13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 1,903 holding rows worth $4,642,728,000.
- Accession
- 0001279891-16-000016
- Filer
- CIK 1279891
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,903 entries on the cover page, a total value of $4,642,728,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,642,728,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 1,271,667 | $133,855,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 35,441,000 | $132,261,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 52,000,000 | $101,874,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 58,863,000 | $84,153,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 626,928 | $74,065,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 21,743,000 | $67,784,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 15,353,000 | $65,253,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 48,700,000 | $64,565,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 73,945,000 | $62,398,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 43,906,000 | $60,062,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 33,199,000 | $57,249,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 30,683,000 | $56,141,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 1,081,563 | $55,970,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 474,446 | $55,162,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 88,845,000 | $51,061,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 280,546 | $50,562,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 51,677,000 | $49,513,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAB6 | AMERICAN DEP SHS | 9,750,000 | $46,686,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 44,754,000 | $45,092,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 20,354,000 | $43,755,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 29,570,000 | $43,485,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 38,160,000 | $43,057,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 544,953 | $42,479,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 27,279,000 | $42,462,000 | thousands by filing date | principal |
| MCKESSON CORP COM | 58155Q103 | Stock | 202,415 | $39,922,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420AC5 | Bond | 10,690,000 | $38,928,000 | thousands by filing date | principal |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 38,420,000 | $38,023,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 24,445,000 | $37,808,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 35,652,000 | $37,538,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 28,562,000 | $37,235,000 | thousands by filing date | principal |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 20,000,000 | $36,260,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 36,951,000 | $35,265,000 | thousands by filing date | principal |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 24,424,000 | $34,958,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 20,668,000 | $34,742,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 28,228,000 | $33,134,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 23,955,000 | $33,078,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 993,960 | $33,059,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,344,406 | $33,032,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 460,700 | $31,917,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 7,413 | $30,224,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 925,786 | $28,838,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 23,435,000 | $28,593,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y109 | COM | 20,706 | $28,415,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 24,471,000 | $28,246,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 21,709,000 | $27,469,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 21,293 | $26,687,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 21,000,000 | $26,674,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 22,925,000 | $26,200,000 | thousands by filing date | principal |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 457,946 | $25,441,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 32,891,000 | $24,938,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 746,531 | $24,098,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 18,611 | $24,052,000 | thousands by filing date | put |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 15,430,000 | $24,042,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 21,264,000 | $22,419,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 25,630,000 | $22,040,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 19,778 | $21,583,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 18,785,000 | $21,362,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 20,514,000 | $21,182,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 15,000,000 | $20,237,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 8,780,000 | $20,112,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 17,850,000 | $19,745,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 10,550,000 | $18,930,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 12,600,000 | $18,633,000 | thousands by filing date | principal |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 14,375,000 | $18,306,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 3,624 | $17,907,000 | thousands by filing date | put |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 511,421 | $17,809,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 15,004,000 | $17,757,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 25,934,000 | $17,270,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 17,378,000 | $16,934,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 10,535,000 | $16,433,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 23,000,000 | $16,127,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,896 | $15,999,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 10,000,000 | $15,788,000 | thousands by filing date | principal |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 205,000 | $15,711,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 11,500,000 | $15,599,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 181,766 | $15,375,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 253,517 | $15,375,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 15,211,000 | $14,829,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 18,991,000 | $14,387,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 27,178 | $14,312,000 | thousands by filing date | put |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 15,000,000 | $14,155,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 8,000,000 | $14,054,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 129,305 | $13,800,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 13,697,000 | $13,435,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 11,690,000 | $13,388,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 14,808 | $13,286,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 68,646 | $12,976,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 12,833,000 | $12,607,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 14,577,000 | $12,495,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 13,814,000 | $12,380,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 12,930,000 | $12,257,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 11,000,000 | $11,949,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,109 | $11,935,000 | thousands by filing date | put |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 10,850,000 | $11,699,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 98,598 | $11,104,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 138,603 | $11,050,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 199,595 | $10,702,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 12,686,000 | $10,688,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 11,800,000 | $10,345,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 10,000,000 | $10,164,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 13,260,000 | $10,135,000 | thousands by filing date | principal |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 423,587 | $10,060,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 100,857 | $10,033,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 101,763 | $9,865,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 4,558 | $9,741,000 | thousands by filing date | put |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 16,280,000 | $9,479,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 8,688,000 | $9,387,000 | thousands by filing date | principal |
| BROADCOM CORP | 111320107 | CL A | 160,120 | $9,258,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 658,208 | $9,188,000 | thousands by filing date | |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 10,665,000 | $9,125,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 7,800,000 | $9,027,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 7,460,000 | $8,924,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 10,100,000 | $8,420,000 | thousands by filing date | principal |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 8,475,000 | $8,383,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 14,991,000 | $8,367,000 | thousands by filing date | principal |
