13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 2,394 holding rows worth $5,137,008,000.
- Accession
- 0001279891-15-000003
- Filer
- CIK 1279891
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 2,394 entries on the cover page, a total value of $5,137,008,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,137,008,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 44,979,000 | $374,427,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 1,748,608 | $359,408,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 61,052,000 | $195,496,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 54,453,000 | $188,885,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 62,750,000 | $116,259,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 39,250,000 | $106,189,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 29,345,000 | $94,251,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 32,880,000 | $81,954,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 32,588,000 | $81,057,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 29,240,000 | $80,792,000 | thousands by filing date | principal |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 21,293,000 | $76,258,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 15,352,000 | $63,342,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 31,156,000 | $56,979,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 88,845,000 | $55,779,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,118,968 | $55,259,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 26,030,000 | $50,694,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 12,550,000 | $45,823,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 36,951,000 | $45,696,000 | thousands by filing date | principal |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 11,619,000 | $45,174,000 | thousands by filing date | principal |
| HORIZON PHARMA INC | 44047TAB5 | NOTE 5.000%11/1 | 17,425,000 | $44,831,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 11,570,000 | $42,944,000 | thousands by filing date | principal |
| PRICELINE COM INC | 741503AN6 | BOND | 11,206,000 | $42,038,000 | thousands by filing date | principal |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 49,955 | $36,140,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 21,109,000 | $35,289,000 | thousands by filing date | principal |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 23,435,000 | $33,965,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 18,931,000 | $32,978,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 20,764,000 | $30,590,000 | thousands by filing date | principal |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 25,837,000 | $30,141,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 25,055,000 | $29,434,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 26,977,000 | $29,317,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 18,899,000 | $28,503,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 15,570,000 | $28,398,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 21,000,000 | $28,385,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 20,185,000 | $27,805,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 244,379 | $27,336,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 671,525 | $27,193,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 641,978 | $27,104,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 17,710,000 | $26,678,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 32,891,000 | $25,732,000 | thousands by filing date | principal |
| RITE AID CORP | 767754BU7 | CNV | 8,668,000 | $25,373,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 20,125,000 | $25,274,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 25,300,000 | $24,673,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 18,690,000 | $24,634,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 12,600,000 | $23,999,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 457,485 | $23,955,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 20,250,000 | $22,838,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 171,839 | $22,787,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 18,611,000 | $22,082,000 | thousands by filing date | principal |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 15,930,000 | $21,144,000 | thousands by filing date | principal |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 509,588 | $20,211,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 14,991,000 | $20,024,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 16,622,000 | $19,888,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 6,356 | $19,037,000 | thousands by filing date | put |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 20,100,000 | $19,024,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 8,500,000 | $18,803,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 10,550,000 | $18,779,000 | thousands by filing date | principal |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 193,950 | $18,569,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 15,000,000 | $18,185,000 | thousands by filing date | principal |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 17,250,000 | $18,062,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 187,970 | $18,060,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 11,500,000 | $17,671,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 11,785,000 | $17,500,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 163,577 | $17,077,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAB6 | AMERICAN DEP SHS | 6,750,000 | $15,969,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 284,603 | $15,399,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 16,133 | $15,019,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 13,000,000 | $14,180,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 14,577,000 | $14,004,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 13,764,000 | $13,930,000 | thousands by filing date | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 143,138 | $13,685,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 69,724 | $13,564,000 | thousands by filing date | put |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 11,250,000 | $13,429,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 11,923,000 | $13,385,000 | thousands by filing date | principal |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 231,168 | $12,857,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 12,165,000 | $12,548,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 40,670,000 | $12,385,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 13,250,000 | $12,321,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 10,000,000 | $12,140,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 156,836 | $12,051,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 23,877,000 | $11,828,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 11,936,000 | $11,574,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 100,000 | $11,304,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 8,910,000 | $11,010,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9,000 | $10,809,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 10,000,000 | $10,512,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 86,371 | $10,450,000 | thousands by filing date | put |
| Nextera Energy, Inc. | 65339F887 | PFD | 155,000 | $10,385,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 11,805,000 | $10,345,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 10,403,000 | $10,322,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 202,852 | $10,234,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 9,633,000 | $10,233,000 | thousands by filing date | principal |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 10,170,000 | $10,180,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 10,130,000 | $10,110,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 5,613 | $9,905,000 | thousands by filing date | call |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 557,600 | $9,830,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 67,115 | $9,687,000 | thousands by filing date | put |
| GOODRICH | 382410AG3 | NOTE5 | 18,430,000 | $9,680,000 | thousands by filing date | principal |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 10,082,000 | $9,560,000 | thousands by filing date | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 93,157 | $9,472,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 8,840,000 | $9,269,000 | thousands by filing date | principal |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 777,380 | $9,250,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 9,218,000 | $9,248,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 10,500,000 | $9,237,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 8,000,000 | $9,090,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 148,313 | $9,070,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 87,900 | $9,040,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 8,000,000 | $8,937,000 | thousands by filing date | principal |
| MONSANTO CO NEW | 61166W101 | COM | 74,353 | $8,882,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 107,867 | $8,823,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 6,237 | $8,681,000 | thousands by filing date | put |
