COMMUNICATIONS INC | 52729N100 | COM | 2,232 | $115,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 2,700 | $110,000 | thousands by filing date | call |
| LEVEL3 COMMUNICATIONS INC | 52729N100 | COM | 2,000 | $103,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,520 | $102,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,100 | $87,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 400 | $84,000 | thousands by filing date | call |
| SEI High Yield Bond | 783925647 | CEF | 11,333 | $78,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 5,600 | $75,000 | thousands by filing date | put |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 20,921 | $68,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 35,000 | $67,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,200 | $61,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 2,900 | $59,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 23,900 | $52,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 38,250 | $44,000 | thousands by filing date | |
| CANNABIX TECHNOLOGIES F | 13765L101 | Equity | 200,000 | $38,000 | thousands by filing date | |
| RegeneRx Biopharmaceuticals | 75886x108 | COM | 62,537 | $29,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 40,000 | $26,000 | thousands by filing date | |
| Lincoln National Corp | 53185D107 | COM | 33,000 | $20,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $19,000 | thousands by filing date | put |
| EXETER RES CORP | 301835104 | COM | 15,000 | $19,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 39,000 | $18,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 200 | $17,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 500 | $16,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 100 | $10,000 | thousands by filing date | call |
| Competitive Companie Xxx Registration Revoked By | 204510101 | COM | 650,000 | $10,000 | thousands by filing date | |
| Iddriven Inc | 45152R101 | COM | 25,000 | $5,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 21,695 | $5,000 | thousands by filing date | |
| e.Digital Corp | 25841y103 | COM | 60,000 | $3,000 | thousands by filing date | |
| Axiom Corp | 05463T105 | COM | 130,000 | $1,000 | thousands by filing date | |
| Geopharma Inc | 37250a106 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Access Worldwide Communication | 004319109 | COM | 40,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Water Technologies Intl | 94114g100 | COM | 404,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDenta Ltd. | 451671101 | COM | 1,094,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Iconic Brands Inc | 45107V207 | COM | 1,825,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001287618-16-000007 | superseded | 2016-08-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001287618-16-000008 | this filing | 2016-08-03 | acceptance time not in the bulk data set |