13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 1,865 holding rows worth $8,909,006,862.
- Accession
- 0001279891-23-000028
- Filer
- CIK 1279891
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,865 entries on the cover page, a total value of $8,909,006,862 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,909,006,862 with VALUE read as dollars as filed, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,965 | $280,166 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 5,100 | $279,276 | dollars as filed | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 19,900 | $272,829 | dollars as filed | put |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 6,884 | $271,436 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 779 | $266,207 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 1,565 | $264,672 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 32,892 | $264,451 | dollars as filed | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 19,081 | $262,936 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 25,833 | $261,429 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 10,000 | $259,900 | dollars as filed | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,375 | $259,608 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 17,100 | $259,577 | dollars as filed | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 15,004 | $257,468 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 8,652 | $254,801 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,743 | $253,475 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 23,249 | $253,414 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 24,600 | $253,380 | dollars as filed | put |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 24,148 | $253,073 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 12,271 | $252,905 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,000 | $250,620 | dollars as filed | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 45,056 | $246,906 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 57,908 | $246,688 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,953 | $244,690 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 11,587 | $243,674 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 29,770 | $243,220 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 34,381 | $243,073 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 28,590 | $243,015 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 31,210 | $240,004 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 3,800 | $237,500 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 20,470 | $237,452 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 27,578 | $235,516 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 10,000 | $235,100 | dollars as filed | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,740 | $234,449 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 6,100 | $232,044 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,600 | $229,476 | dollars as filed | call |
| ZIFF DAVIS INC | 48123V102 | COM | 3,531 | $224,889 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,400 | $223,920 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 49,190 | $219,387 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 14,200 | $215,840 | dollars as filed | put |
| VISTRA CORP COM | 92840M102 | Stock | 6,500 | $215,670 | dollars as filed | put |
| REDFIN CORP | 75737F108 | COM | 30,500 | $214,720 | dollars as filed | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,799 | $214,371 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 7,500 | $214,050 | dollars as filed | put |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 23,156 | $211,645 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 25,495 | $211,608 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,800 | $209,664 | dollars as filed | put |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,500 | $205,225 | dollars as filed | put |
| REDFIN CORP | 75737F108 | COM | 28,699 | $202,040 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 6,038 | $200,521 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 20,416 | $197,626 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,227 | $197,298 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 2,900 | $197,287 | dollars as filed | put |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 17,916 | $195,105 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 38,934 | $193,501 | dollars as filed | |
| WORLDWIDE WEBB ACQUISITION C | G97775103 | COM | 18,000 | $190,440 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 84,964 | $188,620 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 6,905 | $187,954 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 1,700 | $184,568 | dollars as filed | call |
| GOPRO INC | 38268T103 | CL A | 58,500 | $183,690 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 41,257 | $179,055 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 18,000 | $178,020 | dollars as filed | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 4,440 | $176,268 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 29,873 | $174,757 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 13,311 | $174,507 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D110 | *W EXP 06/09/202 | 141,697 | $170,036 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 28,019 | $169,795 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 22,653 | $169,217 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 10,400 | $167,960 | dollars as filed | put |
| ARCHROCK INC | 03957W106 | COM | 13,300 | $167,580 | dollars as filed | put |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 5,000 | $166,550 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,000 | $165,550 | dollars as filed | put |
| NOVAVAX INC | 670002401 | COM NEW | 22,767 | $164,833 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 5,775 | $164,818 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,000 | $164,320 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 36,503 | $164,263 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,465 | $164,218 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,199 | $163,948 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 35,879 | $162,890 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 17,857 | $162,855 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 43,813 | $159,479 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,700 | $159,188 | dollars as filed | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,545 | $156,759 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,300 | $155,696 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,700 | $155,244 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 17,300 | $154,662 | dollars as filed | put |
| ENVIVA INC | 29415B103 | COM | 20,600 | $153,882 | dollars as filed | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,600 | $153,218 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 12,059 | $153,149 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,800 | $152,712 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 21,376 | $151,983 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 398,955 | $151,602 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 29,100 | $148,410 | dollars as filed | put |
| OMNILIT ACQUISITION CORP | 68218C108 | CLASS A COM | 13,932 | $147,679 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 17,602 | $146,800 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 9,003 | $145,398 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 29,335 | $144,621 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,168 | $143,521 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 13,097 | $142,888 | dollars as filed | |
