13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-01, with 2,863 holding rows worth $3,913,824,000.
- Accession
- 0001279891-13-000009
- Filer
- CIK 1279891
- Filed
- 2013-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 2,863 entries on the cover page, a total value of $3,913,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,912,416,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 64,306,000 | $118,330,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 39,847,000 | $102,100,000 | thousands by filing date | principal |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 28,856,000 | $83,853,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 5,295 | $73,699,000 | thousands by filing date | put |
| TERADYNE INC | 880770AE2 | NOTE | 21,147,000 | $68,129,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAG1 | CNV | 39,913,000 | $67,354,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 34,540,000 | $62,661,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 30,506,000 | $47,025,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AB5 | NOTE 0.625% 2/1 | 13,435,000 | $46,056,000 | thousands by filing date | principal |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 35,325,000 | $45,560,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 42,500,000 | $45,119,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 42,500,000 | $44,409,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP CONV P | 316773209 | CNV PFD DEP1/250 | 276,690 | $43,306,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 38,978,000 | $39,908,000 | thousands by filing date | principal |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 11,619,000 | $39,231,000 | thousands by filing date | principal |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 28,789,000 | $38,645,000 | thousands by filing date | principal |
| 3-D SYS CORP DEL | 88554DAB2 | NOTE 5.500%12/1 | 11,540,000 | $35,361,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,304,774 | $35,164,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 35,608,000 | $34,501,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 18,931,000 | $32,869,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 24,491,000 | $31,627,000 | thousands by filing date | principal |
| PRICELINE COM INC | 741503AN6 | BOND | 11,456,000 | $31,273,000 | thousands by filing date | principal |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 19,000,000 | $31,218,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 22,128,000 | $29,973,000 | thousands by filing date | principal |
| APACHE CORP | 037411808 | PFD CONV SER D | 628,370 | $29,962,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 24,980,000 | $29,395,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 20,000,000 | $29,065,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 33,877,000 | $29,006,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 16,832,000 | $28,030,000 | thousands by filing date | principal |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 28,531,000 | $27,646,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 17,274,000 | $26,536,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 15,055,000 | $26,487,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 20,749,000 | $26,437,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 24,545,000 | $26,411,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAK7 | NOTE 5.000%10/1 | 14,600,000 | $26,118,000 | thousands by filing date | principal |
| MasterCard, Inc | 57636Q104 | COM | 42,920 | $24,657,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 18,250,000 | $24,425,000 | thousands by filing date | principal |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 23,430,000 | $23,336,000 | thousands by filing date | principal |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,043,903 | $22,857,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 13,600,000 | $22,797,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 18,713,000 | $22,654,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 23,588,000 | $21,794,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 13,283,000 | $20,672,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 14,762,000 | $20,254,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 828,464 | $20,088,000 | thousands by filing date | |
| MASTEC INC SR UNS CONV 4% | 576323AG4 | CORP CV | 9,218,000 | $19,409,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 15,690,000 | $19,386,000 | thousands by filing date | principal |
| 38259p508 | COM | 1,390 | $18,070,000 | thousands by filing date | call | |
| THERAVANCE INC | 88338TAA2 | CNV | 11,882,000 | $17,653,000 | thousands by filing date | principal |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 18,288,000 | $17,384,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 202,942 | $17,004,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 23,006,000 | $15,456,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 13,000,000 | $15,198,000 | thousands by filing date | principal |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 14,050,000 | $15,193,000 | thousands by filing date | principal |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 506,124 | $15,151,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 211,404 | $15,066,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 12,160,000 | $15,009,000 | thousands by filing date | principal |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 14,170,000 | $15,008,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 312,671 | $14,998,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 20,203,000 | $14,740,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 11,250,000 | $13,796,000 | thousands by filing date | principal |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 14,295,000 | $13,728,000 | thousands by filing date | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 157,416 | $13,522,000 | thousands by filing date | |
| 38259p508 | COM | 14,774 | $13,006,000 | thousands by filing date | ||
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 15,040,000 | $12,965,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 168,300 | $12,913,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 11,700,000 | $12,753,000 | thousands by filing date | principal |
| JAKKS PAC INC | 47012EAD8 | NOTE 4.500%11/0 | 12,500,000 | $12,721,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 16,441,000 | $12,462,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 9,107 | $12,391,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 119,131 | $12,203,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAA0 | NOTE 3.750%12/1 | 12,214,000 | $11,801,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 92,006 | $11,774,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,030,554 | $11,562,000 | thousands by filing date | |
| DENDREON CORP | 24823QAB3 | NOTE 4.750% 6/1 | 11,395,000 | $11,490,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 12,500,000 | $11,433,000 | thousands by filing date | principal |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 11,187,000 | $11,349,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 10,500,000 | $11,225,000 | thousands by filing date | principal |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 9,685,000 | $11,124,000 | thousands by filing date | principal |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 11,117,000 | $10,934,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 669,566 | $10,880,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9,270 | $10,829,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 9,000,000 | $10,799,000 | thousands by filing date | principal |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 17,457,000 | $10,722,000 | thousands by filing date | principal |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 194,694 | $10,484,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 414,018 | $10,478,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 10,550,000 | $10,392,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 370,117 | $10,366,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 7,977,000 | $10,320,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 548,752 | $10,266,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 9,000,000 | $10,117,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226AU3 | FRNT 2.000% 7/1 | 5,700,000 | $9,954,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 10,130,000 | $9,828,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 10,000,000 | $9,628,000 | thousands by filing date | principal |