| HEADWATERS INC | 42210PAR3 | NOTE 8.750% 2/0 | 8,270,000 | $8,622,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 8,780,000 | $8,619,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,421,000 | $8,543,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 5,557,000 | $8,465,000 | thousands by filing date | principal |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 340,140 | $8,462,000 | thousands by filing date | |
| EMULEX CORP | 292475AF7 | CNV | 9,287,000 | $8,435,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 5,180 | $8,415,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 60,790 | $8,344,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 235,608 | $8,123,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 115,384 | $8,036,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 592,446 | $7,956,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 196,853 | $7,854,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 160,303 | $7,821,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 96,695 | $7,619,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 8,000,000 | $7,580,000 | thousands by filing date | principal |
| GOODRICH PETE CORP | 382410405 | COM NEW | 10,162 | $7,360,000 | thousands by filing date | put |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 302,621 | $7,253,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 5,801 | $7,239,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 29,098 | $7,209,000 | thousands by filing date | put |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 2,902,000 | $7,156,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 88,000 | $7,128,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 8,600,000 | $7,093,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 9,580,000 | $6,999,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 45,964 | $6,989,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 507,108 | $6,967,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 408,646 | $6,926,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 83,889 | $6,909,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 6,480,000 | $6,863,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 6,802,000 | $6,816,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 5,556,000 | $6,748,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 71,580 | $6,747,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 123,029 | $6,710,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 246,795 | $6,646,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 109,136 | $6,472,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 250,181 | $6,354,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 46,563 | $6,080,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 173,790 | $6,067,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,770 | $6,067,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 286,942 | $5,856,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 78,429 | $5,719,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 9,746,000 | $5,651,000 | thousands by filing date | principal |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 18,609,000 | $5,495,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAB7 | NOTE 4.500% 9/1 | 6,900,000 | $5,442,000 | thousands by filing date | principal |
| COMERICA INC-CW18 | 200340115 | WTS | 303,083 | $5,440,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,018 | $5,421,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 64,000 | $5,406,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 270,000 | $5,389,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 51,814 | $5,380,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 105,670 | $5,337,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 115,000 | $5,104,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 64,061 | $5,041,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 314,712 | $4,963,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 26,233 | $4,901,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 6,990 | $4,888,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 3,800,000 | $4,859,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,879 | $4,818,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 42,837 | $4,805,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 58,996 | $4,796,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 51,075 | $4,785,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 15,173 | $4,698,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 788 | $4,685,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 210,929 | $4,604,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,498 | $4,596,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,521 | $4,518,000 | thousands by filing date | call |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 431,648 | $4,476,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 124,400 | $4,454,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 657,996 | $4,379,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,410 | $4,378,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 45,881 | $4,361,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 211,780 | $4,311,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 248 | $4,255,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 300,000 | $4,167,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 12,390,000 | $4,154,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 16,527 | $4,137,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 15,676 | $4,110,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 72,081 | $4,093,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 2,150,000 | $4,091,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,109 | $4,081,000 | thousands by filing date | call |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 11,500,000 | $4,061,000 | thousands by filing date | principal |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 155,000 | $4,033,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 4,000,000 | $4,032,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 121,997 | $4,010,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,209 | $3,977,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 127,140 | $3,934,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 263 | $3,857,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,099,326 | $3,847,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 4,042,000 | $3,837,000 | thousands by filing date | principal |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 2,466 | $3,817,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8,790 | $3,810,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 58,593 | $3,765,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 259,319 | $3,749,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 5,346 | $3,705,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 239,103 | $3,696,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,207 | $3,628,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 3,064 | $3,595,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 37,905 | $3,570,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 76,730 | $3,564,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 347,615 | $3,542,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 35,331 | $3,492,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 57,900 | $3,435,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 807,053 | $3,421,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 466,250 | $3,403,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 73,687 | $3,402,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 135,438 | $3,371,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 50,041 | $3,347,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,486 | $3,333,000 | thousands by filing date | put |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 201,867 | $3,300,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 42,035 | $3,272,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 69,914 | $3,270,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 5,415,000 | $3,263,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 53,936 | $3,261,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 36,037 | $3,259,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 164,807 | $3,225,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 239,189 | $3,221,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 534,798 | $3,198,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,616 | $3,192,000 | thousands by filing date | put |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 531,139 | $3,157,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 6,870,000 | $3,156,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,752 | $3,134,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 79,498 | $3,126,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,310 | $3,098,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 428,446 | $3,089,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 41,057 | $3,083,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 166,914 | $3,067,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 83,387 | $3,029,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 121,760 | $3,011,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 5,910 | $2,994,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 100,000 | $2,949,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 33,241 | $2,864,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,333 | $2,853,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 78,338 | $2,838,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 33,955 | $2,836,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 83,041 | $2,815,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 43,221 | $2,809,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 30,400 | $2,798,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 56,051 | $2,774,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,106 | $2,772,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 265,948 | $2,747,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 48,263 | $2,720,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 278,808 | $2,707,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 105,749 | $2,672,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 124,809 | $2,672,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 64,011 | $2,668,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,540 | $2,631,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 4,973 | $2,629,000 | thousands by filing date | put |
