13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 1,242 holding rows worth $3,517,937,000.
- Accession
- 0001279891-16-000020
- Filer
- CIK 1279891
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,242 entries on the cover page, a total value of $3,517,937,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,517,937,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 52,000,000 | $95,572,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 35,441,000 | $87,701,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 51,701,000 | $80,551,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 75,145,000 | $72,679,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 53,360,000 | $62,705,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 30,683,000 | $60,534,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 263,423 | $54,138,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 34,699,000 | $50,757,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 38,700,000 | $49,766,000 | thousands by filing date | principal |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 21,743,000 | $48,012,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 29,281,000 | $45,118,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 27,279,000 | $44,958,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAB6 | AMERICAN DEP SHS | 9,750,000 | $44,638,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 15,354,000 | $41,197,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 36,951,000 | $39,800,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 524,358 | $37,955,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 19,500,000 | $37,696,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 24,445,000 | $37,293,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 35,652,000 | $35,854,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 29,570,000 | $35,492,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 37,810,000 | $34,658,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 67,345,000 | $34,013,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 25,500,000 | $33,263,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 46,677,000 | $32,447,000 | thousands by filing date | principal |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 25,059,000 | $31,887,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,550 | $31,225,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 284,633 | $31,081,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 16,035,000 | $30,835,000 | thousands by filing date | principal |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 453,370 | $30,807,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 20,748,000 | $30,538,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 27,562,000 | $30,531,000 | thousands by filing date | principal |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 23,435,000 | $27,622,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 29,121,000 | $26,035,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 18,855 | $25,889,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 10,550,000 | $25,376,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 25,228,000 | $25,093,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 404,595 | $24,906,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 21,709,000 | $23,567,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 22,925,000 | $22,786,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y109 | COM | 12,868 | $22,403,000 | thousands by filing date | put |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 15,430,000 | $21,951,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 16,920,000 | $21,083,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 21,000,000 | $21,082,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 21,264,000 | $21,070,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 17,860,000 | $21,059,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 22,314,000 | $20,063,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 20,514,000 | $19,976,000 | thousands by filing date | principal |
| ANACOR PHARMACEUTICALS INC | 032420AC5 | Bond | 10,690,000 | $19,433,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 12,687,000 | $19,141,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 495,460 | $18,237,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 15,000,000 | $17,692,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 15,000,000 | $16,664,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 13,711,000 | $15,647,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 17,378,000 | $15,640,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 16,255,000 | $14,548,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 11,300,000 | $14,361,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 17,991,000 | $14,285,000 | thousands by filing date | principal |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 13,697,000 | $14,016,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 11,500,000 | $13,905,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 14,991,000 | $13,795,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 15,211,000 | $13,651,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 10,727,000 | $13,605,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 12,387,000 | $13,435,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 14,000,000 | $12,914,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 8,000,000 | $12,859,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 11,615,000 | $12,855,000 | thousands by filing date | principal |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 528,439 | $12,581,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 14,577,000 | $12,203,000 | thousands by filing date | principal |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 13,101,000 | $12,047,000 | thousands by filing date | principal |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 16,280,000 | $11,687,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 359,376 | $11,424,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 8,806,000 | $11,231,000 | thousands by filing date | principal |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 8,750,000 | $11,055,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 10,850,000 | $10,925,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 9,081,000 | $10,826,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 12,686,000 | $10,812,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 11,150,000 | $10,714,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 10,799,000 | $10,620,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 10,421 | $10,479,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 99,375 | $10,455,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 581,768 | $10,390,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 178,482 | $10,351,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 11,800,000 | $10,350,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 14,859 | $10,280,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 7,152 | $10,223,000 | thousands by filing date | put |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 12,833,000 | $10,220,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,391 | $10,196,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 90,000 | $10,084,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 121,651 | $10,075,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 8,688,000 | $10,035,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 9,975,000 | $9,989,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 118,231 | $9,907,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 14,300,000 | $9,730,000 | thousands by filing date | principal |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 22,500,000 | $9,454,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 242,690 | $9,134,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 153,548 | $9,024,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 94,565 | $9,021,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 9,956,000 | $8,990,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,646 | $8,723,000 | thousands by filing date | put |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 127,304 | $8,535,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 10,430,000 | $8,297,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 21,551 | $8,144,000 | thousands by filing date | call |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 12,459,000 | $7,921,000 | thousands by filing date | principal |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 8,475,000 | $7,791,000 | thousands by filing date | principal |