| CALLIDUS SOFTWARE INC | 13123EAB0 | NOTE 4.750% 6/0 | 9,000,000 | $9,606,000 | thousands by filing date | principal |
| 38259p508 | COM | 1,325 | $9,575,000 | thousands by filing date | put | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 10,724 | $9,519,000 | thousands by filing date | put |
| NYSE EURONEXT | 629491101 | COM | 229,569 | $9,504,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 9,000,000 | $9,480,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AC9 | BOND | 7,500,000 | $9,414,000 | thousands by filing date | principal |
| RITE AID CORP | 767754BU7 | CNV | 6,606,000 | $9,399,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951106 | COM | 134,595 | $9,355,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 199,973 | $9,288,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 9,780 | $9,206,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226AW9 | NOTE 3.000% 5/1 | 5,400,000 | $9,067,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 97,550 | $9,066,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 355,001 | $9,056,000 | thousands by filing date | |
| HEADWATERS INC | 42210PAR3 | NOTE 8.750% 2/0 | 8,270,000 | $8,872,000 | thousands by filing date | principal |
| BMC SOFTWARE INC | 055921100 | COM | 195,715 | $8,832,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 9,218,000 | $8,826,000 | thousands by filing date | principal |
| GARDNER DENVER INC | 365558105 | COM | 116,193 | $8,735,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 95,341 | $8,507,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 116,732 | $8,491,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628EAA2 | NOTE 4.000% 7/1 | 8,550,000 | $8,485,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2,914 | $8,206,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 857 | $7,903,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 9,000,000 | $7,748,000 | thousands by filing date | principal |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 8,423,000 | $7,424,000 | thousands by filing date | principal |
| INTERMEC INC | 458786100 | COM | 750,388 | $7,376,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 5,078,000 | $7,308,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 174,500 | $7,280,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 397,884 | $7,225,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 157,797 | $7,220,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 27,940 | $7,176,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 86,177 | $7,108,000 | thousands by filing date | |
| PPL CORP | 69351T601 | PREF CONV | 134,744 | $7,070,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 106,000 | $6,917,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,384 | $6,854,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 9,305 | $6,719,000 | thousands by filing date | put |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 566,143 | $6,533,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 276,850 | $6,494,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,281 | $6,334,000 | thousands by filing date | call |
| DELL INC | 24702R101 | COM | 461,000 | $6,142,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 70,173 | $6,078,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,024,121 | $5,991,000 | thousands by filing date | |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 219,135 | $5,761,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 3,783 | $5,729,000 | thousands by filing date | put |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 76,500 | $5,661,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 4,500,000 | $5,572,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 111,937 | $5,557,000 | thousands by filing date | |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 149,005 | $5,519,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 2,997,000 | $5,506,000 | thousands by filing date | principal |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 460,016 | $5,501,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 16,001 | $5,372,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,621 | $5,363,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 80,578 | $5,357,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 6,638,000 | $5,302,000 | thousands by filing date | principal |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 164,627 | $5,212,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,236 | $5,165,000 | thousands by filing date | call |
| PULSE ELECTRONICS CORP | 74586WAA4 | NOTE 7.00%12/1 | 6,745,000 | $5,165,000 | thousands by filing date | principal |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 23,388,000 | $5,129,000 | thousands by filing date | principal |
| TJX Companies Inc | 872540109 | COM | 101,188 | $5,065,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 205,205 | $5,025,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 69,551 | $5,006,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 67,516 | $4,945,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 300,245 | $4,878,000 | thousands by filing date | |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 143,508 | $4,839,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,147 | $4,816,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 5,000,000 | $4,754,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 2,023 | $4,748,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 94,384 | $4,681,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 2,750,000 | $4,644,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO | 216831107 | COM | 139,800 | $4,637,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 27,019 | $4,574,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 6,740 | $4,562,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 4,376,000 | $4,386,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 177,015 | $4,324,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 8,978 | $4,324,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 2,241 | $4,321,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 5,139 | $4,248,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 88,109 | $4,240,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 4,333,000 | $4,229,000 | thousands by filing date | principal |
| SMITHFIELD FOODS INC | 832248108 | COM | 129,000 | $4,224,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 60,635 | $4,177,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 119,864 | $4,167,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 98,884 | $4,078,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 3,138,000 | $4,066,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 76,609 | $4,054,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,008 | $4,042,000 | thousands by filing date | call |