| SOLAZYME INC | 83415T101 | COM | 7,004 | $2,628,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 25,098 | $2,624,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 43,209 | $2,590,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,500,000 | $2,579,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,593 | $2,571,000 | thousands by filing date | put |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 927,901 | $2,561,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 211,987 | $2,531,000 | thousands by filing date | |
| 51JOB INC | G34155AA2 | DEBT 3.250% 4/1 | 2,400,000 | $2,528,000 | thousands by filing date | principal |
| PARTNERRE LTD | G6852T105 | COM | 22,100 | $2,522,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 121,136 | $2,519,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 100,000 | $2,515,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 1,333,333 | $2,513,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 105,121 | $2,455,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 136,326 | $2,453,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 192,921 | $2,386,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 48,434 | $2,382,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,828 | $2,368,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 176,959 | $2,335,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 249,919 | $2,319,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,134 | $2,310,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 420,741 | $2,225,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 301,019 | $2,224,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 79,965 | $2,203,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 6,000 | $2,186,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 18,468 | $2,141,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 219 | $2,133,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 151,921 | $2,128,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 24,200 | $2,122,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 122,714 | $2,116,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 48,974 | $2,107,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 7,236 | $2,091,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 29,106 | $2,078,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 170,357 | $2,076,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 206,111 | $2,065,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 28,099 | $2,063,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 17,293 | $2,060,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 5,511 | $2,038,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,041 | $2,019,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 223,188 | $2,006,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,191 | $2,004,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 164,273 | $2,002,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 124,887 | $1,998,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 121,025 | $1,994,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 18,500 | $1,979,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 201,761 | $1,977,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 196,792 | $1,967,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 30,846 | $1,941,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 278,770 | $1,940,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 178,739 | $1,930,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 75,000 | $1,924,000 | thousands by filing date | |
| 38259p508 | COM | 3,572 | $1,895,000 | thousands by filing date | ||
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 150 | $1,886,000 | thousands by filing date | call |
| TRULIA INC | 897888103 | COM | 39,990 | $1,840,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 16,920 | $1,839,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 51,300 | $1,839,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 118,738 | $1,835,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 738 | $1,828,000 | thousands by filing date | put |
| CENTRAL GOLDTRUST | 153546106 | TR U | 44,665 | $1,827,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 54,050 | $1,826,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 331 | $1,820,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 107,369 | $1,799,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 22,276 | $1,798,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 35,560 | $1,792,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 111,729 | $1,761,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 62,884 | $1,760,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,750,000 | $1,753,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 79,498 | $1,752,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 140,739 | $1,749,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 33,873 | $1,738,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 135,296 | $1,735,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,396 | $1,718,000 | thousands by filing date | put |
| WELLTOWER INC | 42217K106 | COM | 22,692 | $1,717,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 22,440 | $1,685,000 | thousands by filing date | call |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 1,500,000 | $1,673,000 | thousands by filing date | principal |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 122,117 | $1,664,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 14,908 | $1,654,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 428 | $1,648,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 977,093 | $1,631,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 89,700 | $1,625,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,134 | $1,603,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 89,563 | $1,601,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 61,675 | $1,597,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 134,447 | $1,593,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 119,565 | $1,589,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 5,000,000 | $1,587,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 7,100 | $1,579,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 22,384 | $1,575,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 115,135 | $1,573,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 46,475 | $1,569,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 39,550 | $1,565,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 23,915 | $1,564,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,048 | $1,552,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 2,000,000 | $1,542,000 | thousands by filing date | principal |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 116,010 | $1,541,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,027 | $1,536,000 | thousands by filing date | put |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 1,500,000 | $1,535,000 | thousands by filing date | principal |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 184,368 | $1,533,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,984 | $1,529,000 | thousands by filing date | put |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 25,538 | $1,528,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 233 | $1,518,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 24,837 | $1,517,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 136,824 | $1,509,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 39,696 | $1,508,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 14,450 | $1,505,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 21,491 | $1,484,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 143,183 | $1,483,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 5,530 | $1,473,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 9,700 | $1,467,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 63,992 | $1,446,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 91,191 | $1,446,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,057 | $1,443,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 71,534 | $1,437,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 184,551 | $1,428,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 16,500 | $1,418,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 122,334 | $1,406,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 3,156 | $1,398,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 152,368 | $1,398,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 67,590 | $1,395,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,541 | $1,390,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 480 | $1,389,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 16,000 | $1,387,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 91,814 | $1,378,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 7,368 | $1,377,000 | thousands by filing date | put |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 109,632 | $1,375,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 308 | $1,372,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 148,940 | $1,368,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 60,000 | $1,365,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 13,470 | $1,355,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 96,082 | $1,335,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 2,000,000 | $1,335,000 | thousands by filing date | principal |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 69,161 | $1,331,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 82,307 | $1,330,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 245,120 | $1,317,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,728 | $1,309,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 27,635 | $1,281,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,859 | $1,280,000 | thousands by filing date | put |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 79,125 | $1,259,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 1,111 | $1,259,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 5,886 | $1,251,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 13,742 | $1,251,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 33,713 | $1,248,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 240,565 | $1,241,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 186,003 | $1,241,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 18,800 | $1,235,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 138,045 | $1,227,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 73,143 | $1,226,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,724 | $1,225,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 147,015 | $1,224,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 25,040 | $1,212,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 130,881 | $1,204,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,557 | $1,197,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 530 | $1,196,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 15,480 | $1,191,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 227,963 | $1,188,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 23,100 | $1,185,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 17,500 | $1,179,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 103,863 | $1,177,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 25,787 | $1,176,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 25 | $1,170,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,000,000 | $1,168,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 4,053 | $1,164,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 21,950 | $1,151,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 113,515 | $1,147,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 82,214 | $1,140,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 264,290 | $1,136,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 131,346 | $1,134,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,217 | $1,131,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 620,870 | $1,123,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 20,063 | $1,110,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,137 | $1,108,000 | thousands by filing date | call |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 108,086 | $1,103,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 549 | $1,099,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 17,222 | $1,092,000 | thousands by filing date | put |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 81,675 | $1,076,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 326,834 | $1,075,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 66,046 | $1,075,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 24,083 | $1,072,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 54,697 | $1,067,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,523 | $1,063,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 506,803 | $1,055,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 62,150 | $1,055,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 105,101 | $1,052,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 107,174 | $1,051,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,336 | $1,050,000 | thousands by filing date | put |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 814,000 | $1,049,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 38,919 | $1,048,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 20,000 | $1,047,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 76,391 | $1,044,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 145,608 | $1,039,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 76,461 | $1,034,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 892 | $1,017,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 114,881 | $1,007,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 96,912 | $998,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 64,625 | $990,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 88,199 | $979,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 16,164 | $977,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 8,328 | $975,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 425,603 | $970,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 74,570 | $970,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 13,306 | $969,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 54,406 | $965,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 40,874 | $962,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 101,500 | $953,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 35,788 | $949,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 59,962 | $948,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 783 | $945,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 20,936 | $941,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 59,525 | $941,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 462 | $940,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 7,942 | $939,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 106,016 | $924,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 24,053 | $922,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 180,262 | $921,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 87,000 | $915,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 48,441 | $912,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 31,760 | $907,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,668 | $906,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 688 | $904,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 47,752 | $904,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 248,664 | $902,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 81,940 | $899,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 42,000 | $897,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 57,543 | $893,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 54,605 | $891,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 149 | $889,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 18,687 | $886,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 46,507 | $885,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 66,803 | $885,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 121,401 | $878,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 69,459 | $878,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,483 | $875,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,123 | $872,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,700 | $869,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 66,720 | $868,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 13,793 | $848,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 313,666 | $846,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 700 | $843,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 22,686 | $841,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 129,530 | $841,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 482 | $840,000 | thousands by filing date | put |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 64,582 | $840,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 5,762 | $839,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 496 | $838,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,274 | $835,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 12,400 | $831,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-15-000003 | this filing | 2015-02-12 | acceptance time not in the bulk data set |