| BAXALTA INC | 07177M103 | COM | 191,332 | $7,729,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 292,806 | $7,683,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 8,658 | $7,670,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 279,430 | $7,667,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 8,800,000 | $7,643,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 4,079 | $7,423,000 | thousands by filing date | put |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 8,133,000 | $7,334,000 | thousands by filing date | principal |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 10,665,000 | $7,238,000 | thousands by filing date | principal |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 7,775,000 | $7,197,000 | thousands by filing date | principal |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 7,850,000 | $7,196,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 6,337,000 | $7,176,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 10,000,000 | $7,161,000 | thousands by filing date | principal |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 402,688 | $7,152,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 34,396 | $7,038,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 391,241 | $6,893,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 47,773 | $6,766,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781268AB3 | Bond | 6,130,000 | $6,705,000 | thousands by filing date | principal |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 202,238 | $6,673,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 6,250,000 | $6,668,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 8,967,000 | $6,570,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 7,240,000 | $6,551,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 94,481 | $6,548,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 85,919 | $6,536,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 11,695,000 | $6,488,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5,935 | $6,458,000 | thousands by filing date | call |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 894,086 | $6,419,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 786,937 | $6,413,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 4,994,000 | $6,364,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648102 | COM | 238,742 | $6,362,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 34,669 | $6,342,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 96,940 | $6,138,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 51,230 | $6,026,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,952 | $5,972,000 | thousands by filing date | put |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 7,550,000 | $5,883,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 7,150,000 | $5,850,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 12,919 | $5,791,000 | thousands by filing date | put |
| TALMER BANCORP INC | 87482X101 | COM | 317,129 | $5,736,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 386,617 | $5,675,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 179,051 | $5,591,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 10,934,000 | $5,558,000 | thousands by filing date | principal |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 1,509 | $5,540,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,400,000 | $5,513,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 412,728 | $5,369,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 24,000 | $5,316,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 8,391,000 | $5,263,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,000 | $5,214,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,678 | $5,196,000 | thousands by filing date | put |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 200,000 | $5,176,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 6,910,000 | $5,154,000 | thousands by filing date | principal |
| WILSHIRE BANCORP INC | 97186T108 | COM | 488,022 | $5,026,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 44,000 | $5,020,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 66,948 | $4,983,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 91,916 | $4,970,000 | thousands by filing date | |
| BLACKBERRY LTD | C10268AA5 | DBCV 6.000%11/1 | 4,600,000 | $4,916,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAB7 | NOTE 4.500% 9/1 | 6,977,000 | $4,853,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 7,551 | $4,832,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 100,000 | $4,798,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 669,873 | $4,756,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 65,268 | $4,752,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 7,850,000 | $4,751,000 | thousands by filing date | principal |
| OWENS CORNING NEW | 690742101 | COM | 100,000 | $4,728,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 203,763 | $4,584,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 60,615 | $4,579,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 71,008 | $4,554,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 369,020 | $4,524,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 5,000,000 | $4,503,000 | thousands by filing date | principal |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 137,823 | $4,465,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 50,000 | $4,452,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 122,736 | $4,375,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,163 | $4,328,000 | thousands by filing date | put |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 327,076 | $4,320,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 59,800 | $4,306,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 42,023 | $4,303,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 416,235 | $4,262,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,400 | $4,254,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 112,333 | $4,254,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 90,000 | $4,191,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 80,000 | $4,153,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 3,938,000 | $4,144,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 40,000 | $4,097,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 113,836 | $4,087,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 40,437 | $4,034,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 3,500,000 | $4,003,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 3,000,000 | $4,000,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 6,250,000 | $3,940,000 | thousands by filing date | principal |
| CIGNA CORPORATION | 125509109 | COM | 28,679 | $3,935,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 556,148 | $3,909,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 6,395,000 | $3,901,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 35,000 | $3,887,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 59,307 | $3,863,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 211,464 | $3,804,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 2,000,000 | $3,758,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 3,495 | $3,705,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 44,580 | $3,669,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 218,950 | $3,623,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 30,000 | $3,555,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 303,004 | $3,548,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 35,000 | $3,536,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,599,000 | $3,515,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,286 | $3,506,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 18,814 | $3,470,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 275,000 | $3,465,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 80,356 | $3,452,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 6,937,000 | $3,433,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 50,000 | $3,424,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 343,104 | $3,424,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 252,610 | $3,415,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 205,357 | $3,390,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 601,066 | $3,359,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 30,000 | $3,344,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 39,950 | $3,339,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 40,800 | $3,307,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 346,679 | $3,296,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 441,145 | $3,281,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 50,000 | $3,233,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,359 | $3,200,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 671,864 | $3,198,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 5,915,000 | $3,181,000 | thousands by filing date | principal |