| 7 DAYS GROUP HLDGS LTD | 81783J101 | ADR | 288,578 | $3,979,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 153,979 | $3,953,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,966 | $3,952,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 3,982,000 | $3,940,000 | thousands by filing date | principal |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 77,819 | $3,932,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,551 | $3,928,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,806 | $3,794,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 107,575 | $3,764,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 48,487 | $3,748,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,341 | $3,744,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 603,000 | $3,738,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 53,897 | $3,733,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 78,709 | $3,716,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 266,198 | $3,716,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 61,561 | $3,715,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 36,400 | $3,686,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 124,200 | $3,662,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 16,396 | $3,637,000 | thousands by filing date | put |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 4,090,000 | $3,633,000 | thousands by filing date | principal |
| REGAL REXNORD CORPORATION | 758750103 | COM | 55,708 | $3,612,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 69,800 | $3,610,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 147,655 | $3,561,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 3,000,000 | $3,519,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 77,844 | $3,479,000 | thousands by filing date | |
| NETSPEND HOLDINGS INC | 64118V106 | COMMON STOCK | 216,028 | $3,452,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 99,255 | $3,428,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 162 | $3,323,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 5,213 | $3,323,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 93,356 | $3,304,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 144,095 | $3,249,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 31,918 | $3,159,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 101,263 | $3,142,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 3,000,000 | $3,126,000 | thousands by filing date | principal |
| HOME PROPERTIES INC | 437306103 | COM | 46,320 | $3,027,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,447 | $3,021,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 991 | $2,986,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 37,100 | $2,906,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 168,722 | $2,903,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 35,388 | $2,894,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,948 | $2,884,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 166,806 | $2,882,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 64,505 | $2,881,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 27,284 | $2,877,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 33,400 | $2,867,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 33,258 | $2,862,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 226,276 | $2,855,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 102,527 | $2,830,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,156 | $2,820,000 | thousands by filing date | |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 44,486 | $2,816,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 69,600 | $2,811,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 58,332 | $2,805,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 245,150 | $2,802,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,501 | $2,797,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,012 | $2,795,000 | thousands by filing date | call |
| CNO FINANCIAL GROUP INC | 12621EAC7 | CNV | 1,160,000 | $2,776,000 | thousands by filing date | principal |
| Lincoln National Corporat | 524901105 | COM | 89,413 | $2,772,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 61,800 | $2,769,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,800,000 | $2,758,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387102 | COM | 59,304 | $2,733,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 112,200 | $2,718,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 97,317 | $2,715,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,654 | $2,698,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 44,470 | $2,690,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 141,723 | $2,685,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 89,565 | $2,682,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 2,003 | $2,677,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,647 | $2,647,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 796 | $2,637,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 34,660 | $2,632,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 435 | $2,629,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 40,163 | $2,597,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 33,400 | $2,587,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 57,375 | $2,570,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 52,573 | $2,560,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 22,650 | $2,547,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 53,304 | $2,536,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 59,290 | $2,494,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 171,634 | $2,456,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 2,500,000 | $2,430,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 74,189 | $2,412,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 60,231 | $2,399,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,005 | $2,387,000 | thousands by filing date | call |
| ZWEIG FUND INC. | 989834205 | COM | 186,033 | $2,383,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 83,623 | $2,382,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,840 | $2,373,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,101 | $2,356,000 | thousands by filing date | put |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 470,811 | $2,351,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 28,773 | $2,337,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 48,200 | $2,331,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 42,966 | $2,322,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,772 | $2,308,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 2,852 | $2,296,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 148,662 | $2,290,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 91,950 | $2,287,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 65,283 | $2,277,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 90,286 | $2,268,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 288,272 | $2,254,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 266,691 | $2,240,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 91,001 | $2,229,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 169,032 | $2,221,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 18,978 | $2,220,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 170,913 | $2,197,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 47,020 | $2,184,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 87,225 | $2,183,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 1,034,000 | $2,177,000 | thousands by filing date | principal |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 25,000 | $2,169,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 155,166 | $2,163,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 114,154 | $2,148,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 162,172 | $2,132,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 30,630 | $2,123,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 878 | $2,122,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 339 | $2,115,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 30,650 | $2,110,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 77,282 | $2,081,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 24,193 | $2,078,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 49,621 | $2,071,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 29,000 | $2,065,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 30,945 | $2,055,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 150,757 | $2,035,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI HLDGS FIN | 03512Q206 | MAND BD CV 13 | 116,895 | $2,005,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 700 | $2,000,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 39,000 | $1,999,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 53,600 | $1,997,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 18,310 | $1,985,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 157,233 | $1,976,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,798 | $1,963,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 31,050 | $1,960,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,025 | $1,950,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 1,074 | $1,944,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 50,872 | $1,939,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 83,584 | $1,938,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 106,331 | $1,933,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 39,190 | $1,928,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 36,812 | $1,926,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 51,985 | $1,923,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 104,183 | $1,895,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 47,180 | $1,892,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 101,612 | $1,862,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 26,125 | $1,856,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 30,918 | $1,855,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,340 | $1,854,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 56,895 | $1,849,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 128,358 | $1,849,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 25,790 | $1,848,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 49,795 | $1,845,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 18,978 | $1,843,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 28,640 | $1,842,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1,000 | $1,830,000 | thousands by filing date | put |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 32,627 | $1,822,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 293,838 | $1,821,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 86,041 | $1,814,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 300 | $1,805,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 73,716 | $1,805,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 2,045,000 | $1,799,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,510 | $1,795,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 23,790 | $1,783,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 25,091 | $1,775,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 92,257 | $1,768,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 53,963 | $1,760,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 447,550 | $1,749,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 42,012 | $1,748,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 82,258 | $1,741,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 27,000 | $1,730,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,400 | $1,724,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,434 | $1,717,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 23,328 | $1,703,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 96,618 | $1,692,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,595 | $1,690,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 71,900 | $1,685,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,979 | $1,684,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 18,513 | $1,672,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 27,602 | $1,668,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 43,632 | $1,668,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 40,454 | $1,667,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 180,831 | $1,665,000 | thousands by filing date | |
| MARKET LEADER INC | 57056R103 | COM | 155,527 | $1,664,000 | thousands by filing date | |
| Vitesse Semiconductor Corp | 928497AE6 | DBCV 8.000% 6/1 | 1,603,000 | $1,653,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648102 | COM | 69,550 | $1,642,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 82,169 | $1,641,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 100,496 | $1,633,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 398,510 | $1,625,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 1,487 | $1,598,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 768 | $1,593,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 41,412 | $1,579,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 92,200 | $1,574,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y660 | DLY R/E BEAR3X | 2,078 | $1,563,000 | thousands by filing date | put |
| CHINA FD INC | 169373107 | COM | 77,400 | $1,546,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 1,500,000 | $1,533,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 72,052 | $1,517,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 673 | $1,515,000 | thousands by filing date | put |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 466,871 | $1,484,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 134,122 | $1,469,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 8,307 | $1,467,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 97,990 | $1,464,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 57,603 | $1,461,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 79,380 | $1,460,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 77,800 | $1,457,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 795 | $1,456,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 206,270 | $1,425,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,507 | $1,423,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,340 | $1,412,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 66,608 | $1,411,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,849 | $1,408,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 44,500 | $1,392,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 21,059 | $1,374,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 30,950 | $1,371,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,541 | $1,369,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 89,484 | $1,369,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 27,066 | $1,367,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 100,554 | $1,367,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 4,717 | $1,362,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,225 | $1,361,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,057 | $1,352,000 | thousands by filing date | put |
| CARRIZO OIL + GAS INC | 144577AA1 | COMPANY GUAR 06/28 4.375 | 1,500,000 | $1,352,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 100,500 | $1,347,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 10,087 | $1,338,000 | thousands by filing date | call |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1,122,000 | $1,337,000 | thousands by filing date | principal |
| MRC GLOBAL INC | 55345K103 | COM | 48,000 | $1,325,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 79,618 | $1,314,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 30,920 | $1,314,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,826 | $1,298,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 105,367 | $1,298,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 56,145 | $1,291,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 24,819 | $1,287,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 22,000 | $1,282,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 29,300 | $1,279,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 99,689 | $1,278,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 87,239 | $1,277,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 404,857 | $1,271,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 105,170 | $1,268,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 74,119 | $1,265,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 66,953 | $1,260,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 36,950 | $1,248,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,900 | $1,246,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 6,236 | $1,246,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 36,025 | $1,241,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 94,602 | $1,236,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 49,223 | $1,235,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,212 | $1,222,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 109,526 | $1,209,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 20,140 | $1,209,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 26,600 | $1,205,000 | thousands by filing date | |
| HEADWATERS INC | 42210PAD4 | CORPORATE OBLIG | 1,200,000 | $1,196,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 284,004 | $1,196,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 9,572 | $1,192,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 51,200 | $1,187,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 879 | $1,186,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,003 | $1,185,000 | thousands by filing date | put |
| ELAN PLC | 284131208 | ADR | 83,853 | $1,185,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 18,900 | $1,180,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 31,100 | $1,173,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 87,224 | $1,172,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 197 | $1,170,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 60,050 | $1,167,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 57,245 | $1,166,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 62,191 | $1,165,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,750 | $1,161,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,279 | $1,153,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,181 | $1,147,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 43,396 | $1,147,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,420 | $1,145,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 20,933 | $1,127,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 51,978 | $1,122,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 13,022 | $1,120,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AF5 | NOTE 4.500%12/0 | 2,446,000 | $1,110,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 2,228 | $1,109,000 | thousands by filing date | put |
| VODAFONE GP PLC | 92857W209 | ADR | 38,600 | $1,109,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 17,540 | $1,108,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 84,497 | $1,106,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 759 | $1,092,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 35,425 | $1,087,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 117,447 | $1,087,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 31,984 | $1,086,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 84,143 | $1,082,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 33,528 | $1,078,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,266 | $1,077,000 | thousands by filing date | put |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 114,906 | $1,074,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,272 | $1,069,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 1,739 | $1,067,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,382 | $1,063,000 | thousands by filing date | put |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 62,413 | $1,062,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 38,200 | $1,061,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,857 | $1,049,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 1,066 | $1,044,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 2,261 | $1,042,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 33,632 | $1,038,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 94,841 | $1,038,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,700 | $1,033,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 65,242 | $1,026,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,658 | $1,025,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,650 | $1,016,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,970 | $1,014,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 32,664 | $1,008,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 65,844 | $1,008,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 131,838 | $1,003,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 710 | $999,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y660 | DLY R/E BEAR3X | 5,685 | $999,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 1,414 | $988,000 | thousands by filing date | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 4,900 | $985,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 20,622 | $983,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,900 | $970,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,775 | $969,000 | thousands by filing date | put |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 814,000 | $969,000 | thousands by filing date | principal |
| STATE STR CORP COM | 857477103 | Stock | 14,777 | $963,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 70,708 | $962,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,912 | $958,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 31,570 | $958,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 178,950 | $957,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 52,132 | $951,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 74,940 | $948,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 25,026 | $948,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,163 | $948,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,225 | $942,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 55,500 | $940,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 59,090 | $938,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 82,018 | $935,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,375 | $934,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 789 | $934,000 | thousands by filing date | call |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 51,151 | $931,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 15,748 | $925,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,134 | $918,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-13-000009 | this filing | 2013-08-01 | acceptance time not in the bulk data set |