| Intel Corp | 458140100 | COM | 4,000 | $142,199 | dollars as filed | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 2,413 | $142,029 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 6,100 | $139,751 | dollars as filed | put |
| WESCO INTL INC COM | 95082P105 | Stock | 969 | $139,361 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 9,500 | $138,415 | dollars as filed | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 36,608 | $137,280 | dollars as filed | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 21,248 | $136,412 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 9,700 | $135,703 | dollars as filed | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,100 | $135,303 | dollars as filed | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 20,847 | $134,046 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 24,144 | $133,757 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,027 | $132,657 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 27,620 | $131,747 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,400 | $130,968 | dollars as filed | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 30,389 | $129,457 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,762 | $127,742 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,300 | $127,182 | dollars as filed | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 8,820 | $126,655 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,015 | $126,576 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 8,505 | $126,554 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 13,524 | $125,773 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 805 | $124,678 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 6,600 | $123,420 | dollars as filed | put |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 15,474 | $123,016 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 25,062 | $122,803 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 8,967 | $119,171 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,676 | $117,613 | dollars as filed | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,700 | $117,124 | dollars as filed | put |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,273 | $116,224 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,048 | $115,615 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 15,000 | $114,900 | dollars as filed | call |
| FREYR BATTERY | L4135L100 | SHS | 23,329 | $114,078 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 20,271 | $113,720 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 6,822 | $112,631 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 3,506 | $112,437 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,000 | $108,359 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 14,988 | $108,063 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 10,605 | $107,216 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 544 | $106,928 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 580,171 | $106,403 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 10,212 | $105,796 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 2,600 | $105,508 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 10,000 | $105,400 | dollars as filed | call |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 10,000 | $104,450 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 11,166 | $102,838 | dollars as filed | |
| Invest Acquisition Corp | G4923T105 | Equity | 9,427 | $102,565 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,918 | $100,945 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 8,901 | $100,670 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 9,550 | $100,084 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 38,492 | $99,694 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 12,741 | $98,870 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 10,000 | $98,699 | dollars as filed | put |
| Micron Technology,Inc. | 595112103 | COM | 1,433 | $97,486 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,400 | $95,574 | dollars as filed | put |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 63,667 | $95,500 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 19,900 | $93,928 | dollars as filed | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,286 | $91,853 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 3,800 | $91,846 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 9,900 | $89,495 | dollars as filed | call |
| Prologis,Inc. | 74340W103 | COM | 797 | $89,431 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 2,673 | $89,117 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,793 | $89,022 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 7,872 | $87,851 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,726 | $87,598 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 425,489 | $87,267 | dollars as filed | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 241,125 | $86,805 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 87,384 | $85,636 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 420,550 | $84,110 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5,757 | $83,649 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 9,422 | $82,348 | dollars as filed | |
| EF HUTTON ACQUISITION CORP I | 28201D125 | RIGHT 11/18/2027 | 484,171 | $82,309 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E128 | UNIT 01/10/2029 | 7,595 | $81,418 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 10,100 | $80,800 | dollars as filed | put |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 4,706 | $79,437 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 30,600 | $78,336 | dollars as filed | put |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 12,769 | $78,146 | dollars as filed | |
| OCULIS HOLDING AG | H5870P102 | CMN | 7,021 | $77,231 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 8,667 | $77,222 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 13,229 | $76,595 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 700 | $74,998 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 7,298 | $74,658 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 7,729 | $74,275 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 7,632 | $73,801 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 900 | $73,359 | dollars as filed | put |
| MARA HOLDINGS INC COM | 565788106 | Stock | 8,600 | $73,100 | dollars as filed | put |
| WESTROCK COFFEE CO | 96145W103 | COM | 8,133 | $72,058 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 9,438 | $71,068 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L112 | RIGHT 06/30/2028 | 296,300 | $70,519 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 299 | $68,635 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W113 | RIGHT 07/15/2026 | 248,051 | $68,486 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,800 | $68,436 | dollars as filed | put |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 14,000 | $68,320 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H118 | RIGHT 99/99/9999 | 281,672 | $67,601 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984135 | RIGHT 01/27/2027 | 481,072 | $67,350 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 20,000 | $67,200 | dollars as filed | put |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,449 | $66,868 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 5,000 | $66,300 | dollars as filed | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,448 | $64,965 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 700 | $64,113 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,400 | $63,817 | dollars as filed | put |
