13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 1,427 holding rows worth $9,882,507,000.
- Accession
- 0001279891-18-000004
- Filer
- CIK 1279891
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,427 entries on the cover page, a total value of $9,882,507,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,882,507,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Southern Company | 842587107 | COM | 6,545 | $314,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 49,500 | $313,000 | thousands by filing date | put |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 8,476 | $313,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 48,845 | $309,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,251 | $307,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 912 | $306,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 43,675 | $306,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 29,696 | $305,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 11,753 | $305,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 11,074 | $305,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 30,000 | $304,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 30,000 | $304,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,569 | $303,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,642 | $302,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,500 | $301,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,368 | $294,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,500 | $288,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 19,492 | $287,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 24,440 | $285,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 15,862 | $282,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 22,000 | $282,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,464 | $281,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 17,029 | $281,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 102,600 | $281,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 231,500 | $280,000 | thousands by filing date | put |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,430 | $277,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 33,048 | $277,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 54,715 | $277,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 18,483 | $277,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 20,242 | $275,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 29,332 | $273,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 117,518 | $273,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,654 | $272,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 29,557 | $272,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 22,200 | $272,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,880 | $270,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 19,883 | $270,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 16,500 | $269,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,507 | $268,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 5,225 | $268,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 33,490 | $267,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 15,000 | $266,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,200 | $265,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 79,889 | $264,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 26,403 | $256,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 8,155 | $254,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,074 | $253,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,700 | $251,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $251,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,995 | $250,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 15,966 | $249,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,400 | $249,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 41,800 | $245,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,188 | $244,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 19,199 | $244,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 25,000 | $243,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 996 | $240,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,466 | $232,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 50,000 | $232,000 | thousands by filing date | put |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 29,598 | $226,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 17,367 | $226,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,034 | $225,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,968 | $222,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16,625 | $219,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 24,546 | $217,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 18,452 | $213,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,767 | $211,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 25,000 | $210,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 4,400 | $210,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 103,400 | $209,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 14,400 | $208,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X405 | CL C | 11,014 | $208,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,100 | $205,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,362 | $204,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 20,855 | $204,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 17,200 | $203,000 | thousands by filing date | call |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 271,886 | $203,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,639 | $198,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 40,000 | $196,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 1,351 | $187,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 21,876 | $187,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 19,609 | $186,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 220,000 | $186,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,088 | $185,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 37,700 | $184,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 13,665 | $182,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 46,252 | $179,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,544 | $177,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 21,079 | $177,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 30,100 | $177,000 | thousands by filing date | call |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 18,966 | $177,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 13,319 | $175,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 100 | $173,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,117 | $170,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,700 | $169,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,614 | $168,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 4,614 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,080 | $166,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 15,600 | $165,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 8,700 | $164,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,724 | $163,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,363 | $160,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,000 | $160,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,775 | $158,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,888 | $156,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,196 | $156,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,500 | $156,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 2,954 | $154,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,443 | $154,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,500 | $153,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 15,390 | $152,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,500 | $149,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,373 | $147,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 14,685 | $147,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,700 | $145,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 10,000 | $144,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,126 | $143,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,979 | $143,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 10,162 | $142,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 13,362 | $139,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,559 | $138,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,308 | $138,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 5,100 | $138,000 | thousands by filing date | put |
| ENZYMOTEC LTD | M4059L101 | SHS | 11,700 | $138,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,543 | $137,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,603 | $137,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 4,322 | $137,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,501 | $136,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,491 | $136,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,400 | $135,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 29,066 | $135,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 50,000 | $135,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,449 | $134,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 56,892 | $134,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,000 | $131,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,600 | $131,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 26,597 | $129,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 944 | $128,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,400 | $128,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 1,200 | $126,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,710 | $124,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 10,123 | $124,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 39,000 | $121,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 638,175 | $121,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 8,584 | $119,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 8,564 | $118,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 21,800 | $116,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 287,363 | $116,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,600 | $115,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 4,602 | $115,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 8,134 | $115,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 9,204 | $115,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,700 | $114,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 6,800 | $114,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,000 | $113,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 125,000 | $112,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,000 | $111,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,422 | $109,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,686 | $109,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,500 | $109,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 578 | $108,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 8,598 | $107,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 262,663 | $107,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,026 | $106,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 22,000 | $106,000 | thousands by filing date | call |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 7,225 | $105,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,919 | $104,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 2,243 | $104,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 28,394 | $104,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,000 | $104,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,514 | $103,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 4,577 | $102,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 480 | $102,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 600 | $101,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,347 | $101,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 104,000 | $101,000 | thousands by filing date | principal |
