13F-HR filed by PRIVATE TRUST CO NA
PRIVATE TRUST CO NA filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-07, with 1,769 holding rows worth $221,072,000 by the sum of the rows.
- Accession
- 0001277557-13-000005
- Filer
- CIK 1277557
- Filed
- 2013-10-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 0 entries on the cover page, a total value of $0 stated on the cover page (in dollars after the unit check, H1), rows summing to $221,072,000 with VALUE read as thousands by filing date, 13F file number 028-10639. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $0, 100% less than the sum of the rows, $221,072,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 464 | $36,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 1,112 | $36,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,200 | $36,000 | thousands by filing date | |
| STIFEL | 860630201 | PREFERRED STOCK | 1,400 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 168 | $35,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,089 | $35,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 867 | $35,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,088 | $35,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 216 | $35,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 389 | $35,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 865 | $35,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 458 | $35,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,200 | $35,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 4,331 | $35,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 462 | $34,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 552 | $34,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 662 | $34,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 2,115 | $34,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 896 | $34,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 574 | $33,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,412 | $33,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 913 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 260 | $33,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,718 | $33,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 400 | $33,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 375 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 626 | $33,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,325 | $33,000 | thousands by filing date | |
| Piedmont Office Realty Trust Inc REIT | 720190107 | Com | 1,684 | $33,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 418 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 500 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 433 | $32,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,150 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 640 | $32,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 598 | $31,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 540 | $31,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,000 | $31,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 296 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 2,000 | $31,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,682 | $31,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 550 | $31,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 2,230 | $31,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,116 | $31,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 605 | $31,000 | thousands by filing date | |
| GABELLI DIVIDEND & | 36242H500 | PRF | 1,193 | $31,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 987 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 689 | $30,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 531 | $30,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 390 | $30,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 287 | $30,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 741 | $30,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 2,517 | $30,000 | thousands by filing date | |
| Cion Investment Corporation | CIONREIT | Com | 2,929 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 668 | $29,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 507 | $29,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 151 | $29,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,060 | $29,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 406 | $29,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,267 | $29,000 | thousands by filing date | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 3,342 | $29,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 806 | $29,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 258 | $29,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,112 | $29,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,500 | $29,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 386 | $29,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 400 | $29,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 554 | $28,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 352 | $28,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 449 | $28,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,056 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 541 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 625 | $28,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 225 | $28,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 580 | $28,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 200 | $28,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 500 | $27,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 213 | $27,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 344 | $27,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 382 | $27,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 367 | $27,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,237 | $27,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 634 | $27,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 950 | $27,000 | thousands by filing date | |
| Vestor Liquidating Trust | VESTORLIQ | Com | 0 | $27,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| MARKELGROUPINC | 570535104 | STOK | 50 | $26,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,974 | $26,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 517 | $26,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,827 | $26,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 836 | $26,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 599 | $26,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 436 | $26,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,200 | $26,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 404 | $26,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,749 | $26,000 | thousands by filing date | |
| Aegon NV 7.25% PFD | N00927348 | PFD | 1,050 | $26,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 575 | $25,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 384 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 240 | $25,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 294 | $25,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 977 | $25,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 426 | $25,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 948 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 400 | $25,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,450 | $25,000 | thousands by filing date | |
| Blackrock Muni 2020 Term | 09249X307 | Pfd Stk | 1 | $25,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,495 | $24,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 547 | $24,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 678 | $24,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,195 | $24,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 100 | $24,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 390 | $24,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 700 | $24,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 117 | $24,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 978 | $24,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,775 | $24,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,041 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 800 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 1,195 | $24,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 450 | $23,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 842 | $23,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 355 | $23,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 616 | $23,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 267 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,000 | $23,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 188 | $23,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 276 | $23,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 750 | $23,000 | thousands by filing date | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 219 | $23,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 1,000 | $23,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 603 | $22,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 300 | $22,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 481 | $22,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 444 | $22,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 273 | $22,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,050 | $22,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 796 | $22,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 375 | $22,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 643 | $22,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 327 | $22,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 300 | $22,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 285 | $22,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 458 | $22,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,411 | $22,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,900 | $22,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 1,000 | $22,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 314 | $21,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 140 | $21,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 500 | $21,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 646 | $21,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 463 | $21,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 760 | $21,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 387 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,000 | $21,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 117 | $21,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 461 | $21,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 624 | $21,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 626 | $21,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 490 | $21,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 286 | $21,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,112 | $21,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 400 | $21,000 | thousands by filing date | |
| Nextera Energy Ser H 5.625% du | 65339K704 | PRD | 1,000 | $21,000 | thousands by filing date | |
| BOSTON PROPERTIES | 101121408 | PFD | 1,000 | $21,000 | thousands by filing date | |
| Bassett Mirror Company, Inc. | 070212204 | Com | 3,161 | $21,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 467 | $20,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,041 | $20,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 300 | $20,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 523 | $20,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 213 | $20,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 800 | $20,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 1,166 | $20,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 505 | $20,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 276 | $20,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 1,050 | $20,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 311 | $20,000 | thousands by filing date | |
| SOUTHERN CALIFORNIA EDISON CO | 842400756 | PRD | 200 | $20,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 1,000 | $20,000 | thousands by filing date | |
| GE CAPITAL CORP | 369622394 | PREFERRED | 1,000 | $20,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 380 | $19,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 530 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 749 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $19,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 465 | $19,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 350 | $19,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,000 | $19,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 379 | $19,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 225 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 584 | $19,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 584 | $19,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 405 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 869 | $19,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 850 | $19,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $19,000 | thousands by filing date | |
| MGC | 921910873 | COM | 311 | $18,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 216 | $18,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 274 | $18,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 282 | $18,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 404 | $18,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 600 | $18,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 926 | $18,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 954 | $18,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 161 | $18,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 452 | $18,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 433 | $18,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,832 | $18,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,000 | $18,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,000 | $18,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 72 | $18,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 208 | $18,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 116 | $17,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 389 | $17,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 365 | $17,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 387 | $17,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 298 | $17,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 300 | $17,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 518 | $17,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 488 | $17,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 651 | $17,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,120 | $17,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 148 | $17,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 800 | $17,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 312 | $17,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 290 | $17,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 559 | $17,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 135 | $17,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,044 | $17,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 965 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 190 | $17,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 353 | $17,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 191 | $17,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 176 | $17,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 584 | $16,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 361 | $16,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 394 | $16,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 500 | $16,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 328 | $16,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 281 | $16,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 496 | $16,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 704 | $16,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 361 | $16,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 297 | $16,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 540 | $16,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 748 | $16,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 669 | $16,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 957 | $16,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 300 | $16,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 292 | $16,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,000 | $16,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 800 | $16,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 300 | $15,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 212 | $15,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,301 | $15,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 286 | $15,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 211 | $15,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,123 | $15,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 337 | $15,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 839 | $15,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 300 | $15,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 750 | $15,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,500 | $15,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,000 | $15,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 286 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 803 | $15,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 760 | $15,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 645 | $15,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 739 | $15,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 776 | $15,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 400 | $15,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 750 | $15,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 800 | $15,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 750 | $15,000 | thousands by filing date | |
| Gabelli Equity Trust Inc 5.00000 Pfd | 362397861 | Stock | 700 | $15,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 165 | $14,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 860 | $14,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 367 | $14,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 186 | $14,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 79 | $14,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 251 | $14,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,200 | $14,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 474 | $14,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 84 | $14,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 757 | $14,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 259 | $14,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,100 | $14,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 383 | $14,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,125 | $14,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 697 | $14,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,366 | $14,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 209 | $14,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 275 | $14,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,600 | $14,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 150 | $14,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 370 | $14,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 714 | $14,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 325 | $14,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $14,000 | thousands by filing date | |
| COMPASS GROUP PLC-ADR | 20449X203 | ADR | 992 | $14,000 | thousands by filing date | |
| CABCO SER 2004-102 | 12679R204 | PRF | 720 | $14,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 776 | $13,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 154 | $13,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 202 | $13,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 688 | $13,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 188 | $13,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 485 | $13,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 415 | $13,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 600 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 301 | $13,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 119 | $13,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 185 | $13,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 237 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 455 | $13,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,500 | $13,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 574 | $13,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 200 | $13,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 152 | $13,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 350 | $13,000 | thousands by filing date | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 436 | $13,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 276 | $13,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 390 | $13,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,143 | $13,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 590 | $13,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 685 | $13,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 292 | $13,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,193 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 500 | $13,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 600 | $13,000 | thousands by filing date | |
| GENERAL AMERICAN | 368802401 | PRF | 500 | $13,000 | thousands by filing date | |
| KKR Financial7.375% Perp Call | 48248a603 | PFD | 500 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 153 | $12,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 500 | $12,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 423 | $12,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 192 | $12,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 198 | $12,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 300 | $12,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 600 | $12,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 700 | $12,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 197 | $12,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 297 | $12,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 231 | $12,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 497 | $12,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 660 | $12,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 186 | $12,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 200 | $12,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 772 | $12,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 149 | $12,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 693 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 442 | $12,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 455 | $12,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 500 | $12,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 277 | $12,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 362 | $12,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 130 | $12,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 143 | $12,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 378 | $12,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 194 | $12,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 112 | $12,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 639 | $12,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 73 | $12,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 300 | $12,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 216 | $12,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,100 | $12,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 400 | $12,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,150 | $12,000 | thousands by filing date | |
| Dominion Res Inc Enhanced Jr Sub Notes 2009A | 25746U604 | Com | 450 | $12,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 182 | $12,000 | thousands by filing date | |
| SCE TR I TR PREF SECS $1.40625 PFD | 78406T201 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 500 | $12,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 439 | $11,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 220 | $11,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 588 | $11,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 265 | $11,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 188 | $11,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 150 | $11,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 160 | $11,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 349 | $11,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 295 | $11,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 457 | $11,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 184 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 551 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 234 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 109 | $11,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 261 | $11,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 200 | $11,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 575 | $11,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 765 | $11,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 185 | $11,000 | thousands by filing date | |
| ITOCHU CORP SPONS ADR | 465717106 | FOREIGN | 469 | $11,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,350 | $11,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 565 | $11,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 475 | $11,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 502 | $11,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,345 | $11,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 645 | $11,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 284 | $11,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 150 | $11,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 525 | $11,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 400 | $11,000 | thousands by filing date | |
| KKR FIN'L 8.375% C16 | 48248A405 | PRF | 400 | $11,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 2,500 | $11,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 500 | $11,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 400 | $11,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $10,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 217 | $10,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 185 | $10,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 230 | $10,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 234 | $10,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 150 | $10,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 360 | $10,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 242 | $10,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 240 | $10,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 767 | $10,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 731 | $10,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 100 | $10,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 200 | $10,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 429 | $10,000 | thousands by filing date | |
| IMPAX SUSTAINABLE ALLOCATION | 704223106 | Mixed Assets, Allocation 50% - 70% Equity | 402 | $10,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 398 | $10,000 | thousands by filing date | |
| SWATCH GROUP AG ADR | 870123106 | USD | 301 | $10,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 200 | $10,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 713 | $10,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 173 | $10,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 245 | $10,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 519 | $10,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 156 | $10,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,250 | $10,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 2,018 | $10,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 228 | $10,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 218 | $10,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 280 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 378 | $10,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 7,500 | $10,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 500 | $10,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 346 | $10,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 311 | $10,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 400 | $10,000 | thousands by filing date | |
| DEUTSCHE BANK CAP FUND IX PFD | 25153Y206 | PREFERR | 400 | $10,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 7.000% | 879433837 | PREFERR | 400 | $10,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 400 | $10,000 | thousands by filing date | |
| ING GROEP NV | 456837707 | PRF | 400 | $10,000 | thousands by filing date | |
| Maiden Hldgs 8.25% Nts 2041 ca | 56029q200 | PFD | 400 | $10,000 | thousands by filing date | |
| Ares Capital 7.75% 2040 Call 1 | 04010l202 | PFD | 400 | $10,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 400 | $10,000 | thousands by filing date | |
| LEGRAND SA | F56196185 | CS | 171 | $10,000 | thousands by filing date | |
| JAPAN TOBACCO INC | J27869106 | COM | 294 | $10,000 | thousands by filing date | |
| Inland Real Estate Corp Perptl Cuml Redeem | 457461408 | Pfd Stk | 400 | $10,000 | thousands by filing date | |
| Preferred Plus Tr Ser Ver 1 Tr CTF Cl A | 740434717 | Pfd Stk | 367 | $10,000 | thousands by filing date | |
| AMERIPRISE FINANCIAL INC | 03076C205 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 311 | $9,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 54 | $9,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,084 | $9,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 235 | $9,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 999 | $9,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 182 | $9,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 653 | $9,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 214 | $9,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 125 | $9,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 230 | $9,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 575 | $9,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 226 | $9,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 437 | $9,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 500 | $9,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 963 | $9,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 696 | $9,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 273 | $9,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 284 | $9,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,250 | $9,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 377 | $9,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 269 | $9,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 252 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 110 | $9,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 327 | $9,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 7 | $9,000 | thousands by filing date | |
| WYNN MACAU LTD | 98313R106 | Common Stock | 250 | $9,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 138 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 390 | $9,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 202 | $9,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 281 | $9,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 178 | $9,000 | thousands by filing date | |
| GASTAR EXPLORAT 8.6250% SERIES | 36729P207 | PFD | 400 | $9,000 | thousands by filing date | |
| RAIT Financial Trust Ser C Cumul Pfd | 749227500 | Pfd Stk | 350 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 437 | $8,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 507 | $8,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 56 | $8,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 142 | $8,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 200 | $8,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 249 | $8,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 126 | $8,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 206 | $8,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 119 | $8,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 162 | $8,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 129 | $8,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 938 | $8,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 61 | $8,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 229 | $8,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 91 | $8,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 77 | $8,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 81 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001277557-13-000005 | this filing | 2013-10-07 | acceptance time not in the bulk data set |