| INSULET CORP COM | 45784P101 | Stock | 400 | $63,796 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 520,516 | $63,763 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 14,469 | $63,663 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 2,200 | $63,250 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 3,749 | $63,208 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 147,000 | $61,740 | dollars as filed | put |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 324,022 | $61,564 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,033 | $61,251 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 5,912 | $60,893 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 405,867 | $60,880 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 7,063 | $60,035 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 1,482 | $60,021 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $59,697 | dollars as filed | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 850 | $59,109 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,000 | $59,060 | dollars as filed | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 8,746 | $58,860 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 4,400 | $58,652 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 8,993 | $58,004 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,000 | $57,140 | dollars as filed | put |
| CERENCE INC COM | 156727109 | Stock | 2,800 | $57,036 | dollars as filed | put |
| HCM ACQUISITION CO | G4365A101 | COM | 5,173 | $56,851 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 6,026 | $56,282 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 4,843 | $56,081 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,787 | $56,018 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 22,200 | $55,944 | dollars as filed | put |
| NAUTICUS ROBOTICS INC | 63911H116 | WTS | 254,041 | $55,889 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 1,000 | $55,369 | dollars as filed | put |
| PEGASUS DIGITAL MOBILITY ACQ | G69768128 | UNIT 99/99/9999 | 5,008 | $55,037 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 10,139 | $54,243 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 6,891 | $53,405 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 5,826 | $52,434 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,000 | $52,200 | dollars as filed | put |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 173,860 | $52,158 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 11,158 | $51,549 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,884 | $50,891 | dollars as filed | |
| AESTHER HC -CW23 EQUITY | 67644C112 | COM | 335,602 | $50,810 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 5,086 | $50,553 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 52,957 | $49,779 | dollars as filed | |
| RF ACQUISITION CORP | 74954L120 | RIGHT 05/01/2028 | 446,019 | $49,106 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V139 | RIGHT 03/01/2028 | 287,889 | $48,941 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 7,007 | $48,628 | dollars as filed | |
| 0 | G3034H141 | 0 | 304,000 | $48,427 | dollars as filed | |
| PONO CAP THREE INC | G71704103 | ORD SHS CL A | 4,515 | $47,633 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G128 | RIGHT 99/99/9999 | 390,000 | $46,917 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 7,591 | $46,229 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 10,000 | $44,900 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 10,000 | $44,900 | dollars as filed | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 4,554 | $44,583 | dollars as filed | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 8,684 | $44,375 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 11,211 | $43,722 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,096 | $43,313 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P112 | RIGHT 10/26/2027 | 264,382 | $43,305 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 9,488 | $43,075 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 31,854 | $43,002 | dollars as filed | |
| HAGERTY INC | 405166117 | *W EXP 12/02/202 | 18,767 | $42,976 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 6,429 | $42,817 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,412 | $42,331 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 5,434 | $41,841 | dollars as filed | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T128 | RIGHT 06/01/2029 | 325,025 | $41,505 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 3,900 | $41,496 | dollars as filed | call |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 5,888 | $41,333 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 242,723 | $41,262 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,917 | $41,253 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 3,869 | $40,953 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 8,060 | $40,219 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 262,516 | $40,112 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y121 | RIGHT 03/31/2024 | 178,676 | $40,112 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 9,100 | $39,858 | dollars as filed | put |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 171,565 | $39,631 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 5,241 | $39,464 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 6,500 | $39,129 | dollars as filed | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 712 | $38,989 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 213,776 | $38,800 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 4,337 | $38,469 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 500 | $38,445 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 475,588 | $38,047 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2,847 | $37,865 | dollars as filed | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,340 | $37,426 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 1,700 | $37,110 | dollars as filed | call |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 272,771 | $36,796 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,870 | $36,614 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M125 | RIGHT 12/27/2024 | 215,025 | $36,554 | dollars as filed | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 3,276 | $35,249 | dollars as filed | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 332,022 | $35,194 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 101,576 | $35,043 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 772 | $34,547 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 2,000 | $33,960 | dollars as filed | put |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 8,828 | $33,546 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 3,000 | $33,360 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,604 | $33,084 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 3,120 | $33,009 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,925 | $32,577 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $32,357 | dollars as filed | call |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 339,935 | $32,293 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 6,552 | $32,104 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 250 | $31,807 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,000 | $31,389 | dollars as filed | put |
