13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 1,629 holding rows worth $13,615,009,000.
- Accession
- 0001279891-21-000004
- Filer
- CIK 1279891
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,629 entries on the cover page, a total value of $13,615,009,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,615,009,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RH | 74967X103 | COM | 3,766 | $1,685,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 32,944 | $1,685,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 7,095 | $1,684,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 25,000 | $1,672,000 | thousands by filing date | put |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 179,846 | $1,668,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 183,748 | $1,661,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 13,000 | $1,656,000 | thousands by filing date | put |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 163,611 | $1,654,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 164,956 | $1,651,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 60,602 | $1,650,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 19,776 | $1,646,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 40,100 | $1,643,000 | thousands by filing date | put |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 159,435 | $1,638,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 161,806 | $1,634,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 55,400 | $1,633,000 | thousands by filing date | call |
| REPLAY ACQUISITION CORP | G75130107 | COM | 155,335 | $1,615,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 155,217 | $1,614,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 155,519 | $1,601,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 43,867 | $1,598,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 164,946 | $1,591,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 1,197,000 | $1,591,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 12,021 | $1,587,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 94,500 | $1,586,000 | thousands by filing date | call |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 154,132 | $1,575,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 64,400 | $1,571,000 | thousands by filing date | call |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 153,000 | $1,571,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 54,183 | $1,558,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 120,123 | $1,550,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 190,115 | $1,549,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 103,079 | $1,547,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 47,396 | $1,547,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 66,500 | $1,537,000 | thousands by filing date | put |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 148,573 | $1,537,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 100,368 | $1,534,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 75,000 | $1,534,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 130,300 | $1,528,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 7,906 | $1,524,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 41,000 | $1,523,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 8,036 | $1,521,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 147,000 | $1,512,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 37,566 | $1,510,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 15,125 | $1,507,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 148,975 | $1,507,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 65,000 | $1,506,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 211,694 | $1,503,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 136,304 | $1,502,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 647,600 | $1,495,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 7,389 | $1,491,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 88,000 | $1,490,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 35,600 | $1,488,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,918 | $1,484,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 21,790 | $1,480,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 18,300 | $1,463,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 137,382 | $1,458,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 139,394 | $1,456,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 143,762 | $1,451,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 13,200 | $1,436,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 19,516 | $1,434,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 172,000 | $1,434,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 66,776 | $1,416,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 586,200 | $1,412,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 55,684 | $1,412,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 79,884 | $1,405,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 35,198 | $1,405,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 108,461 | $1,403,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,320 | $1,402,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 399,089 | $1,400,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 22,858 | $1,392,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 201,870 | $1,392,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 134,442 | $1,391,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 102,307 | $1,377,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 127,391 | $1,372,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 132,856 | $1,369,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 31,500 | $1,368,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 84,361 | $1,367,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 124,890 | $1,367,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 411,675 | $1,362,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 19,749 | $1,361,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 17,800 | $1,352,000 | thousands by filing date | call |
| CIMPRESS PLC | G2143T103 | SHS EURO | 15,339 | $1,345,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 28,000 | $1,345,000 | thousands by filing date | call |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 115,477 | $1,334,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 16,522 | $1,326,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 272,090 | $1,319,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 149,638 | $1,315,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 26,023 | $1,307,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 124,283 | $1,307,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 170,599 | $1,299,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 1,500,000 | $1,295,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 100,200 | $1,290,000 | thousands by filing date | put |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 126,314 | $1,288,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 67,400 | $1,269,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 100,124 | $1,257,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 34,066 | $1,251,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 71,400 | $1,248,000 | thousands by filing date | call |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 49,711 | $1,244,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 122,807 | $1,237,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 23,864 | $1,235,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 57,968 | $1,232,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 113,075 | $1,225,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,100 | $1,222,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,300,000 | $1,220,000 | thousands by filing date | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,450 | $1,219,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 108,900 | $1,218,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 18,543 | $1,216,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,208 | $1,213,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,433 | $1,207,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 71,864 | $1,205,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 17,300 | $1,203,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 97,158 | $1,194,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 63,900 | $1,191,000 | thousands by filing date | put |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 115,446 | $1,190,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 90,665 | $1,179,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 147,914 | $1,177,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 8,947 | $1,165,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 13,749 | $1,161,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 9,656 | $1,150,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 1,000,000 | $1,132,000 | thousands by filing date | principal |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 15,220 | $1,113,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 82,700 | $1,111,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 20,000 | $1,107,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 134,981 | $1,100,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 129,303 | $1,092,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 104,948 | $1,092,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 29,595 | $1,089,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,507 | $1,081,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 106,370 | $1,081,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 24,700 | $1,078,000 | thousands by filing date | put |
| GEN DIGITAL INC COM | 668771108 | Stock | 51,833 | $1,077,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 11,269 | $1,077,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 28,100 | $1,077,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 67,772 | $1,072,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 42,675 | $1,068,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 95,423 | $1,057,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,976 | $1,056,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 16,999 | $1,056,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 47,504 | $1,054,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 68,695 | $1,049,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,601 | $1,046,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 77,970 | $1,041,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 101,600 | $1,041,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,800 | $1,033,000 | thousands by filing date | call |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 94,774 | $1,027,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 5,400 | $1,022,000 | thousands by filing date | put |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 100,258 | $1,022,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 100,980 | $1,021,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 91,373 | $1,021,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 56,904 | $1,018,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 59,239 | $1,015,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 11,700 | $1,002,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 51,255 | $1,002,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 14,000 | $991,000 | thousands by filing date | call |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 96,434 | $980,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 289,006 | $973,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 101,000 | $972,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 23,000 | $970,000 | thousands by filing date | call |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 93,883 | $966,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 92,720 | $961,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 93,220 | $960,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 93,278 | $957,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 94,832 | $955,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 51,247 | $953,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,221 | $952,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 90,887 | $952,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 82,642 | $939,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877952 | CL A | 661 | $939,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 18,568 | $933,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 151,456 | $926,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 11,363 | $925,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 47,992 | $921,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 174,629 | $920,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 15,000 | $916,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 16,200 | $912,000 | thousands by filing date | put |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 78,566 | $912,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,600 | $911,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 105,020 | $908,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 23,430 | $903,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,534 | $900,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 61,585 | $899,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 84,779 | $896,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 18,783 | $894,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 1,500,000 | $892,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,565 | $884,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 159,915 | $884,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 27,489 | $879,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 60,200 | $876,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 150,370 | $873,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,462 | $870,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 27,375 | $864,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,220 | $860,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 85,016 | $856,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,600 | $855,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 226,380 | $855,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 26,638 | $850,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 22,780 | $850,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 35,700 | $842,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 3,500 | $838,000 | thousands by filing date | put |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 80,000 | $836,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 79,735 | $832,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 11,200 | $829,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,407 | $824,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,323 | $821,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 50,594 | $816,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 98,178 | $815,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,100 | $808,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 18,579 | $803,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 37,645 | $802,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 33,765 | $801,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 19,300 | $801,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 60,476 | $797,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 28,758 | $795,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 8,300 | $794,000 | thousands by filing date | put |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 78,139 | $793,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 36,400 | $775,000 | thousands by filing date | put |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 76,297 | $770,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 24,579 | $768,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 58,238 | $768,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 38,488 | $768,000 | thousands by filing date | |
| FORTUNA SILVER MINES INC | 349915AA6 | SDCV 4.650%10/3 | 450,000 | $766,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 6,000 | $764,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,808 | $763,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 67,101 | $754,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 147,403 | $753,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,000 | $752,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 11,500 | $751,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 22,812 | $746,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,916 | $743,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 25,187 | $742,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 19,300 | $742,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 9,638 | $740,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 72,796 | $738,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 89,327 | $737,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,116 | $736,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 5,600 | $729,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 29,909 | $729,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 66,550 | $726,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 50,174 | $725,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 72,201 | $723,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 188,855 | $721,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 21,600 | $719,000 | thousands by filing date | put |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 54,080 | $717,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 27,000 | $712,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,200 | $711,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 29,891 | $710,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,975 | $707,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,400 | $706,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 40,841 | $702,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,472 | $701,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,941 | $700,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 81,500 | $693,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 14,311 | $691,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 60,466 | $688,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 417,654 | $684,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,500 | $683,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 46,127 | $680,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 27,631 | $678,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,000 | $677,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 108,287 | $676,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 9,202 | $673,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 83,292 | $672,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,070 | $671,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 19,740 | $671,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 157,280 | $671,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 27,000 | $665,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 34,000 | $663,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 62,689 | $663,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 24,238 | $660,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,832 | $656,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 153,169 | $654,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 47,505 | $647,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 75,382 | $645,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 43,051 | $643,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 60,300 | $642,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 125,194 | $637,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,570 | $636,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 41,228 | $633,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 59,076 | $633,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 3,300 | $632,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 4,400 | $629,000 | thousands by filing date | call |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 79,928 | $629,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 52,000 | $625,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 58,400 | $621,000 | thousands by filing date | call |
| O-I GLASS INC | 67098H104 | COM | 51,678 | $614,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 40,285 | $612,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 24,139 | $609,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,100 | $606,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 31,192 | $603,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 30,600 | $602,000 | thousands by filing date | put |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 32,787 | $602,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 4,200 | $599,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 41,394 | $594,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,697 | $593,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 63,895 | $591,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,535 | $588,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 15,343 | $587,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 51,169 | $585,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,253 | $578,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 18,700 | $573,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 95,000 | $573,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 54,417 | $570,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 27,390 | $569,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 54,076 | $569,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 55,509 | $568,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 57,500 | $567,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 44,400 | $566,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 45,700 | $566,000 | thousands by filing date | put |
| Abrdn Emerging Markets | 00301W105 | COM | 69,303 | $565,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,500 | $564,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 13,500 | $564,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 11,100 | $563,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,300 | $562,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 15,903 | $561,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,400 | $556,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 73,300 | $555,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 73,728 | $552,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 38,509 | $549,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 36,334 | $548,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,453 | $546,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 14,400 | $545,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 18,754 | $544,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5,000 | $544,000 | thousands by filing date | call |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 53,106 | $544,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 120,024 | $543,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 14,332 | $541,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 79,137 | $538,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 14,341 | $533,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 13,334 | $532,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 52,846 | $531,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 48,321 | $527,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 35,604 | $525,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,580 | $521,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 16,651 | $519,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 18,400 | $517,000 | thousands by filing date | put |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 64,327 | $517,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 37,454 | $509,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,500 | $508,000 | thousands by filing date | call |
