13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 2,163 holding rows worth $12,271,438,000.
- Accession
- 0001283072-19-000003
- Filer
- CIK 1283072
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 4,325 entries on the cover page, a total value of $12,271,438,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,271,438,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC 028-12550
- included managerSECURITY INVESTORS LLC 028-01689
- included managerGuggenheim Partners Investment Management, LLC 028-12837
- included managerGuggenheim Life & Annuity Co 028-18657
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DXP ENTERPRISES INC | 233377407 | COM NEW | 6,075 | $236,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,474 | $236,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 6,772 | $236,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,690 | $235,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 17,295 | $235,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,899 | $234,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 11,099 | $233,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,815 | $233,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 9,160 | $233,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 2,699 | $233,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,743 | $232,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,243 | $232,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 31,896 | $231,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,505 | $230,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,829 | $229,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 6,445 | $229,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 13,946 | $228,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,447 | $227,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,246 | $227,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,059 | $227,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,972 | $225,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 3,133 | $225,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 9,848 | $225,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 9,796 | $225,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,085 | $224,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,137 | $223,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 17,322 | $223,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 20,420 | $223,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,464 | $221,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 13,346 | $220,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,042 | $219,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 6,450 | $219,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 13,103 | $219,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,300 | $219,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 15,402 | $219,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 7,077 | $218,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 25,709 | $218,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,060 | $217,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,127 | $216,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,536 | $216,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 32,795 | $216,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 15,630 | $216,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 18,083 | $216,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,137 | $215,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,519 | $215,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,822 | $214,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,016 | $213,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,313 | $213,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 9,916 | $212,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,653 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 16,055 | $211,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,745 | $211,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,450 | $210,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,424 | $210,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,359 | $208,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 4,927 | $208,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 3,779 | $208,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 8,093 | $208,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,664 | $207,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 6,674 | $207,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 50,336 | $207,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 116,726 | $207,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 18,389 | $206,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 8,558 | $205,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,437 | $205,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 29,152 | $205,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 298 | $204,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,285 | $204,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,539 | $204,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 2,446 | $204,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,339 | $204,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,809 | $203,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 23,337 | $203,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 6,225 | $201,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,485 | $201,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 18,208 | $201,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 29,477 | $199,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 10,095 | $199,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 22,338 | $196,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,060 | $195,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 37,046 | $195,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 11,057 | $194,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 16,673 | $193,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,524 | $193,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,735 | $193,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 10,499 | $192,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 16,804 | $192,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 86,525 | $191,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 13,278 | $190,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,669 | $188,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 14,248 | $186,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 13,006 | $185,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 26,060 | $183,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 55,860 | $181,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,309 | $178,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,037 | $175,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 19,671 | $175,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,849 | $171,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 19,533 | $167,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 20,015 | $167,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 39,062 | $167,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 35,686 | $167,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 20,462 | $164,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 11,627 | $163,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,125 | $162,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 20,884 | $161,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 19,985 | $160,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 12,277 | $160,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,272 | $158,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 33,537 | $158,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,745 | $156,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 53,476 | $156,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 19,732 | $155,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 17,774 | $154,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 11,743 | $154,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 26,486 | $152,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 49,334 | $152,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 46,704 | $151,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 11,862 | $149,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 137,814 | $149,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 10,980 | $148,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 12,837 | $147,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 97,254 | $145,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 22,964 | $137,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 32,567 | $137,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 15,750 | $132,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 18,653 | $131,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 10,260 | $128,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 26,425 | $126,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 13,071 | $124,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 44,723 | $123,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 39,538 | $120,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,865 | $118,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,373 | $115,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 27,328 | $109,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 19,341 | $105,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,818 | $100,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,953 | $100,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 10,401 | $98,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,591 | $98,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,655 | $97,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,087 | $95,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 18,338 | $94,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,116 | $92,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,880 | $91,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 14,639 | $88,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 24,954 | $86,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 14,113 | $83,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 16,363 | $83,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 11,978 | $78,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 33,619 | $78,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 17,516 | $78,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 48,446 | $75,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 11,329 | $60,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 13,929 | $59,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 14,421 | $49,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 23,418 | $47,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 27,634 | $38,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,136 | $31,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,639 | $29,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 11,216 | $29,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,554 | $11,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,914 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001283072-19-000003 | this filing | 2019-05-15 | acceptance time not in the bulk data set |