| AVISTA CORP COM | 05379B107 | Stock | 967 | $31,301 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 8,273 | $30,941 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 235,654 | $30,870 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,284 | $30,508 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 3,600 | $30,456 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 1,242 | $29,572 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V121 | RIGHT 09/29/2027 | 182,168 | $29,511 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 214,108 | $29,439 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 3,848 | $29,437 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 1,125 | $29,238 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 3,478 | $29,215 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 97,804 | $29,116 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 149,757 | $28,453 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 356 | $28,376 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $28,359 | dollars as filed | put |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 234,000 | $28,103 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 121,585 | $27,964 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 103,816 | $27,542 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136207 | UNIT 99/99/9999 | 2,580 | $27,489 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 134,520 | $27,468 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 400 | $27,212 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 159,301 | $27,081 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 2,925 | $27,056 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 3,883 | $27,025 | dollars as filed | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 33,282 | $26,961 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 98,638 | $26,878 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 8,396 | $26,195 | dollars as filed | |
| Alternus Clean Energy Inc | 184493112 | Warrant | 518,452 | $25,922 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 172,098 | $25,814 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 204,590 | $25,778 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 73,346 | $25,678 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 21,694 | $25,598 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 2,880 | $25,516 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 200 | $25,412 | dollars as filed | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 2,200 | $25,234 | dollars as filed | put |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 3,300 | $25,047 | dollars as filed | put |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 13,041 | $24,908 | dollars as filed | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 191,020 | $24,832 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 2,553 | $24,738 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,697 | $24,555 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 226,190 | $24,496 | dollars as filed | |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 20,876 | $24,216 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1,500 | $24,150 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U128 | UNIT 08/29/2031 | 2,297 | $23,796 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 12,198 | $23,786 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727116 | WTS | 184,308 | $23,038 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 25,142 | $22,879 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 400 | $22,856 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 276 | $22,656 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 225,684 | $22,613 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 160,419 | $22,458 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 463 | $22,409 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 305 | $22,396 | dollars as filed | |
| Gogoro Inc W Exp 04/04/202 | G9491K113 | SPAC Combination | 117,788 | $22,379 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 2,150 | $22,252 | dollars as filed | |
| DUNE ACQUISITION CORP | 265334102 | COM | 2,200 | $22,220 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 106,743 | $21,348 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 5,700 | $21,318 | dollars as filed | put |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,935 | $21,149 | dollars as filed | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 32,418 | $21,071 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 238,232 | $20,964 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,203 | $20,835 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,502 | $20,741 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 401,544 | $20,358 | dollars as filed | |
| Psq Holdings Inc W Exp 07/19/202 | 693691115 | SPAC Combination | 14,360 | $19,960 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 3,268 | $19,934 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 7,653 | $19,821 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 67,066 | $19,449 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 787 | $19,143 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,000 | $18,789 | dollars as filed | put |
| RPT REALTY | 74971D101 | SH BEN INT | 1,771 | $18,701 | dollars as filed | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 51,908 | $18,686 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P120 | *W EXP 10/26/202 | 264,382 | $18,321 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y128 | RIGHT 07/15/2026 | 126,739 | $18,250 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 6,307 | $18,227 | dollars as filed | |
| Relativity Acquisition Corp | 75944B114 | Warrant | 385,910 | $18,176 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 1,890 | $18,049 | dollars as filed | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 1,634 | $18,039 | dollars as filed | |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 22,469 | $17,988 | dollars as filed | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 41,813 | $17,975 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 3,203 | $17,936 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 585,000 | $17,608 | dollars as filed | |
| PATRIA LATIN AMERICAN-CW27 | G69454117 | COM | 290,842 | $17,450 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 8,651 | $17,302 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 132,985 | $17,288 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,000 | $17,250 | dollars as filed | call |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 2,403 | $17,205 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 294,718 | $17,182 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N114 | *W EXP 07/31/202 | 244,531 | $17,117 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,010 | $17,066 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1,729 | $17,065 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 287,889 | $16,985 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,300 | $16,861 | dollars as filed | put |
| DevvStream Corp | 34417L117 | Warrant | 210,577 | $16,846 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 88,611 | $16,836 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 79,463 | $16,687 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A116 | RIGHT 01/22/2026 | 103,980 | $16,647 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 127,278 | $16,520 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 2,200 | $16,456 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,727 | $16,285 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 514 | $16,134 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 868 | $16,092 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 197,228 | $15,758 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,513 | $15,735 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 200 | $15,686 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 258,759 | $15,499 | dollars as filed | |
