13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 2,084 holding rows worth $13,645,742,000.
- Accession
- 0001283072-19-000005
- Filer
- CIK 1283072
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 4,185 entries on the cover page, a total value of $13,645,742,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,645,742,000 with VALUE read as thousands by filing date, 13F file number 028-12836. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC 028-12550
- included managerSECURITY INVESTORS LLC 028-01689
- included managerGuggenheim Partners Investment Management, LLC 028-12837
- included managerGuggenheim Life & Annuity Co 028-18657
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,882 | $204,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 11,275 | $204,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,780 | $203,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 4,657 | $203,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 14,745 | $202,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 42,136 | $201,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 23,152 | $199,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 12,653 | $197,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 34,300 | $196,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 13,295 | $195,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,090 | $194,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 79,096 | $190,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 27,644 | $189,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 10,976 | $188,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 28,057 | $188,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 31,705 | $188,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 210,975 | $188,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 10,100 | $186,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 15,660 | $185,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 19,192 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,942 | $179,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 19,827 | $178,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 73,451 | $177,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 10,276 | $176,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 43,740 | $175,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 10,394 | $175,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 11,014 | $175,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 52,029 | $172,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,376 | $170,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 53,306 | $170,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 21,932 | $167,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 63,311 | $164,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 13,080 | $164,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 37,702 | $163,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,473 | $162,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 14,555 | $159,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,969 | $159,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 26,247 | $159,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 25,393 | $158,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 42,400 | $157,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 11,227 | $152,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 24,091 | $150,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 11,376 | $149,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 33,644 | $148,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 24,366 | $142,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 20,386 | $139,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 19,284 | $139,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 50,631 | $137,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 28,460 | $137,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 17,200 | $137,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,776 | $135,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 104,638 | $135,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 22,489 | $134,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,303 | $134,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,625 | $131,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 28,986 | $128,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 15,193 | $127,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 20,919 | $127,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 17,013 | $125,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 16,588 | $123,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,124 | $122,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 98,610 | $117,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 20,017 | $113,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 69,972 | $111,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 87,033 | $101,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 14,637 | $96,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 30,439 | $95,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 10,345 | $94,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 21,114 | $92,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 18,643 | $91,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 29,861 | $90,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,623 | $87,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,525 | $86,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,798 | $75,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,080 | $73,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,628 | $70,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 30,828 | $70,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 13,074 | $67,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 35,285 | $45,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,784 | $44,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 49,833 | $43,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,950 | $35,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,482 | $25,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 12,869 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001283072-19-000005 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001283072-20-000004 | base | 2020-02-20 | acceptance time not in the bulk data set |