13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 1,966 holding rows worth $4,408,514,000.
- Accession
- 0001279891-15-000009
- Filer
- CIK 1279891
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,966 entries on the cover page, a total value of $4,408,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,408,514,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 64,000,000 | $139,437,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 61,063,000 | $108,453,000 | thousands by filing date | principal |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 50,797,000 | $106,242,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 29,959,000 | $103,634,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 455,518 | $81,159,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 15,353,000 | $76,361,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,362,395 | $67,726,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 65,349,000 | $67,082,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 88,845,000 | $66,533,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 515,040 | $65,463,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 32,626,000 | $64,931,000 | thousands by filing date | principal |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 21,393,000 | $60,869,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501NAA9 | NOTE | 26,030,000 | $57,971,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 21,109,000 | $54,577,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 29,570,000 | $53,311,000 | thousands by filing date | principal |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 525,708 | $53,307,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 59,245,000 | $52,661,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 46,754,000 | $52,022,000 | thousands by filing date | principal |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 42,924,000 | $51,285,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 30,164,000 | $44,947,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 33,435,000 | $42,967,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 38,177,000 | $41,598,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 36,951,000 | $39,429,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 20,668,000 | $37,926,000 | thousands by filing date | principal |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 36,420,000 | $37,324,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 29,152,000 | $37,024,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 29,061,000 | $36,929,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAB6 | AMERICAN DEP SHS | 9,750,000 | $36,541,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 33,716 | $35,233,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 20,185,000 | $34,172,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 32,891,000 | $31,295,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 21,000,000 | $30,553,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 21,264,000 | $30,168,000 | thousands by filing date | principal |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 23,435,000 | $30,110,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 501,707 | $27,639,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 15,430,000 | $26,816,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 12,600,000 | $26,434,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 11,974,000 | $24,486,000 | thousands by filing date | principal |
| Nextera Energy, Inc. | 65339F887 | PFD | 394,413 | $24,303,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 511,841 | $24,271,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 46,309 | $23,623,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 22,340 | $22,991,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 110,692 | $22,790,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 17,850,000 | $22,310,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 320,000 | $21,893,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 15,400,000 | $21,663,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 20,315,000 | $21,372,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 18,611,000 | $21,047,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 15,000,000 | $20,837,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 530,035 | $20,825,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 21,623,000 | $20,440,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 10,550,000 | $20,390,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 20,100,000 | $19,948,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 16,264,000 | $19,189,000 | thousands by filing date | principal |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 6,482 | $19,136,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,442,436 | $18,477,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,125,000 | $17,893,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 168,937 | $17,778,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 15,211,000 | $17,425,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 172,562 | $17,155,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 13,250,000 | $16,890,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,835,135 | $16,864,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 9,505,000 | $16,055,000 | thousands by filing date | principal |
| ALCOA INC | 013817101 | COM | 1,435,045 | $16,000,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 5,659,452 | $15,903,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 14,577,000 | $15,582,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 11,500,000 | $15,521,000 | thousands by filing date | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 155,881 | $15,433,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 14,991,000 | $15,177,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 11,923,000 | $14,445,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 3,367 | $14,173,000 | thousands by filing date | put |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 15,000,000 | $14,003,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 13,421,000 | $13,568,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 13,169,000 | $13,360,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 13,297 | $13,257,000 | thousands by filing date | put |
| OMNICARE INC | 681904108 | COM | 137,978 | $13,004,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 12,804,000 | $12,795,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 10,850,000 | $12,748,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 10,033 | $12,743,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 8,474 | $12,600,000 | thousands by filing date | call |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 14,246,000 | $12,569,000 | thousands by filing date | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 120,158 | $12,241,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 641,100 | $12,078,000 | thousands by filing date | |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 12,165,000 | $11,899,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 12,634,000 | $11,263,000 | thousands by filing date | principal |
| iShares TIPS Bond ETF | 464287176 | SHS | 100,000 | $11,205,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 11,800,000 | $11,156,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 217,645 | $11,003,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 80,000 | $10,929,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 11,500,000 | $10,894,000 | thousands by filing date | principal |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 8,910,000 | $10,658,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 8,000,000 | $10,611,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 10,000,000 | $10,284,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 10,000,000 | $10,212,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 177,502 | $10,186,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 79,995 | $10,033,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 617,563 | $9,644,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 10,500,000 | $9,619,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 10,352 | $9,600,000 | thousands by filing date | put |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 10,082,000 | $9,588,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 183,240 | $9,552,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 8,038,000 | $9,196,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 95,728 | $9,100,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 10,289,000 | $8,870,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 79,463 | $8,814,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 7,479 | $8,803,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 170,003 | $8,753,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 141,932 | $8,669,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 8,786,000 | $8,607,000 | thousands by filing date | principal |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 8,475,000 | $8,602,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,975 | $8,460,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 55,305 | $8,323,000 | thousands by filing date | put |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 512,064 | $8,187,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 165,339 | $8,129,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 9,580,000 | $8,005,000 | thousands by filing date | principal |