| EF HUTTON ACQUISITION CORP I | 28201D117 | *W EXP 11/18/202 | 494,100 | $15,366 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 293 | $15,294 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,256 | $15,189 | dollars as filed | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 186,416 | $15,174 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 578,264 | $15,034 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 5,637 | $14,881 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 312,303 | $14,834 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 127 | $14,792 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 781 | $14,604 | dollars as filed | |
| ABACUS GLOBAL MGMT INC | 00258Y112 | *W EXP 06/30/202 | 38,427 | $14,602 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 66,111 | $14,544 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 210,000 | $14,405 | dollars as filed | |
| HEALTHWELL ACQUISITION CORP | 42227R117 | *W EXP 08/05/202 | 84,511 | $14,358 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 11,150 | $14,272 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 153,900 | $14,266 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 221,894 | $14,156 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 340,018 | $14,042 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 3,422 | $14,030 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 3,070 | $13,968 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 3,600 | $13,788 | dollars as filed | put |
| SCILEX HOLDING CO | 80880W106 | COM | 9,826 | $13,756 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 2,214 | $13,704 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 1,000 | $13,610 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 194,025 | $13,581 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,506 | $13,493 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 700 | $12,978 | dollars as filed | put |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 258,030 | $12,901 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 131,471 | $12,726 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 800 | $12,616 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 313,537 | $12,541 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 345,428 | $12,435 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 103,197 | $12,383 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,192 | $12,361 | dollars as filed | |
| 2U INC | 90214J101 | COM | 5,000 | $12,350 | dollars as filed | put |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 5,198 | $12,215 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 110,865 | $12,195 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 109,123 | $12,134 | dollars as filed | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 240,978 | $12,048 | dollars as filed | |
| WAG GROUP CO | 93042P117 | WARR | 85,620 | $11,986 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 4,994 | $11,935 | dollars as filed | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 1,100 | $11,858 | dollars as filed | |
| RF ACQUISITION CORP | 74954L112 | *W EXP 05/01/202 | 446,019 | $11,596 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 160,419 | $11,582 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 502,600 | $11,459 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,162 | $11,457 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 9,600 | $11,424 | dollars as filed | put |
| MESA LABS INC COM | 59064R109 | Stock | 108 | $11,347 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 62,956 | $11,338 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 9,710 | $11,263 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 62,496 | $11,249 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,554 | $11,235 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 2,212 | $11,192 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G110 | *W EXP 07/15/202 | 390,000 | $11,115 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 600 | $11,076 | dollars as filed | call |
| Cdt Equity Inc W Exp 09/22/202 | 20678X114 | SPAC Combination | 245,754 | $11,058 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 600 | $11,046 | dollars as filed | put |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 40,431 | $10,924 | dollars as filed | |
| MERCATO PARTNERS ACQUISITION | 58759A116 | *W EXP 10/29/202 | 50,824 | $10,673 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400 | $10,612 | dollars as filed | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,663 | $10,560 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R202 | UNIT 09/30/2026 | 969 | $10,513 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 1,181 | $10,334 | dollars as filed | |
| MAC Copper Ltd | G60409110 | Common Stock | 861 | $10,314 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 1,000 | $10,250 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 473 | $10,131 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 1,000 | $10,119 | dollars as filed | put |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 43,069 | $10,116 | dollars as filed | |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 35,628 | $10,022 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 10,212 | $10,007 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 162,419 | $9,745 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 324,022 | $9,720 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,847 | $9,694 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 6,347 | $9,583 | dollars as filed | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 25,208 | $9,579 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 255,726 | $9,564 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A148 | TRUS | 1,430 | $9,509 | dollars as filed | |
| Freightos Ltd W Exp 99/99/999 | G51405119 | SPAC Combination | 72,596 | $9,502 | dollars as filed | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 48,353 | $9,428 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 233,677 | $9,370 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 37,368 | $9,342 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100 | $9,295 | dollars as filed | put |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 143,464 | $9,224 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 254,175 | $9,201 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 900 | $9,180 | dollars as filed | put |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 6,895 | $9,101 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 76,615 | $9,086 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 205,692 | $9,050 | dollars as filed | |
| SATELLOGIC INC | G7823S119 | *W EXP 01/25/202 | 104,214 | $8,879 | dollars as filed | |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 50,699 | $8,872 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 7,088 | $8,860 | dollars as filed | |
| WALDENCAST PLC | G9503X111 | *W EXP 07/27/202 | 9,837 | $8,828 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 847 | $8,766 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 926 | $8,722 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 6,404 | $8,581 | dollars as filed | |
| Horizon Space Acquisition I Corp | G4619M117 | Warrant | 215,025 | $8,579 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 2,557 | $8,540 | dollars as filed | |
| JETAI INC | 47714H118 | *W EXP 08/10/202 | 170,131 | $8,438 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 70,292 | $8,420 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 287,376 | $8,276 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-23-000028 | this filing | 2023-11-13 | acceptance time not in the bulk data set |