13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 2,133 holding rows worth $15,232,727,000.
- Accession
- 0001283072-21-000002
- Filer
- CIK 1283072
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 4,080 entries on the cover page, a total value of $15,232,727,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,232,727,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC 028-12550
- included managerSECURITY INVESTORS LLC 028-01689
- included managerGuggenheim Partners Investment Management, LLC 028-12837
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,521 | $265,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,724 | $265,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 5,447 | $265,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 39,306 | $263,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 230 | $262,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,967 | $261,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,770 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,273 | $259,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 52,611 | $256,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 16,039 | $255,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,716 | $254,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,279 | $253,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 19,868 | $252,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 2,781 | $251,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 9,218 | $249,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,692 | $249,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,176 | $249,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 5,347 | $248,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5,769 | $248,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 16,822 | $248,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,731 | $247,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,574 | $246,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 2,626 | $246,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 9,003 | $244,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 11,964 | $243,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 21,510 | $242,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 3,394 | $241,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,530 | $241,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 10,048 | $238,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 6,409 | $238,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 18,924 | $236,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 49,120 | $235,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 16,358 | $235,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 37,460 | $235,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 13,159 | $233,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 4,833 | $232,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 21,853 | $232,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,025 | $232,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 31,403 | $231,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,470 | $230,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 15,314 | $230,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 8,480 | $229,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 18,702 | $229,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 8,912 | $229,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 24,464 | $228,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,202 | $226,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 2,470 | $226,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 7,684 | $225,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 28,906 | $223,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,486 | $223,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 56,866 | $223,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,907 | $222,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 21,190 | $222,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,460 | $222,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,310 | $222,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,068 | $221,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 8,887 | $221,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 9,410 | $219,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,256 | $219,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,545 | $219,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 21,461 | $217,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,749 | $216,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 4,976 | $215,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,660 | $215,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,420 | $215,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 15,921 | $214,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 9,451 | $214,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,050 | $213,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 39,085 | $213,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 39,415 | $212,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,745 | $211,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 14,859 | $211,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 28,720 | $211,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 6,188 | $211,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 35,219 | $210,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,481 | $210,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,033 | $209,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,629 | $208,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,472 | $208,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,940 | $207,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 5,553 | $207,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 48,718 | $205,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 21,633 | $205,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,096 | $205,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 6,431 | $205,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 5,966 | $204,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,152 | $204,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,509 | $203,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 10,756 | $203,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,258 | $202,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 18,643 | $200,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 10,253 | $200,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 10,332 | $196,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 18,734 | $194,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 18,133 | $193,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 29,714 | $189,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,933 | $187,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 19,928 | $186,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 13,720 | $183,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 11,546 | $179,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,471 | $174,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 10,959 | $171,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 12,707 | $170,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 19,430 | $169,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 17,354 | $168,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,305 | $161,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 21,888 | $160,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,455 | $153,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,036 | $152,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 10,382 | $151,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,471 | $150,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 12,047 | $145,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 11,386 | $144,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,304 | $142,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 10,224 | $139,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 18,896 | $139,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,794 | $130,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 26,578 | $125,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 13,073 | $123,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,593 | $113,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,873 | $113,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 27,654 | $111,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 36,592 | $101,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,147 | $99,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,367 | $90,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,366 | $87,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,154 | $77,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 11,564 | $62,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,861 | $60,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,598 | $59,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,287 | $57,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 16,995 | $52,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 32,400 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001283072-21-000002 | this filing | 2021-05-13 | acceptance time not in the bulk data set |