13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 1,168 holding rows worth $6,443,131,000.
- Accession
- 0001279891-17-000008
- Filer
- CIK 1279891
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,168 entries on the cover page, a total value of $6,443,131,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,443,131,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 67,520 | $1,174,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 68,800 | $1,173,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 14,495 | $1,166,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 11,000 | $1,155,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 67,600 | $1,155,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,800 | $1,148,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 11,798 | $1,146,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,300 | $1,138,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 9,000 | $1,135,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 14,400 | $1,130,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 137,300 | $1,127,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 10,000 | $1,124,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 28,700 | $1,119,000 | thousands by filing date | call |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 94,449 | $1,111,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 37,475 | $1,108,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 37,283 | $1,108,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 87,055 | $1,105,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 104,773 | $1,094,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 9,700 | $1,092,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 8,966 | $1,090,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,100 | $1,080,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 133,200 | $1,078,000 | thousands by filing date | put |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,000,000 | $1,073,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 13,626 | $1,069,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 67,600 | $1,068,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,800 | $1,063,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 152,939 | $1,058,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 20,000 | $1,040,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 14,000 | $1,039,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,000 | $1,037,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,000 | $1,035,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 10,000 | $1,022,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 21,600 | $1,017,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 21,095 | $1,016,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 76,858 | $1,014,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 32,487 | $1,010,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7,000 | $1,002,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 38,517 | $999,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 18,537 | $984,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,000 | $983,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 103,505 | $982,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 88,600 | $977,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 12,500 | $976,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $974,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 20,000 | $973,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 40,000 | $973,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 116,471 | $967,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 233,258 | $961,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 60,000 | $958,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 60,000 | $957,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 70,658 | $953,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 40,000 | $948,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 14,000 | $940,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 12,600 | $940,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 61,857 | $940,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 65,800 | $938,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 60,000 | $937,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 50,000 | $933,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 756 | $933,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 38,000 | $932,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 30,200 | $930,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 119,000 | $924,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,346 | $922,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 15,000 | $920,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 52,200 | $915,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 74,607 | $914,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 21,781 | $911,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 102,800 | $911,000 | thousands by filing date | put |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 24,600 | $911,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,400 | $901,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 25,000 | $901,000 | thousands by filing date | call |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 74,116 | $901,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 38,114 | $899,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 24,900 | $898,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 16,772 | $886,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 25,000 | $884,000 | thousands by filing date | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 25,867 | $879,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 40,000 | $878,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 100,000 | $868,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 5,200 | $866,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 24,060 | $865,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 90,000 | $859,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 12,102 | $857,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,238 | $842,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,900 | $838,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 13,000 | $833,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,000 | $831,000 | thousands by filing date | put |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 13,500 | $827,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 7,361 | $825,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,000 | $817,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 380,900 | $815,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 94,752 | $807,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 55,058 | $803,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,000 | $801,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 78,100 | $798,000 | thousands by filing date | put |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 35,774 | $793,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 23,900 | $792,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 62,882 | $787,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 62,666 | $785,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 62,168 | $782,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 22,543 | $774,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 9,539 | $774,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,200 | $772,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 15,000 | $772,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 19,200 | $768,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,050 | $760,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,400 | $757,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,926 | $756,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 25,300 | $746,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 3,301,000 | $745,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,500 | $741,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 42,900 | $736,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 50,000 | $735,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 25,000 | $727,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 62,375 | $717,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 11,600 | $715,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,900 | $715,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 81,734 | $715,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 50,000 | $713,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 79,965 | $709,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 62,312 | $697,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 15,000 | $696,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 60,530 | $695,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 20,000 | $694,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 20,588 | $693,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 31,088 | $683,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,282,051 | $679,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 93,500 | $676,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 35,000 | $675,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 29,900 | $674,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 59,320 | $673,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 18,700 | $672,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 61,469 | $671,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,450 | $669,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 17,000 | $666,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,500 | $662,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 29,625 | $654,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 64,138 | $639,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,800 | $636,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 8,000 | $634,000 | thousands by filing date | call |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 34,804 | $634,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $633,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 39,026 | $632,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,000 | $631,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 54,233 | $630,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 14,000 | $621,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 17,100 | $615,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 10,000 | $609,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 41,960 | $606,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 14,500 | $604,000 | thousands by filing date | call |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 47,102 | $604,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 26,022 | $603,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 43,884 | $603,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 119,054 | $600,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 17,420 | $599,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,000 | $597,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 65,334 | $593,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 45,500 | $591,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 38,862 | $588,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 213,065 | $585,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 48,435 | $581,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 30,335 | $580,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 21,200 | $580,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 5,400 | $579,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 2,500 | $573,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 88,500 | $571,000 | thousands by filing date | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 7,893 | $568,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 40,340 | $565,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 26,293 | $564,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 56,588 | $564,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 26,789 | $562,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 4,697 | $557,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 8,401 | $554,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,500 | $545,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 22,448 | $545,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 51,000 | $538,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,700 | $537,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,000 | $537,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 19,500 | $535,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 17,000 | $533,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,148 | $533,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,000 | $533,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,300 | $530,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,000 | $524,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 8,177 | $523,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 28,483 | $522,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,000 | $520,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 368,485 | $519,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 30,000 | $515,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 5,500 | $514,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,234 | $511,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,100 | $508,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 6,982 | $507,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,800 | $506,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 162,996 | $502,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 75,300 | $500,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 10,085 | $500,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,100 | $497,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 500,000 | $495,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 15,000 | $494,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 61,107 | $494,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,200 | $492,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 8,100 | $487,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 16,400 | $487,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 15,000 | $484,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,365 | $484,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 45,500 | $484,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,291 | $483,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 41,033 | $483,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 13,413 | $482,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,000 | $482,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 20,809 | $480,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 15,000 | $459,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,200 | $458,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 9,322 | $457,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 11,634 | $456,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 30,000 | $455,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 14,646 | $454,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 7,275 | $452,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,700 | $452,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 38,300 | $452,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 95,000 | $451,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,800 | $450,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,500 | $450,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 5,200 | $445,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 35,670 | $439,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 50,000 | $438,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,100 | $435,000 | thousands by filing date | put |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 28,125 | $432,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 38,724 | $431,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 51,263 | $430,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 38,700 | $425,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 26,600 | $420,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,000 | $419,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $417,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 49,900 | $415,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 40,404 | $409,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,400 | $409,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 36,245 | $407,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 18,300 | $406,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,508 | $397,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,794 | $395,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 8,500 | $395,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 34,192 | $395,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,000 | $390,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 26,100 | $385,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 31,030 | $382,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 93,500 | $380,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 15,978 | $377,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,500 | $377,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893209 | COM NEW | 11,248 | $375,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 43,949 | $373,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 24,900 | $372,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 60,227 | $370,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 22,625 | $367,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 20,700 | $366,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 16,902 | $364,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,460 | $363,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,274 | $362,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,200 | $361,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 32,961 | $357,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 23,791 | $357,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 23,550 | $352,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 82,771 | $351,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100,000 | $351,000 | thousands by filing date | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 40,748 | $351,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 43,406 | $350,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 40,100 | $348,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,000 | $347,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 73,800 | $343,000 | thousands by filing date | put |
| STORE CAP CORP | 862121100 | COM | 14,341 | $342,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 27,587 | $339,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 33,175 | $339,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 27,445 | $338,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,300 | $337,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 7,800 | $336,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 23,644 | $335,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 38,080 | $334,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 30,145 | $331,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,500 | $329,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 17,677 | $328,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 20,000 | $325,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 60,576 | $324,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 15,591 | $322,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,924 | $320,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 24,979 | $317,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,075 | $314,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,100 | $313,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 13,741 | $313,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 101,400 | $312,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 7,000 | $310,000 | thousands by filing date | put |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 23,282 | $309,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 40,685 | $308,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 23,203 | $304,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 31,200 | $301,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 220,700 | $300,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 8,290 | $299,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,000 | $298,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 13,200 | $297,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $296,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 354,256 | $295,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 23,333 | $292,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 58,300 | $292,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 104,192 | $292,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 26,650 | $289,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 65,100 | $288,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 24,718 | $287,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 25,000 | $287,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,000 | $285,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 12,000 | $285,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 28,098 | $284,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 498,039 | $283,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 5,864 | $282,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 9,600 | $279,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,200 | $277,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 11,493 | $276,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 19,873 | $274,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,275 | $273,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 5,900 | $272,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 30,100 | $269,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,667 | $267,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 13,753 | $267,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,200 | $265,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 29,200 | $262,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 18,858 | $261,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 25,000 | $260,000 | thousands by filing date | |
