13F-HR filed by PRIVATE TRUST CO NA
PRIVATE TRUST CO NA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-08, with 1,807 holding rows worth $248,609,000 by the sum of the rows.
- Accession
- 0001277557-14-000002
- Filer
- CIK 1277557
- Filed
- 2014-01-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 0 entries on the cover page, a total value of $0 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,609,000 with VALUE read as thousands by filing date, 13F file number 028-10639. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $0, 100% less than the sum of the rows, $248,609,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,089 | $40,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,464 | $40,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,224 | $40,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 729 | $40,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 3,282 | $39,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 484 | $39,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 319 | $39,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 431 | $39,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 557 | $39,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 2,000 | $39,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 742 | $38,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 666 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 601 | $38,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 1,112 | $38,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 475 | $38,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,600 | $38,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 987 | $37,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 405 | $37,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 663 | $37,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,100 | $37,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,000 | $37,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 4,000 | $37,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 9,398 | $37,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 574 | $36,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 339 | $36,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 600 | $36,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,070 | $36,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 662 | $36,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 816 | $36,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,154 | $36,000 | thousands by filing date | |
| STIFEL | 860630201 | PREFERRED STOCK | 1,400 | $36,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 589 | $35,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 712 | $35,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 540 | $35,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,000 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 260 | $35,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 382 | $35,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,579 | $35,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,150 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 992 | $35,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 890 | $35,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 4,331 | $35,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 258 | $35,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 250 | $35,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 510 | $34,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 296 | $34,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 223 | $34,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,000 | $34,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 375 | $34,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,384 | $34,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 600 | $33,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 394 | $33,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,124 | $33,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,412 | $33,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 413 | $33,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 728 | $33,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 400 | $33,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 906 | $33,000 | thousands by filing date | |
| Piedmont Office Realty Trust Inc REIT | 720190107 | Com | 1,684 | $33,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 507 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 451 | $32,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 272 | $32,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 182 | $32,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 605 | $32,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,411 | $32,000 | thousands by filing date | |
| AEGON NV $2 PFD | 007924608 | PREFERRED | 1,125 | $32,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 182 | $31,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 668 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,718 | $31,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,050 | $31,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 367 | $31,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 550 | $31,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,600 | $31,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,027 | $31,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,200 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 614 | $30,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,682 | $30,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 426 | $30,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 768 | $30,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,500 | $30,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,300 | $30,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 386 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 640 | $30,000 | thousands by filing date | |
| GABELLI DIVIDEND & | 36242H500 | PRF | 1,193 | $30,000 | thousands by filing date | |
| Cion Investment Corporation | CIONREIT | Com | 2,929 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MARKELGROUPINC | 570535104 | STOK | 50 | $29,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 500 | $29,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 721 | $29,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 382 | $29,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 382 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 625 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 2,000 | $29,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 462 | $29,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,060 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 699 | $29,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 378 | $29,000 | thousands by filing date | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 3,123 | $29,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 151 | $29,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,896 | $29,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 490 | $29,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 2,616 | $29,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,056 | $28,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,827 | $28,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 836 | $28,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 616 | $28,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 305 | $28,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,177 | $28,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 600 | $28,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 634 | $28,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 950 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,100 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 800 | $28,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 213 | $27,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,195 | $27,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 267 | $27,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 7,772 | $27,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 400 | $27,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,111 | $27,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 500 | $27,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,154 | $27,000 | thousands by filing date | |
| Aegon NV 7.25% PFD | N00927348 | PFD | 1,050 | $27,000 | thousands by filing date | |
| Vestor Liquidating Trust | VESTORLIQ | Com | 0 | $27,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| AUTONATION INC COM | 05329W102 | Stock | 527 | $26,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 603 | $26,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 490 | $26,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,495 | $26,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 500 | $26,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 355 | $26,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 372 | $26,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 142 | $26,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 384 | $26,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 476 | $26,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 188 | $26,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 955 | $26,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 948 | $26,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,793 | $26,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 647 | $26,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,450 | $26,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 800 | $26,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 400 | $26,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 309 | $25,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 599 | $25,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 463 | $25,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,300 | $25,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 282 | $25,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 436 | $25,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 312 | $25,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 286 | $25,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 750 | $25,000 | thousands by filing date | |
| PULTE GROUP 7.375% | 745867200 | PREFERRED EQUITY | 1,000 | $25,000 | thousands by filing date | |
