13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 2,116 holding rows worth $16,655,214,000.
- Accession
- 0001283072-21-000005
- Filer
- CIK 1283072
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 3,915 entries on the cover page, a total value of $16,655,214,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,655,214,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC 028-12550
- included managerSECURITY INVESTORS LLC 028-01689
- included managerGuggenheim Partners Investment Management, LLC 028-12837
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 20,671 | $240,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 18,515 | $239,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 7,320 | $239,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 31,733 | $238,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 12,375 | $238,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 2,363 | $237,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 9,257 | $237,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,304 | $237,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,836 | $236,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,551 | $236,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 28,043 | $234,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 5,054 | $232,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,204 | $231,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,906 | $230,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 62,605 | $230,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 4,048 | $229,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,473 | $229,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5,982 | $228,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,161 | $227,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,550 | $227,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 7,687 | $227,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 31,185 | $226,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 3,012 | $226,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 5,681 | $224,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,621 | $223,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 17,083 | $223,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 6,770 | $222,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 14,135 | $222,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,621 | $221,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 8,921 | $221,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 6,817 | $221,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 21,626 | $221,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 24,320 | $220,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 15,334 | $220,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,055 | $219,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 6,900 | $218,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,623 | $218,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 13,824 | $218,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 6,734 | $217,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 3,932 | $216,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 6,221 | $215,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,749 | $214,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 54,895 | $213,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,591 | $213,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 55,045 | $212,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 14,332 | $212,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,709 | $210,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 46,060 | $210,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 4,941 | $210,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 5,532 | $209,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,311 | $209,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,639 | $209,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 872 | $208,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 7,697 | $208,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,916 | $206,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,549 | $206,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,737 | $206,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 7,722 | $206,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,019 | $205,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 6,199 | $205,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 2,655 | $205,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 15,419 | $204,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 1,121 | $204,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,640 | $204,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 5,434 | $203,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,333 | $203,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,236 | $203,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,022 | $202,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 6,702 | $201,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 16,849 | $199,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,542 | $196,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,564 | $195,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 21,347 | $194,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 23,583 | $189,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 13,063 | $189,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 15,261 | $187,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 30,682 | $186,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 14,453 | $184,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,619 | $183,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,255 | $177,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 30,879 | $175,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 11,494 | $174,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 26,542 | $174,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,067 | $172,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 14,068 | $172,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 18,022 | $167,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 14,314 | $163,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,127 | $162,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 10,232 | $161,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 23,934 | $160,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 22,047 | $156,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 10,075 | $154,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 10,388 | $154,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 12,327 | $152,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 18,089 | $151,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 10,110 | $149,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 15,994 | $141,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 17,922 | $137,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,507 | $133,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 23,143 | $133,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,145 | $131,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 155,854 | $129,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 19,848 | $123,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 25,192 | $120,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 17,811 | $114,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,081 | $110,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 23,738 | $110,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,051 | $107,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 29,836 | $101,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,033 | $100,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,453 | $89,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,948 | $78,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 17,115 | $74,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 18,080 | $69,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,003 | $65,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,406 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001283072-21-000005 | this filing | 2021-11-15 | acceptance time not in the bulk data set |