| TYCO INTL PLC | G91442106 | SHS | 85,000 | $3,120,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 37,567 | $3,095,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 27,926 | $3,094,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 37,353 | $3,093,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 11,388 | $3,052,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 240,753 | $3,045,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 12,123 | $3,036,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 54,910 | $2,967,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 90,672 | $2,933,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 145,272 | $2,918,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 405,024 | $2,871,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 289,863 | $2,834,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 40,000 | $2,804,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 28,178 | $2,784,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 71,600 | $2,749,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 326,770 | $2,672,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 51,064 | $2,638,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 47,703 | $2,633,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,645,000 | $2,626,000 | thousands by filing date | principal |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 95,442 | $2,623,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 442,382 | $2,618,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 2,800,000 | $2,600,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 50,000 | $2,595,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 142,695 | $2,561,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,819 | $2,559,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 2,149,000 | $2,554,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,170,263 | $2,529,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 57,205 | $2,507,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,703 | $2,505,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 35,000 | $2,495,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 5,886,892 | $2,472,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 4,074,000 | $2,436,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,549 | $2,434,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 6,000,000 | $2,422,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 84,711 | $2,421,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 65,200 | $2,385,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 80,000 | $2,381,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 45,000 | $2,380,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 336,268 | $2,353,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 268,132 | $2,272,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 24,200 | $2,262,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 49,548 | $2,250,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 164,820 | $2,233,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 107,644 | $2,186,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 5,543 | $2,184,000 | thousands by filing date | call |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,449,000 | $2,158,000 | thousands by filing date | principal |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 235,841 | $2,157,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 62,270 | $2,153,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 81,892 | $2,153,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 5,000,000 | $2,134,000 | thousands by filing date | principal |
| FRESH MKT INC | 35804H106 | COM | 74,300 | $2,119,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 186,199 | $2,104,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 61,157 | $2,096,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,269 | $2,069,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 103,000 | $2,060,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 263,627 | $2,058,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 18,700 | $2,056,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 20,000 | $2,041,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 182,295 | $2,016,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 19,000 | $2,005,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 225,008 | $1,975,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 25,000 | $1,960,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 193,990 | $1,959,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 142,286 | $1,949,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,419 | $1,884,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 2,000,000 | $1,872,000 | thousands by filing date | principal |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 135,649 | $1,852,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 126,034 | $1,850,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,483 | $1,847,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 30,437 | $1,832,000 | thousands by filing date | put |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 151,723 | $1,819,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 164,700 | $1,801,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 102,078 | $1,789,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,650 | $1,759,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 42,338 | $1,746,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 138,049 | $1,721,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 8,752 | $1,698,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 39,445 | $1,693,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 33,100 | $1,691,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 193,600 | $1,688,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 60,795 | $1,673,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 37,100 | $1,662,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 64,000 | $1,648,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 45,100 | $1,644,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 27,510 | $1,629,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,718 | $1,623,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,502 | $1,602,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,159 | $1,598,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 25,000 | $1,591,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 172,353 | $1,585,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 100,000 | $1,575,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 126,402 | $1,571,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,033 | $1,565,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 8,949 | $1,554,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,519 | $1,541,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 6,536 | $1,519,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 157,749 | $1,511,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 159,055 | $1,509,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,557,000 | $1,508,000 | thousands by filing date | principal |
| AEROVIRONMENT INC COM | 008073108 | Stock | 53,009 | $1,501,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 115,355 | $1,499,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 184,984 | $1,483,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 198,463 | $1,478,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 30,984 | $1,463,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,027 | $1,458,000 | thousands by filing date | call |
| AMYRIS INC | 03236M101 | COM | 1,310,656 | $1,454,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 113,604 | $1,446,000 | thousands by filing date | |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 1,500,000 | $1,440,000 | thousands by filing date | principal |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 126,791 | $1,439,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 125,896 | $1,438,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 34,378 | $1,435,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 174,545 | $1,433,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 88,751 | $1,433,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 461 | $1,432,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 105,144 | $1,431,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 35,700 | $1,426,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 125,476 | $1,426,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,500 | $1,416,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 146,000 | $1,413,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 114,148 | $1,412,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 57,250 | $1,407,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 4,000,000 | $1,368,000 | thousands by filing date | principal |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 86,357 | $1,365,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 54,217 | $1,360,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 236,813 | $1,335,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,533 | $1,332,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 25,000 | $1,326,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,385,000 | $1,325,000 | thousands by filing date | principal |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 56,657 | $1,315,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 145,109 | $1,311,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 164,000 | $1,308,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,472 | $1,303,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 388 | $1,290,000 | thousands by filing date | put |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,000,000 | $1,282,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,500 | $1,251,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 17,960 | $1,245,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 24,504 | $1,232,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 46,000 | $1,219,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 17,000 | $1,210,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 163,016 | $1,201,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 213,065 | $1,193,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 130,234 | $1,176,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 30,000 | $1,170,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 35,619 | $1,160,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 191,373 | $1,142,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,001,000 | $1,135,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1,000,000 | $1,130,000 | thousands by filing date | principal |