| ALTERA CORP | 021441100 | COM | 155,359 | $7,954,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050AB0 | NOTE 4.250%11/1 | 10,150,000 | $7,942,000 | thousands by filing date | principal |
| GOODRICH | 382410AG3 | NOTE5 | 18,430,000 | $7,942,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 128,405 | $7,922,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 297,800 | $7,912,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 139,946 | $7,730,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 676,714 | $7,728,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 539,566 | $7,726,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 198,034 | $7,677,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 54,543 | $7,600,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 91,439 | $7,522,000 | thousands by filing date | |
| RESTORATION HARDWARE HOLDINGS INC. | 761283AB6 | Note 0.00 7/15 | 7,500,000 | $7,445,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 109,223 | $7,334,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 80,852 | $7,308,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 78,246 | $7,299,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 253,049 | $7,274,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 62,324 | $7,117,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 130,462 | $7,025,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 32,364 | $6,757,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 387,485 | $6,753,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 1,850,000 | $6,731,000 | thousands by filing date | principal |
| HOSPIRA INC | 441060100 | COM | 75,631 | $6,709,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 108,104 | $6,682,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 9,112 | $6,655,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 337,733 | $6,629,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 762,960 | $6,607,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 359,987 | $6,296,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 50,502 | $6,284,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 6,458 | $6,207,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 216,415 | $6,190,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 59,495 | $6,136,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 152,491 | $6,095,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 426,970 | $6,028,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 208,720 | $5,943,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 275,432 | $5,789,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 134,357 | $5,655,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 209,044 | $5,631,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,113 | $5,569,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 59,317 | $5,544,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAB7 | NOTE 4.500% 9/1 | 6,977,000 | $5,471,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 33,016 | $5,370,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 230,040 | $5,228,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 47,240 | $5,192,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 6,250,000 | $5,168,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 50,000 | $5,145,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 50,000 | $5,098,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 199,219 | $5,095,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 326,961 | $5,054,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,300 | $5,045,000 | thousands by filing date | call |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 253,722 | $5,028,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,041 | $4,997,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 103,316 | $4,815,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 520,182 | $4,764,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 49,115 | $4,759,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 114,625 | $4,728,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 69,779 | $4,723,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 1,152,605 | $4,692,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 7,721 | $4,676,000 | thousands by filing date | put |
| INFORMATICA CORP | 45666Q102 | COM | 94,453 | $4,578,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 153,395 | $4,560,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 171,871 | $4,502,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 11,655 | $4,491,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 126,228 | $4,393,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 670,764 | $4,362,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 5,158 | $4,352,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,231 | $4,345,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 130,210 | $4,339,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 7,370,000 | $4,260,000 | thousands by filing date | principal |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 228,322 | $4,226,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 157,800 | $4,208,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 2,048,780 | $4,199,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,200 | $4,181,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 35,271 | $4,145,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 68,399 | $4,095,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 54,847 | $4,094,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 792,970 | $4,080,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 80,000 | $4,068,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 3,980,000 | $4,038,000 | thousands by filing date | principal |
| 51JOB INC | 316827104 | SPONSORED ADS | 119,900 | $3,985,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 15,602 | $3,962,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 213,309 | $3,871,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,923 | $3,816,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 202,321 | $3,767,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 529,131 | $3,767,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 45,100 | $3,765,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 254,069 | $3,714,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 26,192 | $3,711,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 466,215 | $3,711,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 1,895,333 | $3,702,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 50,601 | $3,696,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 31,650 | $3,678,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 109,407 | $3,676,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 343,567 | $3,672,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 5,915,000 | $3,666,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 32,972 | $3,664,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 66,324 | $3,641,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 63,244 | $3,600,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 171,262 | $3,565,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 510,414 | $3,511,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 37,971 | $3,462,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 65,454 | $3,416,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 58,683 | $3,381,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 243,500 | $3,338,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 361,615 | $3,334,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 7,177 | $3,329,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 125,600 | $3,319,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 29,040 | $3,313,000 | thousands by filing date | put |
| HCC INS HLDGS INC | 404132102 | COM | 43,084 | $3,310,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 364,545 | $3,299,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 132,895 | $3,295,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,801 | $3,287,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 17,436 | $3,285,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 41,100 | $3,274,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 153,651 | $3,255,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 386,219 | $3,248,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 41,179 | $3,245,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 28,754 | $3,231,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 215,412 | $3,198,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 11,364 | $3,193,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 38,980 | $3,181,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,678 | $3,172,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 40,380 | $3,159,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 262,990 | $3,151,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 104,217 | $3,127,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,266 | $3,120,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 4,341 | $3,109,000 | thousands by filing date | put |