| MasterCard, Inc | 57636Q104 | COM | 85,617 | $8,335,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 1,273,469 | $8,293,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 35,560 | $8,250,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 8,910,000 | $8,072,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 75,000 | $7,767,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 113,354 | $7,760,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 10,082,000 | $7,605,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 8,967,000 | $7,519,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,259 | $7,509,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 636,795 | $7,495,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,500,000 | $7,449,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 79,805 | $7,412,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 11,395,000 | $7,297,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 39,156 | $7,266,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 278,674 | $7,231,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 15,574,000 | $7,202,000 | thousands by filing date | principal |
| RUDOLPH TECHNOLOGIES INC | 781268AB3 | Bond | 6,130,000 | $7,024,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 7,800,000 | $6,900,000 | thousands by filing date | principal |
| CLECO CORP NEW | 12561W105 | COM | 131,562 | $6,868,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 450,925 | $6,727,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 106,060 | $6,702,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 141,625 | $6,660,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 18,896 | $6,626,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 6,405 | $6,571,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 801 | $6,527,000 | thousands by filing date | put |
| SOLERA HOLDINGS INC | 83421A104 | COM | 118,206 | $6,481,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,270,418 | $6,466,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 275,550 | $6,376,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 199,038 | $6,349,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 476,762 | $6,288,000 | thousands by filing date | |
| HYCROFT MNG CORP | 448629AC9 | BOND | 5,881,245 | $6,263,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 9,613,000 | $6,228,000 | thousands by filing date | principal |
| BALL CORP | 058498106 | COM | 85,000 | $6,182,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,984 | $6,132,000 | thousands by filing date | put |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 7,679,000 | $6,104,000 | thousands by filing date | principal |
| PARTNERRE LTD | G6852T105 | COM | 42,864 | $5,989,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 81,358 | $5,872,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 183,680 | $5,866,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 433,648 | $5,862,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 13,491 | $5,856,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 344,457 | $5,786,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 4,806,000 | $5,778,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,686 | $5,753,000 | thousands by filing date | put |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 8,391,000 | $5,749,000 | thousands by filing date | principal |
| ISHARES | 464286848 | EXCHANGE TRADED | 469,244 | $5,687,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 453,259 | $5,615,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 143,726 | $5,540,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 72,219 | $5,487,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 296,447 | $5,466,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,010 | $5,450,000 | thousands by filing date | put |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 434,446 | $5,342,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 89,119 | $5,249,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 153,043 | $5,240,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 17,149 | $5,228,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,481 | $5,145,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 36,900 | $5,078,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAB7 | NOTE 4.500% 9/1 | 6,977,000 | $5,008,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 14,357 | $4,959,000 | thousands by filing date | put |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 5,515,000 | $4,957,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 648,442 | $4,954,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 5,794 | $4,932,000 | thousands by filing date | put |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 28,354 | $4,923,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,905 | $4,877,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 105,516 | $4,876,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 373,400 | $4,816,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 5,000,000 | $4,810,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 8,073 | $4,761,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 145,500 | $4,737,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 64,515 | $4,697,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 154 | $4,689,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 161,072 | $4,674,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 67,268 | $4,665,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 388,136 | $4,568,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 255,763 | $4,537,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 63,947 | $4,526,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 7,850,000 | $4,425,000 | thousands by filing date | principal |
| KEURIG GREEN MTN INC | 49271M100 | COM | 49,138 | $4,421,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,711 | $4,374,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 97,350 | $4,267,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 148,999 | $4,244,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,796 | $4,230,000 | thousands by filing date | put |
| STANCORP FINL GROUP INC | 852891100 | COM | 36,519 | $4,158,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 44,645 | $4,145,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 89,705 | $4,139,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 80,000 | $4,040,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 16,838 | $4,010,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,222,537 | $4,009,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 137,823 | $3,989,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 556,148 | $3,982,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 633,054 | $3,969,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 4,275,000 | $3,961,000 | thousands by filing date | principal |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 98,257 | $3,936,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,200 | $3,930,000 | thousands by filing date | put |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 6,250,000 | $3,922,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,507 | $3,876,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 550,039 | $3,850,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 167,735 | $3,814,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 33,949 | $3,797,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 59,307 | $3,784,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 106,500 | $3,725,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 636,726 | $3,673,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 96,753 | $3,647,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 2,000,000 | $3,643,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 14,736 | $3,631,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 55,000 | $3,625,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 115,244 | $3,616,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 15,773 | $3,599,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,675 | $3,566,000 | thousands by filing date | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 186,818 | $3,564,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 19,889 | $3,550,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 3,139,000 | $3,533,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 72,836 | $3,511,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,900,000 | $3,511,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 6,000,000 | $3,498,000 | thousands by filing date | principal |
| GOODRICH PETE CORP | 382410405 | COM NEW | 3,729 | $3,480,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 470,900 | $3,479,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 51,100 | $3,472,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 40,800 | $3,437,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 53,700 | $3,411,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 22,830 | $3,366,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 40,427 | $3,350,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 3,160,000 | $3,315,000 | thousands by filing date | principal |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 461,560 | $3,309,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 76,021 | $3,303,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 38,200 | $3,302,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 35,000 | $3,297,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 6,937,000 | $3,296,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 41,445 | $3,262,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,579 | $3,249,000 | thousands by filing date | call |