| SPROTT FOCUS TR INC | 85208J109 | COM | 182,917 | $1,113,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 5,074 | $1,111,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,500,000 | $1,111,000 | thousands by filing date | principal |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 205,304 | $1,106,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,742 | $1,102,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 100,895 | $1,101,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 14,101 | $1,097,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 18,321 | $1,096,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 76,118 | $1,093,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 11,500 | $1,090,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 17,300 | $1,084,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 75,637 | $1,070,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,663 | $1,066,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3,700 | $1,061,000 | thousands by filing date | put |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 104,773 | $1,042,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 60,049 | $1,038,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 33,000 | $1,037,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 37,765 | $1,033,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 25,000 | $1,025,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 7,541 | $1,019,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 187,514 | $1,018,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,000 | $1,010,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 42,585 | $1,010,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 89,566 | $1,007,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 99,011 | $995,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 97,894 | $994,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 143 | $992,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 21,500 | $991,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 52,212 | $987,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,014 | $986,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,208 | $982,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 15,000 | $982,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,958 | $979,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 73,054 | $979,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 267,104 | $974,000 | thousands by filing date | |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 2,000,000 | $959,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 20,878 | $917,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 92,008 | $913,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 55,000 | $906,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,500 | $896,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,123 | $889,000 | thousands by filing date | put |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 814,000 | $886,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 5,287 | $881,000 | thousands by filing date | put |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 494,842 | $880,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 38,035 | $873,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,722 | $869,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 14,700 | $867,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 3,561 | $862,000 | thousands by filing date | call |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 118,743 | $861,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 6,191 | $861,000 | thousands by filing date | call |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 87,711 | $861,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 20,885 | $841,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 10,000 | $834,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 20,866 | $832,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 59,907 | $829,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 52,779 | $825,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 12,900 | $823,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 17,593 | $823,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 28,142 | $818,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,239 | $807,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 60,880 | $806,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 102,666 | $805,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,251 | $804,000 | thousands by filing date | call |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 48,096 | $802,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 80,000 | $802,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 66,894 | $796,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 13,858 | $785,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,094 | $784,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 60,000 | $771,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 12,909 | $771,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 12,000 | $764,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,886 | $758,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,583 | $758,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 20,679 | $758,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 36,016 | $753,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 75,167 | $743,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 30,000 | $742,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 650 | $739,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,735 | $737,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,497 | $726,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 252,452 | $724,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 21,519 | $720,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 139,311 | $718,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $708,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 47,579 | $706,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,710 | $704,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M108 | COM | 50,000 | $702,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 33,826 | $697,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 44,196 | $690,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 19,774 | $689,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 51,113 | $686,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 44,473 | $685,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 61,821 | $683,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 30,373 | $680,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 86,508 | $679,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 555 | $675,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 49,303 | $669,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 46,795 | $669,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,290 | $663,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 112,845 | $659,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 41,327 | $655,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 313 | $647,000 | thousands by filing date | call |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 65,138 | $643,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,494 | $638,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 153,811 | $633,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 46,139 | $633,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 600 | $627,000 | thousands by filing date | call |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 58,583 | $621,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,000 | $620,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 57 | $612,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 110,449 | $611,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,138 | $610,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,645 | $609,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 44,145 | $608,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 641 | $601,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 479 | $598,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 15,934 | $594,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,500 | $592,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 73,048 | $589,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,844 | $583,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 23,450 | $580,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 40,130 | $579,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 100,400 | $578,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 499 | $578,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,000 | $576,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 39,426 | $576,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 29,296 | $569,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 690 | $568,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 5,530 | $566,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 11,967 | $563,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 51,781 | $562,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-16-000020 | this filing | 2016-05-16 | acceptance time not in the bulk data set |