| CYTEC INDS INC | 232820100 | COM | 50,417 | $3,051,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 272,150 | $3,050,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 3,000,000 | $3,043,000 | thousands by filing date | principal |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 153,171 | $2,979,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 265,586 | $2,966,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 5,107 | $2,954,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 54,284 | $2,925,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 356,227 | $2,910,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 348,290 | $2,908,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 448,253 | $2,900,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 64,435 | $2,848,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 142,845 | $2,808,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 3,380,000 | $2,800,000 | thousands by filing date | principal |
| KIRBY CORP | 497266106 | COM | 36,500 | $2,798,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,000 | $2,750,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 316,647 | $2,723,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 130,241 | $2,711,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 50,000 | $2,691,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 88,414 | $2,668,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 63,764 | $2,645,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 204,035 | $2,640,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 141,300 | $2,612,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 187,696 | $2,588,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 100,000 | $2,584,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 171,329 | $2,583,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,216 | $2,576,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,023 | $2,557,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 70,250 | $2,544,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 351 | $2,543,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 35,572 | $2,512,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 250,000 | $2,505,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,694 | $2,493,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 103,766 | $2,489,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 227,229 | $2,456,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 200,000 | $2,450,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,500,000 | $2,442,000 | thousands by filing date | principal |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,260 | $2,427,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 5,253 | $2,421,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 72,999 | $2,414,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 4,000,000 | $2,402,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 44,294 | $2,390,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 35,000 | $2,390,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 157,576 | $2,382,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 75,047 | $2,363,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 28,300 | $2,354,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 30,700 | $2,345,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 126,728 | $2,338,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,000 | $2,336,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 2,049,000 | $2,316,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 158,740 | $2,311,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 429,177 | $2,301,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,887 | $2,300,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 117,697 | $2,297,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 2,275,000 | $2,289,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 102,993 | $2,280,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 38,421 | $2,270,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 21,945 | $2,264,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 40,100 | $2,249,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 47,084 | $2,245,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 13,364 | $2,242,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,307 | $2,232,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 391,753 | $2,229,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 18,736 | $2,228,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 1,853,000 | $2,207,000 | thousands by filing date | principal |
| CHINA FD INC | 169373107 | COM | 110,167 | $2,189,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 165,294 | $2,170,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,787 | $2,169,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 218,211 | $2,138,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 308,768 | $2,136,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 114,466 | $2,102,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 81,200 | $2,086,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 19,421 | $2,057,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 198,187 | $2,049,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 64,711 | $2,039,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 135,656 | $2,038,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,154 | $2,024,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 50,000 | $2,012,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 101,541 | $2,010,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 35,000 | $2,010,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 6,000 | $2,008,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 18,703 | $1,993,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 37,000 | $1,974,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 50,000 | $1,963,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,068 | $1,962,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 83,923 | $1,958,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 59,650 | $1,945,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 5,794 | $1,937,000 | thousands by filing date | put |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 48,636 | $1,921,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 25,000 | $1,908,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 185,792 | $1,906,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,289 | $1,898,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 49,850 | $1,897,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 136,326 | $1,878,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,414 | $1,825,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,056 | $1,805,000 | thousands by filing date | call |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 111,477 | $1,802,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,691 | $1,786,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 148,197 | $1,781,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 60,832 | $1,779,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 33,200 | $1,777,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 57,972 | $1,763,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 261,901 | $1,759,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,750,000 | $1,754,000 | thousands by filing date | principal |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 109,587 | $1,749,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 205,871 | $1,743,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 167,685 | $1,733,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 2,000,000 | $1,724,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 41,370 | $1,719,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 9,000 | $1,718,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 81,116 | $1,714,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 360,605 | $1,709,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 150,000 | $1,705,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 34,250 | $1,696,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 95,486 | $1,695,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 87,878 | $1,694,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 31,832 | $1,682,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 2,000,000 | $1,679,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 20,040 | $1,672,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 70,000 | $1,671,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 20,085 | $1,654,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 473 | $1,654,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,462 | $1,650,000 | thousands by filing date | put |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 1,500,000 | $1,650,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 9,536 | $1,624,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 40,000 | $1,624,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 122,483 | $1,620,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,233,000 | $1,584,000 | thousands by filing date | principal |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 124,663 | $1,578,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 