| Blackrock Muni 2020 Term | 09249X307 | Pfd Stk | 1 | $25,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 842 | $24,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 449 | $24,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 300 | $24,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 678 | $24,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 100 | $24,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 664 | $24,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,200 | $24,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 609 | $24,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,533 | $24,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 364 | $24,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 285 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 1,195 | $24,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 489 | $23,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 302 | $23,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 481 | $23,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 644 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,000 | $23,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 796 | $23,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 638 | $23,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 643 | $23,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 387 | $23,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 300 | $23,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 1,000 | $23,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 450 | $22,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 213 | $22,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 530 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 170 | $22,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,255 | $22,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 316 | $22,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 760 | $22,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,670 | $22,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 276 | $22,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 209 | $22,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,900 | $22,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 825 | $22,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 263 | $21,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 300 | $21,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 281 | $21,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 404 | $21,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 412 | $21,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 135 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 749 | $21,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 465 | $21,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 1,235 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,000 | $21,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 584 | $21,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 505 | $21,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 399 | $21,000 | thousands by filing date | |
| Bassett Mirror Company, Inc. | 070212204 | Com | 3,161 | $21,000 | thousands by filing date | |
| MGC | 921910873 | COM | 311 | $20,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 850 | $20,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 282 | $20,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 365 | $20,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 600 | $20,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 148 | $20,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 800 | $20,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 297 | $20,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 312 | $20,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 403 | $20,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,191 | $20,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 1,050 | $20,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 353 | $20,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 183 | $20,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 400 | $20,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 176 | $20,000 | thousands by filing date | |
| SOUTHERN CALIFORNIA EDISON CO | 842400756 | PRD | 200 | $20,000 | thousands by filing date | |
| KKR FIN'L 8.375% C16 | 48248A405 | PRF | 730 | $20,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 1,000 | $20,000 | thousands by filing date | |
| Nextera Energy Ser H 5.625% du | 65339K704 | PRD | 1,000 | $20,000 | thousands by filing date | |
| Sierra Income Corporation | SIERRA | Com | 1,980 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 381 | $19,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 360 | $19,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 339 | $19,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 800 | $19,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 562 | $19,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 576 | $19,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,120 | $19,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 954 | $19,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 150 | $19,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 279 | $19,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 645 | $19,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,000 | $19,000 | thousands by filing date | |
| WYNN MACAU LTD | 98313R106 | Common Stock | 425 | $19,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 405 | $19,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,000 | $19,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 948 | $19,000 | thousands by filing date | |
| GE CAPITAL CORP | 369622394 | PREFERRED | 1,000 | $19,000 | thousands by filing date | |
| AVIVA PLC CAP SECS | 05382A203 | PRF | 700 | $19,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $19,000 | thousands by filing date | |
| BOSTON PROPERTIES | 101121408 | PFD | 1,000 | $19,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 200 | $18,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,041 | $18,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,003 | $18,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,623 | $18,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 270 | $18,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 389 | $18,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 387 | $18,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 500 | $18,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 488 | $18,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 757 | $18,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 942 | $18,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 800 | $18,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 540 | $18,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 492 | $18,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 748 | $18,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 739 | $18,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,044 | $18,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 322 | $18,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 714 | $18,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 794 | $17,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 985 | $17,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 584 | $17,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 518 | $17,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 300 | $17,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 651 | $17,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 704 | $17,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 361 | $17,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,000 | $17,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 290 | $17,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 215 | $17,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 957 | $17,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 300 | $17,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 77 | $17,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,312 | $17,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 191 | $17,000 | thousands by filing date | |
| Hutchison Whampoa Ltd-Adr | 448415208 | Com | 638 | $17,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 850 | $17,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 300 | $16,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 192 | $16,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 212 | $16,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 165 | $16,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 315 | $16,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 75 | $16,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,200 | $16,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 750 | $16,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 918 | $16,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,125 | $16,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 559 | $16,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 275 | $16,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 292 | $16,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 410 | $16,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,000 | $16,000 | thousands by filing date | |
| COMPASS GROUP PLC-ADR | 20449X203 | ADR | 992 | $16,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 262 | $15,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 860 | $15,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 367 | $15,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 485 | $15,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 314 | $15,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,500 | $15,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 474 | $15,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 84 | $15,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 200 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 848 | $15,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 761 | $15,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 309 | $15,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,655 | $15,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,232 | $15,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,143 | $15,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 750 | $15,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,600 | $15,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 800 | $15,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 382 | $15,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 800 | $15,000 | thousands by filing date | |
| CABCO SER 2004-102 | 12679R204 | PRF | 720 | $15,000 | thousands by filing date | |
| Mary Gay Corporation | PRATKAGAY | Com | 13 | $15,000 | thousands by filing date | |