| AIRGAS INC | 009363102 | COM | 23,442 | $3,242,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 88,010 | $3,239,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 6,395,000 | $3,215,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,654 | $3,164,000 | thousands by filing date | put |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 111,398 | $3,158,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 18,430,000 | $3,150,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 68,280 | $3,141,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 110,900 | $3,138,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 4,522,938 | $3,134,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 123,160 | $3,124,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 673,364 | $3,123,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 76,523 | $3,103,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 90,036 | $3,075,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,086 | $3,070,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 40,737 | $3,041,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,164 | $3,028,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 2,877 | $3,027,000 | thousands by filing date | put |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 5,915,000 | $3,014,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 25,000 | $2,987,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 165,978 | $2,980,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 93,600 | $2,973,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 267,872 | $2,962,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,034 | $2,956,000 | thousands by filing date | call |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 237,841 | $2,942,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 153,156 | $2,917,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 40,472 | $2,889,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 289,863 | $2,884,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 325,923 | $2,858,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 63,081 | $2,835,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 285,520 | $2,826,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 2,800,000 | $2,790,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 53,600 | $2,789,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 40,483 | $2,738,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 3,444 | $2,723,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 2,049,000 | $2,715,000 | thousands by filing date | principal |
| CELANESE CORP DEL COM | 150870103 | Stock | 40,246 | $2,709,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 288,787 | $2,700,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 14,300 | $2,699,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 202,728 | $2,665,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 28,000 | $2,659,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 209,952 | $2,630,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 359,745 | $2,611,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 21,640 | $2,609,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 101,342 | $2,602,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 11,194 | $2,602,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 110,484 | $2,594,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 79,250 | $2,593,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 10,000,000 | $2,588,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 19,472 | $2,575,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 259,006 | $2,566,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 33,550 | $2,559,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 153,750 | $2,555,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,030 | $2,549,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 5,209 | $2,495,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 443,493 | $2,461,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 11,287 | $2,450,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 62,350 | $2,439,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,076 | $2,424,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 45,544 | $2,405,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 47,296 | $2,387,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 30,000 | $2,373,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 75,536 | $2,337,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 17,000 | $2,335,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,450 | $2,331,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 61,450 | $2,316,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 186,333 | $2,284,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 16,344 | $2,273,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,340 | $2,270,000 | thousands by filing date | put |
| COMERICA INC-CW18 | 200340115 | WTS | 163,376 | $2,252,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 175,000 | $2,245,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 42,746 | $2,244,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 35,000 | $2,229,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 50,000 | $2,225,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 354,511 | $2,212,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 1,853,000 | $2,197,000 | thousands by filing date | principal |
| MONSANTO CO NEW | 61166W101 | COM | 22,203 | $2,187,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 4,022 | $2,187,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20,194 | $2,181,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 201,000 | $2,180,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 26,879 | $2,170,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,603 | $2,165,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 74,473 | $2,160,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,168,000 | $2,144,000 | thousands by filing date | principal |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 78,940 | $2,141,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 103,000 | $2,133,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 33,825 | $2,130,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 10,130 | $2,130,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 213,179 | $2,104,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,282,051 | $2,076,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 381,161 | $2,076,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 169,713 | $2,067,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 66,723 | $2,065,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 175,938 | $2,053,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 181,378 | $2,045,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 37,970 | $2,043,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 76,395 | $2,035,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 20,400 | $2,031,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 24,749 | $2,017,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 256,637 | $2,012,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 230,666 | $2,011,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 55,000 | $2,007,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,134 | $1,986,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 60,138 | $1,981,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,050 | $1,967,000 | thousands by filing date | put |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 193,990 | $1,949,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 13,279 | $1,943,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 327,297 | $1,937,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,172 | $1,937,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 254,129 | $1,933,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,195 | $1,927,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,343 | $1,903,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 23,128 | $1,882,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 151,392 | $1,874,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 158,579 | $1,863,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 215 | $1,853,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 331,730 | $1,847,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 63,595 | $1,835,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 54,733 | $1,833,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 47,350 | $1,831,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,687 | $1,830,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 100,000 | $1,827,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 160,188 | $1,813,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 18,514 | $1,811,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 13,031 | $1,804,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 70,056 | $1,800,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 17,526 | $1,787,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 