84,668 | $1,569,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 170,845 | $1,566,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,557,000 | $1,565,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 44,030 | $1,563,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 15,400 | $1,544,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 6,500 | $1,538,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 215 | $1,535,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,795,000 | $1,523,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 17,000 | $1,522,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 599 | $1,520,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 39,200 | $1,520,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,697 | $1,494,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 30,400 | $1,486,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 126,903 | $1,479,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 126,882 | $1,478,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 65,963 | $1,472,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 11,832 | $1,443,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 3,914 | $1,439,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,274 | $1,429,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,412 | $1,419,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 14,350 | $1,415,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,913 | $1,405,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 41,759 | $1,400,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 136,719 | $1,390,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 931 | $1,379,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,000 | $1,368,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,000 | $1,366,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 45,260 | $1,364,000 | thousands by filing date | |
| 38259p508 | COM | 2,500 | $1,350,000 | thousands by filing date | ||
| ISHARES INC | 464286103 | MSCI AUST ETF | 63,641 | $1,338,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 75,254 | $1,333,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,250,000 | $1,325,000 | thousands by filing date | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 413,770 | $1,324,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 187,032 | $1,324,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 51,703 | $1,323,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 73,200 | $1,316,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 83,057 | $1,315,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 135,330 | $1,314,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 132,994 | $1,309,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 86,558 | $1,300,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 160,194 | $1,299,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 267,385 | $1,296,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 29,311 | $1,294,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 249,549 | $1,285,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 31,165 | $1,280,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,446 | $1,269,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 112,542 | $1,269,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 88,447 | $1,265,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,370 | $1,257,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,684 | $1,253,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 10,000 | $1,237,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,000,000 | $1,230,000 | thousands by filing date | principal |
| GEVO INC COM PAR | 374396208 | Stock | 373,871 | $1,222,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 55,224 | $1,213,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 42,320 | $1,211,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 29,300 | $1,205,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 24,700 | $1,160,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,246 | $1,157,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 20,000 | $1,156,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 27,608 | $1,155,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 59,366 | $1,145,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 41,691 | $1,144,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,098 | $1,128,000 | thousands by filing date | put |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 132,213 | $1,119,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 37,266 | $1,116,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,936 | $1,110,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 86,444 | $1,110,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 93,999 | $1,107,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 67,676 | $1,105,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 9,000 | $1,097,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 9,456 | $1,094,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 291,526 | $1,087,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 8,173 | $1,087,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,000 | $1,086,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,612 | $1,085,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 17,980 | $1,083,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 41,899 | $1,083,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 76,552 | $1,082,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 51,227 | $1,082,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 106,792 | $1,081,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,957 | $1,079,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 969 | $1,078,000 | thousands by filing date | call |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 106,811 | $1,073,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 22,900 | $1,061,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,324 | $1,060,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 19,666 | $1,054,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 314,799 | $1,051,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,824 | $1,050,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 283 | $1,046,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,500 | $1,040,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 11,200 | $1,039,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 10,200 | $1,035,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 7,594 | $1,031,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 20,000 | $1,027,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 102,003 | $1,026,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,019 | $1,024,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 91,800 | $1,011,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 16,000 | $1,007,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,566 | $1,005,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 281 | $994,000 | thousands by filing date | put |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 60,386 | $994,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 67,500 | $992,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 63,650 | $989,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 9,594 | $985,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 42,488 | $983,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 68,579 | $982,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,500 | $975,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 50 | $974,000 | thousands by filing date | call |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 1,000,000 | $974,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 46,900 | $973,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 130,508 | $973,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 51,705 | $972,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 97,643 | $969,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 59,210 | $965,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 194,718 | $961,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,856 | $955,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 112,976 | $953,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 47,110 | $950,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,254 | $948,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,156 | $947,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 467 | $946,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 40,166 | $945,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 23,434 | $944,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 85,996 | $939,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 15,600 | $939,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 7,619 | $937,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,400 | $926,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 20,000 | $922,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 76,192 | $921,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 132,682 | $919,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 16,085 | $918,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-15-000009 | this filing | 2015-08-14 | acceptance time not in the bulk data set |