| INGREDION INC COM | 457187102 | Stock | 722 | $100,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 8,052 | $100,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,013 | $99,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 918 | $99,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,247 | $99,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,523 | $99,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 7,431 | $99,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,855 | $98,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 6,100 | $98,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 1,743 | $96,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,973 | $92,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,200 | $92,000 | thousands by filing date | put |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 955 | $92,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 9,469 | $92,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 606 | $91,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,252 | $90,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 572 | $89,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 1,542 | $89,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 71,100 | $88,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 2,500 | $88,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 646 | $87,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,421 | $86,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 9,600 | $86,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 64,015 | $86,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,000 | $85,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $85,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 922 | $85,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,310 | $84,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,000 | $81,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 5,200 | $81,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R117 | WARR | 35,342 | $80,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,177 | $79,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 67,305 | $77,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,047 | $74,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 7,672 | $74,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,156 | $73,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,800 | $72,000 | thousands by filing date | call |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,191 | $72,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 50,000 | $71,000 | thousands by filing date | put |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 5,900 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 982 | $69,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,498 | $69,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,508 | $68,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 47,552 | $67,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,100 | $67,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 4,139 | $66,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,647 | $66,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 10,100 | $66,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 593 | $63,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 938 | $62,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 426 | $62,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,700 | $62,000 | thousands by filing date | put |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 50,000 | $62,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,800 | $61,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R125 | WARR | 30,814 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,300 | $60,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,900 | $60,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 500 | $59,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,244 | $59,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,300 | $59,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,600 | $58,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,521 | $58,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 342 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 6,315 | $57,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 55,000 | $57,000 | thousands by filing date | principal |
| NVR INC COM | 62944T105 | Stock | 16 | $56,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 899 | $56,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 2,922 | $56,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,500 | $56,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 820 | $55,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 7,283 | $55,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,000 | $55,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 6,439 | $54,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,500 | $54,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 1,155 | $53,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 76,000 | $53,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 6,300 | $53,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 756 | $50,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,700 | $50,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,600 | $50,000 | thousands by filing date | put |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 5,000 | $50,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 101,500 | $50,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 5,500 | $49,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 2,100 | $49,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 17,547 | $48,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,542 | $46,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,200 | $46,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 233 | $46,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 278 | $45,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,111 | $45,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 418 | $43,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,897 | $43,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 4,285 | $43,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 895 | $42,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 632 | $42,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,000 | $42,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 18,000 | $42,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 33,900 | $41,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,400 | $41,000 | thousands by filing date | put |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,166 | $41,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 764 | $40,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 30,000 | $40,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,700 | $39,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,668 | $39,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 3,461 | $39,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,200 | $39,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 407 | $38,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 289 | $38,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 26,042 | $37,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,100 | $36,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 18,182 | $36,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,112 | $35,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 379 | $35,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 672 | $34,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 488 | $34,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,089 | $34,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 709 | $34,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 50,800 | $34,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 2,700 | $33,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 3,500 | $33,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,652 | $33,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 427 | $33,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 100,000 | $33,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 297 | $31,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 751 | $31,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 332 | $31,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 2,529 | $31,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 552 | $31,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 24,700 | $31,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 5,700 | $30,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 573 | $29,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,703 | $29,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 120 | $29,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,300 | $29,000 | thousands by filing date | call |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 2,276 | $28,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 66,995 | $28,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 100,000 | $28,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 639 | $27,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 1,839 | $27,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 50,000 | $27,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 937 | $26,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 205 | $26,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 129 | $26,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,242 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 625 | $25,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 512 | $25,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 187 | $24,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,049 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,800 | $24,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,100 | $23,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 279 | $23,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 234 | $23,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 400 | $23,000 | thousands by filing date | call |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 2,902 | $23,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K113 | COM | 38,607 | $23,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 4,148 | $22,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 287 | $21,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 680 | $21,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 43,000 | $21,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 129 | $20,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 132 | $20,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,400 | $20,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 15,800 | $20,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 89 | $19,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 622 | $19,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,400 | $19,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 1,100 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 212 | $17,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 5,591 | $17,000 | thousands by filing date | |
| PEABODY ENERGY CORP NEW | 704551407 | CMN | 234 | $17,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 3,000 | $16,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 12,989 | $16,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,106 | $15,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,600 | $15,000 | thousands by filing date | put |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,749 | $15,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 1,000 | $15,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 500 | $14,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 177 | $14,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 168 | $14,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 50,000 | $14,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 282 | $13,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 646 | $13,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,200 | $13,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 137 | $12,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 250 | $12,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 780 | $12,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 700 | $12,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 101 | $11,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 143 | $11,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 5,100 | $11,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 50,000 | $11,000 | thousands by filing date | put |
| MAXIMUS INC | 577933104 | COM | 153 | $10,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 166 | $10,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 25,000 | $10,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 1,000 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 135 | $9,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 22,000 | $9,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 129 | $8,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,000 | $8,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 78 | $8,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 2,400 | $8,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 238 | $7,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 166 | $7,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 50 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $7,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 33,709 | $7,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 210 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 100 | $6,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | put |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 100 | $6,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,389 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 366 | $6,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 6,117 | $6,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 89 | $5,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 148 | $5,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 132 | $5,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 7,200 | $5,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 32,575 | $5,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 94 | $4,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 20,000 | $4,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 62 | $3,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 52 | $3,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 400 | $3,000 | thousands by filing date | put |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 5,600 | $3,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 10,000 | $3,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 47,768 | $3,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 300 | $3,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 4,127 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 28 | $1,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 6 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 100 | $1,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 63 | $1,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 73 | $1,000 | thousands by filing date | |
| First Financial Bancorp Warrants | 320209117 | Warrant | 100 | $1,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 5,281 | $1,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 5,399 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 2,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 824 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-18-000004 | this filing | 2018-02-14 | acceptance time not in the bulk data set |