159,588 | $1,776,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 86,358 | $1,770,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 75,000 | $1,768,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 9,207 | $1,767,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 75,408 | $1,760,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,647 | $1,749,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 135,649 | $1,749,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 50,372 | $1,735,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 30,000 | $1,704,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 15,543 | $1,703,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 32,800 | $1,700,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 2,000,000 | $1,700,000 | thousands by filing date | principal |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 107,250 | $1,695,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,364 | $1,688,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 25,400 | $1,676,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 119,253 | $1,656,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 79,550 | $1,649,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,528 | $1,623,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 23,258 | $1,617,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 147,803 | $1,593,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 531 | $1,582,000 | thousands by filing date | put |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 4,000,000 | $1,581,000 | thousands by filing date | principal |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 172,353 | $1,575,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 67,556 | $1,573,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,557,000 | $1,541,000 | thousands by filing date | principal |
| Ashland | 044209104 | Common | 15,000 | $1,540,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 22,250 | $1,539,000 | thousands by filing date | |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 1,500,000 | $1,532,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 269,873 | $1,522,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 31,974 | $1,502,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 55,017 | $1,492,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 102,945 | $1,488,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 17,000 | $1,477,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 103,721 | $1,467,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,000,000 | $1,467,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 1,025 | $1,433,000 | thousands by filing date | call |
| ISHARES TR | 46434V886 | CMN | 50,000 | $1,433,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 108,529 | $1,419,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 14,000 | $1,414,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 130,255 | $1,410,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 27,890 | $1,400,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 33,000 | $1,398,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 20,442 | $1,390,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 22,984 | $1,388,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 95,905 | $1,368,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 156,197 | $1,357,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 175,336 | $1,339,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 173,056 | $1,337,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 229,810 | $1,332,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 80,708 | $1,330,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,519 | $1,329,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 15,086 | $1,326,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 48,196 | $1,309,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 318,826 | $1,297,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 895 | $1,284,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 456,703 | $1,269,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 26,994 | $1,245,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 69,651 | $1,239,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 122,017 | $1,231,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 23,797 | $1,225,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 16,315 | $1,224,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 261,027 | $1,224,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 50,000 | $1,218,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 177,452 | $1,211,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 14,940 | $1,204,000 | thousands by filing date | |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 2,000,000 | $1,204,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $1,202,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 1,206 | $1,194,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 11,182 | $1,189,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 75,667 | $1,189,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 420 | $1,186,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 21,038 | $1,182,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 66,160 | $1,170,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 214,351 | $1,170,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 86,706 | $1,170,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 33,930 | $1,167,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 32,055 | $1,157,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 82,899 | $1,149,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,707 | $1,145,000 | thousands by filing date | put |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 77,936 | $1,137,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 7,062 | $1,136,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 88,388 | $1,135,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 11,800 | $1,129,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 27,275 | $1,123,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 50 | $1,115,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 3,966 | $1,114,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 121,970 | $1,111,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 193,542 | $1,108,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 9,256 | $1,108,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 20,700 | $1,104,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 7,251 | $1,102,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 15,183 | $1,100,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 474 | $1,100,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,500,000 | $1,099,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,747 | $1,098,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 20,732 | $1,090,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 55,182 | $1,082,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 9,092 | $1,081,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,451,000 | $1,081,000 | thousands by filing date | principal |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 16,199 | $1,078,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 36,400 | $1,072,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 143,094 | $1,066,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 91,188 | $1,059,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,818 | $1,057,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 77,191 | $1,056,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,154 | $1,048,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 18,321 | $1,044,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 24,000 | $1,040,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 103,103 | $1,039,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 190,458 | $1,037,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 79,776 | $1,022,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 138,203 | $1,019,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 257 | $1,017,000 | thousands by filing date | put |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 66,784 | $1,007,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 12,822 | $1,004,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 65,792 | $1,003,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 60,049 | $997,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 99,011 | $995,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 70,452 | $991,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10,000 | $988,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 73,928 | $987,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 58,000 | $987,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 143,821 | $973,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 255,481 | $973,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 380 | $967,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 15,500 | $962,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,509 | $960,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 30,909 | $959,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 661,830 | $959,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 30,709 | $959,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-16-000016 | this filing | 2016-02-12 | acceptance time not in the bulk data set |