13F-HR/A filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2020-02-20, with 2,056 holding rows worth $13,315,084,000.
- Accession
- 0001283072-20-000003
- Filer
- CIK 1283072
- Filed
- 2020-02-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, amendment of type restatement, 4,107 entries on the cover page, a total value of $13,315,084,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,315,084,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC 028-12550
- included managerSECURITY INVESTORS LLC 028-01689
- included managerGuggenheim Partners Investment Management, LLC 028-12837
- included managerGuggenheim Life & Annuity Co 028-18657
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FULTON FINL CORP PA | 360271100 | COM | 11,047 | $193,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 16,196 | $192,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 12,752 | $190,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 21,140 | $185,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,521 | $185,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 38,803 | $182,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 37,524 | $180,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,960 | $177,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 31,848 | $175,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 12,046 | $169,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 15,983 | $167,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 27,102 | $165,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 15,197 | $164,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 23,363 | $163,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 10,359 | $162,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 48,811 | $162,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 56,125 | $162,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 22,554 | $157,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 21,066 | $156,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 10,793 | $153,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 20,173 | $152,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,857 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,955 | $149,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 25,755 | $147,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,083 | $147,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 22,704 | $146,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 13,580 | $145,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 21,112 | $137,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 17,617 | $137,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 31,475 | $131,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 27,484 | $128,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 20,550 | $128,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 47,488 | $124,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 12,200 | $124,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,990 | $123,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,870 | $120,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 21,886 | $119,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 10,832 | $115,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 38,721 | $114,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 14,040 | $114,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 41,223 | $104,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 24,290 | $102,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 31,060 | $102,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,277 | $101,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 82,300 | $100,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,880 | $97,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,655 | $93,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,570 | $91,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,481 | $89,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 75,017 | $84,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 19,080 | $79,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 74,467 | $78,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,461 | $64,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 12,028 | $36,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 34,394 | $23,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 11,903 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001283072-20-000001 | superseded | 2020-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001283072-20-000003 | this filing | 2020-02-20 | acceptance time not in the bulk data set |