| RH | 74967X103 | COM | 5,600 | $259,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 10,500 | $259,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 6,354 | $259,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 9,000 | $257,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,285 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,289 | $247,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,250 | $245,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 22,893 | $244,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,700 | $242,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 20,000 | $242,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,900 | $240,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 11,684 | $238,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 49,700 | $238,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,217 | $237,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 9,769 | $234,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 32,600 | $234,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,069 | $233,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 8,824 | $231,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 5,495 | $229,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24,021 | $223,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 27,163 | $223,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 17,516 | $223,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 21,635 | $219,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 10,000 | $217,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 16,000 | $215,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 11,139 | $215,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,550 | $214,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 42,600 | $210,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 11,551 | $208,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,400 | $206,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 27,200 | $204,000 | thousands by filing date | put |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 15,180 | $204,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,851 | $201,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,000 | $197,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 14,683 | $195,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,142 | $192,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 32,400 | $192,000 | thousands by filing date | put |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,220 | $188,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,506 | $188,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 18,700 | $188,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,300 | $186,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 23,100 | $181,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 10,000 | $180,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 5,655 | $179,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,430 | $179,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 3,379 | $179,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 63,100 | $178,000 | thousands by filing date | put |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 19,436 | $178,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 7,776 | $177,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,400 | $174,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 19,000 | $169,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,400 | $168,000 | thousands by filing date | put |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 100,000 | $165,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 8,584 | $164,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,137 | $163,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 21,100 | $162,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,200 | $160,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,435 | $160,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 12,272 | $159,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 12,089 | $159,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,916 | $157,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 7,301 | $153,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 17,900 | $149,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 16,600 | $149,000 | thousands by filing date | call |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 11,051 | $147,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,000 | $147,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 1,623 | $144,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 9,486 | $144,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 18,683 | $144,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,601 | $143,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 104,940 | $142,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 29,900 | $142,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,652 | $140,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 49,600 | $140,000 | thousands by filing date | call |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 9,881 | $140,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 5,459 | $138,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 21,100 | $137,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,936 | $136,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,100 | $136,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,200 | $135,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 87,613 | $135,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,700 | $134,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 50,000 | $133,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 120,000 | $132,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,500 | $130,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,500 | $128,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,728 | $128,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,300 | $128,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,700 | $127,000 | thousands by filing date | put |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 8,667 | $126,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 19,700 | $126,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 11,400 | $125,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 17,600 | $125,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 400 | $124,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,100 | $122,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,500 | $122,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 8,404 | $121,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 27,709 | $119,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,000 | $118,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 21,500 | $118,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 2,310 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,300 | $114,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,759 | $114,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,054 | $113,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,844 | $113,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 8,693 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 8,400 | $112,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 8,079 | $111,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 49,378 | $111,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,200 | $110,000 | thousands by filing date | put |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 3,990 | $110,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,072 | $108,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 4,447 | $108,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 23,961 | $106,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 4,200 | $103,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 4,200 | $103,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 1,000 | $103,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 6,095 | $103,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,000 | $102,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 7,720 | $102,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 6,500 | $102,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 3,000 | $101,000 | thousands by filing date | put |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 10,000 | $100,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $99,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 2,000 | $97,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 2,663 | $96,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,513 | $96,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 937 | $95,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 4,582 | $94,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 1,196 | $94,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,000 | $93,000 | thousands by filing date | call |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 13,013 | $93,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,200 | $92,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 9,650 | $92,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 944 | $88,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,054 | $87,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 66,995 | $87,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,500 | $86,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,252 | $84,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,300 | $84,000 | thousands by filing date | call |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 4,494 | $83,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 50,000 | $82,000 | thousands by filing date | put |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 6,678 | $82,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,661 | $81,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,000 | $80,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 730 | $80,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,000 | $78,000 | thousands by filing date | put |
| EATON VANCE | 27826G109 | SH BEN INT | 5,787 | $78,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 22,800 | $78,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 17,056 | $75,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,600 | $74,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 3,000 | $73,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,500 | $73,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,500 | $73,000 | thousands by filing date | call |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 10,561 | $73,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 7,969 | $73,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,977 | $72,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 7,644 | $72,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,310 | $71,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 4,858 | $71,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 26,900 | $71,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,820,191 | $71,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 2,181 | $70,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 4,636 | $69,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,700 | $68,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,500 | $67,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 17,547 | $67,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,140 | $66,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 2,100 | $65,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 10,000 | $64,000 | thousands by filing date | call |
| ARCH COAL INC | 039380407 | COMMON STOCK | 931 | $64,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,696 | $63,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 4,389 | $63,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,800 | $62,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-17-000008 | this filing | 2017-05-15 | acceptance time not in the bulk data set |