| Gabelli Equity Trust Inc 5.00000 Pfd | 362397861 | Stock | 700 | $15,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 184 | $14,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,123 | $14,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 295 | $14,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 203 | $14,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 205 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 304 | $14,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 353 | $14,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 186 | $14,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 600 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 455 | $14,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 91 | $14,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,500 | $14,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 455 | $14,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 383 | $14,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 277 | $14,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 300 | $14,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 130 | $14,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,345 | $14,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 415 | $14,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 590 | $14,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 292 | $14,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,193 | $14,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 153 | $13,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 423 | $13,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 588 | $13,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 897 | $13,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 154 | $13,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 360 | $13,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 688 | $13,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 368 | $13,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 772 | $13,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 171 | $13,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 575 | $13,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 152 | $13,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,100 | $13,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 195 | $13,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 143 | $13,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 169 | $13,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 284 | $13,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 432 | $13,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 225 | $13,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 2,500 | $13,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 625 | $13,000 | thousands by filing date | |
| GENERAL AMERICAN | 368802401 | PRF | 500 | $13,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 625 | $13,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 625 | $13,000 | thousands by filing date | |
| INTERSTATE POWER & LIGHT COMPAY PERP PFD SER D | 461070856 | Preferred Stock | 625 | $13,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 500 | $12,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 175 | $12,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 300 | $12,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 188 | $12,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 600 | $12,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 196 | $12,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 160 | $12,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 349 | $12,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 197 | $12,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 197 | $12,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 242 | $12,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 508 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 109 | $12,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 149 | $12,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 119 | $12,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 200 | $12,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 574 | $12,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 693 | $12,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 200 | $12,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 362 | $12,000 | thousands by filing date | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 436 | $12,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 307 | $12,000 | thousands by filing date | |
| ITOCHU CORP SPONS ADR | 465717106 | FOREIGN | 469 | $12,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 378 | $12,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 112 | $12,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 342 | $12,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 645 | $12,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 400 | $12,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 228 | $12,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 525 | $12,000 | thousands by filing date | |
| Dominion Res Inc Enhanced Jr Sub Notes 2009A | 25746U604 | Com | 450 | $12,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 425 | $12,000 | thousands by filing date | |
| SCE TR I TR PREF SECS $1.40625 PFD | 78406T201 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 500 | $12,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 625 | $12,000 | thousands by filing date | |
| KKR Financial7.375% Perp Call | 48248a603 | PFD | 500 | $12,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 600 | $12,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 47 | $11,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 150 | $11,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 217 | $11,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 421 | $11,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 660 | $11,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 181 | $11,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 653 | $11,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 187 | $11,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 258 | $11,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 767 | $11,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 81 | $11,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 73 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 235 | $11,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 200 | $11,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 128 | $11,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 713 | $11,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 181 | $11,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 619 | $11,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 473 | $11,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 390 | $11,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 168 | $11,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,150 | $11,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 750 | $11,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 182 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 500 | $11,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 400 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 700 | $11,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 249 | $10,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 220 | $10,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 235 | $10,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 230 | $10,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 234 | $10,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 150 | $10,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 240 | $10,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 262 | $10,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 125 | $10,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 230 | $10,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 210 | $10,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 203 | $10,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 230 | $10,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 765 | $10,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 91 | $10,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 696 | $10,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 731 | $10,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 377 | $10,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 386 | $10,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 398 | $10,000 | thousands by filing date | |
| SWATCH GROUP AG ADR | 870123106 | USD | 301 | $10,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 184 | $10,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 138 | $10,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 639 | $10,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 502 | $10,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 500 | $10,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 2,018 | $10,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 218 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 378 | $10,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 7,500 | $10,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 500 | $10,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 178 | $10,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 346 | $10,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 311 | $10,000 | thousands by filing date | |
| GASTAR EXPLORAT 8.6250% SERIES | 36729P207 | PFD | 400 | $10,000 | thousands by filing date | |
| DEUTSCHE BANK CAP FUND IX PFD | 25153Y206 | PREFERR | 400 | $10,000 | thousands by filing date | |
| ING GROEP NV | 456837707 | PRF | 400 | $10,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 500 | $10,000 | thousands by filing date | |
| Ares Capital 7.75% 2040 Call 1 | 04010l202 | PFD | 400 | $10,000 | thousands by filing date | |
| JAPAN TOBACCO INC | J27869106 | COM | 294 | $10,000 | thousands by filing date | |
| Inland Real Estate Corp Perptl Cuml Redeem | 457461408 | Pfd Stk | 400 | $10,000 | thousands by filing date | |
| Preferred Plus Tr Ser Ver 1 Tr CTF Cl A | 740434717 | Pfd Stk | 367 | $10,000 | thousands by filing date | |
| AMERIPRISE FINANCIAL INC | 03076C205 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 460 | $9,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 119 | $9,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 34 | $9,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 200 | $9,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 188 | $9,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 119 | $9,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 972 | $9,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 278 | $9,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 122 | $9,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 225 | $9,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 938 | $9,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 330 | $9,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 229 | $9,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 425 | $9,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 354 | $9,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 196 | $9,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 437 | $9,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 500 | $9,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 980 | $9,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 273 | $9,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 375 | $9,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 100 | $9,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 100 | $9,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 284 | $9,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,250 | $9,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 88 | $9,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 256 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001277557-14-000002 | this filing | 2014-01-08 | acceptance time not in the bulk data set |