| Mexico Fund Inc/The | 592835102 | COM | 37,248 | $508,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 187,474 | $508,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 47,423 | $507,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,711 | $506,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 21,906 | $501,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 42,484 | $496,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 29,845 | $491,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 46,000 | $491,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,000 | $488,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,475 | $484,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 11,700 | $484,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,634 | $483,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 47,951 | $483,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 45,280 | $482,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 34,200 | $481,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 31,181 | $480,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 33,400 | $479,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 3,126 | $476,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 9,979 | $474,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,549 | $473,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,226 | $473,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 82,113 | $472,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 901 | $470,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,857 | $469,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 14,449 | $469,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 32,700 | $469,000 | thousands by filing date | put |
| STAG INDUSTRIAL INC | 85254J102 | COM | 14,967 | $468,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 20,100 | $460,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 15,415 | $459,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,203 | $458,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,097 | $457,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 287,560 | $457,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 42,936 | $457,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,047 | $455,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 32,457 | $453,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 4,525 | $452,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 33,744 | $450,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 10,698 | $447,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,963 | $447,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,695 | $441,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,300 | $439,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 12,200 | $438,000 | thousands by filing date | put |
| PRA Group Inc | 69354N106 | COM | 11,051 | $438,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 36,165 | $436,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 30,511 | $432,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 3,658 | $432,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 10,552 | $431,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,325 | $431,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 49,090 | $430,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 300,000 | $430,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 10,000 | $428,000 | thousands by filing date | put |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 37,439 | $427,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 70,531 | $426,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 8,543 | $425,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,500 | $425,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 32,400 | $424,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 32,203 | $422,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 37,744 | $421,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,848 | $420,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 50,380 | $418,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 110,560 | $417,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 48,031 | $416,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 39,036 | $416,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 33,093 | $413,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 40,095 | $411,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,180 | $410,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,200 | $410,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 87,373 | $410,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 102,600 | $409,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,273 | $408,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 40,017 | $406,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 173,373 | $402,000 | thousands by filing date | |
| Blue Water Acquisition Corp/US | 09607T203 | Unit | 38,908 | $402,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 10,000 | $399,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,000 | $397,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 29,890 | $396,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 126,836 | $395,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 41,940 | $390,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,597 | $390,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,365 | $387,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,145 | $387,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 25,640 | $386,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 78,130 | $386,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 35,076 | $386,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 20,290 | $385,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 28,804 | $385,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 24,000 | $383,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 8,184 | $383,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 40,589 | $383,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 17,549 | $382,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 38,287 | $381,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,295 | $378,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 514 | $377,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 33,432 | $377,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,607 | $375,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,727 | $373,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 35,960 | $373,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,223 | $372,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 31,956 | $372,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 3,102 | $371,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 13,674 | $369,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 11,430 | $369,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 33,991 | $369,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 30,056 | $363,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 33,918 | $361,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 30,066 | $360,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 4,000 | $359,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,500 | $359,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 50,100 | $359,000 | thousands by filing date | call |
| CALAMOS DY COM NPV | 12811V105 | COM | 12,735 | $358,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 11,806 | $356,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 11,222 | $356,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 5,000 | $355,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 11,953 | $355,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 4,761 | $353,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,830 | $352,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 8,326 | $352,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,962 | $351,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,000 | $351,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,423 | $349,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,017 | $348,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 34,643 | $343,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 19,943 | $342,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 17,366 | $341,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 40,023 | $339,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 30,596 | $339,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 23,489 | $338,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,844 | $337,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 6,000 | $337,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 10,011 | $336,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 134,094 | $336,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 19,400 | $335,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 211,635 | $334,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,300 | $332,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 29,500 | $330,000 | thousands by filing date | call |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 72,062 | $330,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 872 | $328,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 12,839 | $326,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 15,837 | $326,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 26,094 | $325,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 21,591 | $320,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,700 | $319,000 | thousands by filing date | put |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 21,000 | $318,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 879 | $315,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 35,572 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,600 | $314,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 21,313 | $310,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 29,684 | $310,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 31,641 | $310,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 30,246 | $309,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 28,538 | $309,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 26,310 | $309,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q118 | UNIT 99/99/9999 | 28,950 | $307,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 27,502 | $305,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 7,300 | $304,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 9,146 | $304,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 32,083 | $304,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 12,995 | $303,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 93 | $302,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 33,239 | $300,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 45,892 | $299,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 65,732 | $293,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 20,255 | $293,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 21,288 | $292,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-21-000004 | this filing | 2021-02-12 | acceptance time not in the bulk data set |