13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 2,038 holding rows worth $15,947,020,000.
- Accession
- 0001283072-21-000001
- Filer
- CIK 1283072
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 4,034 entries on the cover page, a total value of $15,947,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,947,020,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC 028-12550
- included managerSECURITY INVESTORS LLC 028-01689
- included managerGuggenheim Partners Investment Management, LLC 028-12837
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 20,648 | $135,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 16,072 | $133,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 34,082 | $133,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 14,620 | $132,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 32,669 | $132,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 22,952 | $131,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 38,376 | $130,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 32,724 | $128,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 12,207 | $128,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 24,227 | $127,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,245 | $126,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 13,153 | $125,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 13,989 | $121,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 19,288 | $118,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 23,926 | $116,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,725 | $112,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 16,118 | $111,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,743 | $107,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 34,325 | $105,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 12,160 | $103,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 20,995 | $99,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,258 | $99,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,470 | $99,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 20,569 | $93,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 19,284 | $90,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 18,121 | $81,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 19,413 | $80,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 21,822 | $77,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 15,440 | $67,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,954 | $63,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 38,932 | $62,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 13,724 | $61,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 11,374 | $53,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 15,579 | $52,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 11,125 | $49,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 18,239 | $43,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 17,696 | $41,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 12,028 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001283072-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |