13F-HR filed by THOMPSON INVESTMENT MANAGEMENT, INC.
THOMPSON INVESTMENT MANAGEMENT, INC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-13, with 194 holding rows worth $670,476,000.
- Accession
- 0001277279-21-000006
- Filer
- CIK 1277279
- Filed
- 2021-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 196 entries on the cover page, a total value of $670,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $670,474,000 with VALUE read as thousands by filing date, 13F file number 028-10877. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 25,750,000 | $25,571,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,925 | $23,861,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 81,290 | $22,917,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 19,225,000 | $19,595,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 337,928 | $14,345,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 134,363 | $13,843,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 80,040 | $13,102,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 125,129 | $12,624,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 91,989 | $11,865,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 249,237 | $11,727,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 190,456 | $11,203,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 114,350 | $10,915,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 153,209 | $10,753,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 188,501 | $10,260,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 10,000,000 | $10,150,000 | thousands by filing date | principal |
| LKQ CORP COM | 501889208 | Stock | 197,242 | $9,925,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,902 | $9,130,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 53,720 | $8,676,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 219,425 | $8,669,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 100,688 | $8,530,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 99,541 | $8,447,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 140,183 | $8,321,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 42,272 | $8,280,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 136,874 | $8,099,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 71,263 | $7,732,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 225,651 | $7,340,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 83,778 | $7,300,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 102,520 | $7,143,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 34,442 | $6,867,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 181,352 | $6,677,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,713 | $6,531,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 140,349 | $6,521,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 60,228 | $6,493,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 254,774 | $6,466,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 45,510 | $6,440,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 57,923 | $6,248,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 23,777 | $6,187,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 27,015 | $6,180,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 128,757 | $6,049,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 49,055 | $6,026,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 163,258 | $5,975,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 96,046 | $5,944,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 433,951 | $5,880,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 42,721 | $5,658,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 121,231 | $5,626,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 42,328 | $5,501,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 26,384 | $5,162,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 22,976 | $5,038,000 | thousands by filing date | |
| FEDNAT HLDG CO | 31431bad1 | CONV | 5,000,000 | $5,000,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 30,226 | $4,966,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 136,042 | $4,964,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 109,096 | $4,946,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 57,334 | $4,943,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 23,468 | $4,697,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 278,695 | $4,540,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 31,449 | $4,397,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 101,689 | $4,374,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 19,636 | $4,319,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,360 | $4,312,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 273,930 | $4,312,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 19,981 | $4,249,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 63,637 | $4,143,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 144,052 | $4,012,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 178,513 | $3,952,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 26,138 | $3,930,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 62,711 | $3,818,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 37,386 | $3,793,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 89,868 | $3,785,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 90,360 | $3,717,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,104 | $3,625,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 127,732 | $3,529,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 158,115 | $3,472,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 34,126 | $3,439,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 73,095 | $3,390,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 47,665 | $3,308,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 53,919 | $3,293,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,690 | $3,183,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 30,700 | $3,143,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 238,561 | $3,025,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 41,337 | $3,011,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 76,221 | $2,976,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 49,673 | $2,722,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 90,556 | $2,684,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 35,463 | $2,664,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 88,356 | $2,623,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 16,600 | $2,120,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 10,065 | $2,061,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 111,694 | $1,930,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 7,675 | $1,863,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 13,000 | $1,849,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9,251 | $1,813,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 34,538 | $1,812,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,701 | $1,777,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 26,361 | $1,546,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,696 | $1,525,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 17,500 | $1,462,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 44,323 | $1,351,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,465 | $1,265,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 32,660 | $1,264,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 58,665 | $1,257,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,612 | $1,254,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7,177 | $1,202,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,105 | $1,190,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,878 | $1,144,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 26,139 | $1,136,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 8,120 | $1,057,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,901 | $998,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 12,480 | $950,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,214 | $941,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,343 | $922,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 107,118 | $902,000 | thousands by filing date | |
| FARMERS & MERCHANTS BK LONG | 308243104 | COM | 111 | $902,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,648 | $887,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 22,830 | $885,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 23,500 | $883,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 7,650 | $878,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 11,970 | $875,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 12,760 | $814,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 16,000 | $812,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 10,000 | $802,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 13,150 | $793,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 11,015 | $793,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,641 | $787,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 24,741 | $785,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,950 | $777,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 54,825 | $747,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 8,590 | $741,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,999 | $706,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,145 | $698,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 39,995 | $686,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 6,930 | $665,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 198 | $650,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 31,310 | $650,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,125 | $636,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,092 | $629,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 14,750 | $629,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,450 | $628,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 103,689 | $628,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 52,332 | $618,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 54,212 | $618,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,685 | $614,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 34,155 | $586,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 164,325 | $580,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 2,000 | $572,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,900 | $540,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 21,025 | $529,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 2,915 | $526,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,030 | $523,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 54,072 | $511,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 7,101 | $503,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,470 | $486,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 82,900 | $483,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,788 | $482,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 42,205 | $473,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 31,025 | $472,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 28,751 | $470,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,476 | $437,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,015 | $436,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 146 | $389,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,763 | $382,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,585 | $375,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 7,000 | $346,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 747 | $336,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 13,700 | $336,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,084 | $335,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,347 | $334,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,470 | $329,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,118 | $321,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 10,600 | $315,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 13,845 | $313,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 225 | $310,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,152 | $304,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,481 | $304,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,197 | $302,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,800 | $300,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,473 | $291,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,006 | $273,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,216 | $261,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,407 | $256,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,527 | $249,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,166 | $248,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,495 | $240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 3,151 | $237,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,070 | $232,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,044 | $231,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 225,000 | $228,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,360 | $226,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,124 | $223,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,499 | $219,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,779 | $219,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,087 | $217,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,377 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,070 | $205,000 | thousands by filing date | |
| LUNDIN MINING CORP | 550372106 | COMMON STOCK-FO | 16,350 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001277279-21-000006 | this filing | 2021-10-13 | acceptance time not in the bulk data set |