13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 2,173 holding rows worth $16,987,645,000.
- Accession
- 0001283072-21-000004
- Filer
- CIK 1283072
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 4,115 entries on the cover page, a total value of $16,987,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,987,645,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC 028-12550
- included managerSECURITY INVESTORS LLC 028-01689
- included managerGuggenheim Partners Investment Management, LLC 028-12837
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINNEBAGO INDS INC | 974637100 | COM | 4,590 | $312,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 5,947 | $312,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 8,318 | $311,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 17,624 | $311,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 5,193 | $311,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8,017 | $310,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 31,147 | $309,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 12,668 | $309,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 9,311 | $309,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 8,600 | $309,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,101 | $305,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,742 | $304,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,600 | $304,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,898 | $304,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 3,797 | $303,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 24,712 | $303,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,890 | $302,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,890 | $301,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 14,872 | $301,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 5,350 | $300,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,242 | $300,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,252 | $299,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,240 | $299,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 4,819 | $296,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 7,950 | $296,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 32,047 | $295,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 3,740 | $294,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 16,374 | $294,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 22,190 | $294,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 17,752 | $293,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 9,597 | $293,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 5,575 | $292,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 6,026 | $292,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,222 | $290,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 44,844 | $290,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 5,525 | $288,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 70,848 | $288,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 11,061 | $285,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 12,172 | $285,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,111 | $284,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 46,515 | $284,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,282 | $281,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 4,936 | $281,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 26,196 | $281,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 40,534 | $280,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 62,705 | $280,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,780 | $279,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 13,298 | $278,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 16,670 | $277,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12,269 | $275,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 7,144 | $274,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 8,115 | $274,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,294 | $273,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,815 | $273,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 6,697 | $273,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 23,020 | $272,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 6,362 | $271,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,384 | $271,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 5,737 | $271,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,798 | $270,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 62,605 | $270,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 7,147 | $268,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 4,194 | $268,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,643 | $268,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,098 | $268,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,321 | $267,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 7,618 | $263,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,379 | $262,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,940 | $262,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 9,243 | $259,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 6,134 | $259,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 7,189 | $258,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,692 | $258,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 13,922 | $258,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,655 | $257,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,689 | $256,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 6,094 | $256,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,976 | $252,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,052 | $252,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 32,193 | $251,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,655 | $251,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,478 | $249,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,291 | $248,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,841 | $246,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,488 | $246,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,331 | $245,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,708 | $245,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 3,706 | $244,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,568 | $243,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,118 | $243,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,017 | $240,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,949 | $239,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,393 | $239,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,696 | $239,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,986 | $238,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 19,077 | $237,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 26,268 | $237,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 50,801 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,007 | $234,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 6,043 | $234,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 18,049 | $232,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,830 | $232,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 24,629 | $230,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 33,983 | $230,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,200 | $229,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 19,731 | $229,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 10,164 | $228,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 5,195 | $227,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 5,540 | $227,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,216 | $223,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,567 | $223,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 5,789 | $223,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 144,140 | $222,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 6,333 | $221,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 3,614 | $217,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,513 | $216,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,220 | $216,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,945 | $214,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,693 | $214,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 5,905 | $214,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,435 | $212,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,418 | $211,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 5,419 | $211,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 25,543 | $211,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,589 | $211,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 11,092 | $210,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 3,949 | $210,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 20,890 | $210,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,614 | $209,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,061 | $207,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 8,557 | $204,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,374 | $203,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,490 | $203,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 8,555 | $202,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,606 | $202,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,650 | $202,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,854 | $202,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 43,019 | $201,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,314 | $201,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 21,395 | $200,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,536 | $196,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 81,736 | $195,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 30,500 | $194,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 37,859 | $194,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 40,971 | $193,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,629 | $192,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 10,956 | $188,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 14,758 | $184,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 22,389 | $180,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 15,760 | $180,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 15,936 | $179,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 16,675 | $175,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,050 | $174,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,895 | $174,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,253 | $169,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,192 | $169,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 12,488 | $168,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 11,931 | $167,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 16,580 | $165,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 15,378 | $163,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 21,914 | $162,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,073 | $162,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 15,293 | $159,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,532 | $157,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 44,522 | $154,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,256 | $143,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,642 | $134,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,081 | $125,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,992 | $114,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,162 | $89,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,776 | $76,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,545 | $70,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,107 | $68,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001283072-21-000004 | this filing | 2021-08-13 | acceptance time not in the bulk data set |