13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 6,691 holding rows worth $196,763,313,000.
- Accession
- 0001273087-22-000013
- Filer
- CIK 1273087
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 6,691 entries on the cover page, a total value of $196,763,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $196,763,313,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM ADVISORS LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 13,731 | $46,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 14,267 | $45,000 | thousands by filing date | |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 40,587 | $45,000 | thousands by filing date | call |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 54,166 | $45,000 | thousands by filing date | call |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 94,480 | $45,000 | thousands by filing date | call |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 45,397 | $45,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 114,500 | $45,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 40,954 | $45,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 27,043 | $44,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 64,893 | $44,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 19,538 | $43,000 | thousands by filing date | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 27,500 | $42,000 | thousands by filing date | call |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 33,662 | $42,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 15,466 | $41,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 14,494 | $41,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C101 | COM | 82,816 | $41,000 | thousands by filing date | call |
| CASCADIA ACQUISITION CORP | 14739D118 | WARR | 75,000 | $41,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 23,125 | $41,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 21,688 | $41,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 62,802 | $41,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 52,667 | $41,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 13,845 | $41,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 23,676 | $40,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 110,346 | $40,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 72,489 | $40,000 | thousands by filing date | call |
| ROTH CH ACQUISITION IV CO | 77867P112 | *W EXP 07/01/202 | 50,000 | $40,000 | thousands by filing date | call |
| JETAI INC COM | G6855L109 | Stock | 100,000 | $40,000 | thousands by filing date | call |
| HERITAGE GLOBAL INC | 42727E103 | COM | 20,883 | $39,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 18,785 | $39,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 10,093 | $39,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 67,239 | $38,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 12,255 | $38,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 66,915 | $38,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 37,251 | $38,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 33,333 | $38,000 | thousands by filing date | call |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 15,230 | $37,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 75,000 | $37,000 | thousands by filing date | call |
| GLENFARNE MERGER CORP | 378579114 | WTS | 61,324 | $37,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 39,374 | $36,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 11,157 | $35,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 53,333 | $35,000 | thousands by filing date | call |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 13,551 | $35,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450119 | *W EXP 09/30/202 | 75,000 | $35,000 | thousands by filing date | call |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 82,901 | $35,000 | thousands by filing date | call |
| NIXXY INC COM NEW | 75630B303 | Stock | 12,979 | $34,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 11,061 | $34,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 68,889 | $34,000 | thousands by filing date | call |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 90,627 | $34,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 71,522 | $34,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 21,259 | $34,000 | thousands by filing date | |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 53,571 | $34,000 | thousands by filing date | call |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 38,478 | $34,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 34,212 | $33,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 14,069 | $33,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 58,400 | $33,000 | thousands by filing date | call |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 40,101 | $33,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 28,715 | $32,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 66,250 | $32,000 | thousands by filing date | call |
| COHBAR INC COM NEW | 19249J109 | Stock | 90,444 | $32,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 23,539 | $32,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 65,577 | $32,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 56,250 | $31,000 | thousands by filing date | call |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 47,715 | $31,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 70,681 | $31,000 | thousands by filing date | call |
| MY SIZE INC | 62844N208 | COM NEW | 62,075 | $31,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 10,633 | $31,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 56,833 | $31,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 14,241 | $30,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 11,228 | $30,000 | thousands by filing date | |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 65,000 | $30,000 | thousands by filing date | call |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 14,850 | $29,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 57,096 | $29,000 | thousands by filing date | call |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 48,200 | $29,000 | thousands by filing date | call |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 13,447 | $29,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 55,416 | $29,000 | thousands by filing date | call |
| GIGINTERNATIONAL1 INC | 37518W114 | *W EXP 04/19/202 | 50,000 | $29,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 21,880 | $28,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 11,601 | $28,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 47,969 | $28,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 48,568 | $28,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C106 | COM | 50,000 | $27,000 | thousands by filing date | call |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 51,833 | $27,000 | thousands by filing date | call |
| HISTOGEN INC | 43358Y103 | COM | 81,929 | $27,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 55,000 | $27,000 | thousands by filing date | call |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 38,050 | $26,000 | thousands by filing date | call |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 13,685 | $26,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 400,000 | $26,000 | thousands by filing date | call |
| EASTSIDE DISTILLING INC | 277802302 | COM | 13,832 | $25,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 21,841 | $25,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 27,328 | $24,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 60,618 | $23,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 30,000 | $23,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 41,772 | $23,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 22,002 | $23,000 | thousands by filing date | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 13,463 | $22,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 43,750 | $22,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 20,617 | $21,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 10,580 | $21,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 12,773 | $21,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 52,813 | $21,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 20,175 | $21,000 | thousands by filing date | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 14,300 | $20,000 | thousands by filing date | call |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 30,000 | $20,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 55,351 | $20,000 | thousands by filing date | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 15,625 | $19,000 | thousands by filing date | call |
| EVO ACQUISITION CORP | 30052G116 | WARR | 39,237 | $19,000 | thousands by filing date | call |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 11,626 | $19,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 15,408 | $19,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 10,683 | $19,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 18,028 | $19,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 10,342 | $18,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 31,548 | $18,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 37,500 | $18,000 | thousands by filing date | call |
| CYNERGISTEK INC | 23258P105 | COM | 12,323 | $18,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 30,402 | $17,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 13,952 | $16,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 73,963 | $16,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 12,968 | $16,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 10,208 | $15,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 17,480 | $15,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 20,798 | $15,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 18,750 | $15,000 | thousands by filing date | call |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 26,666 | $15,000 | thousands by filing date | call |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 55,083 | $15,000 | thousands by filing date | call |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 16,262 | $14,000 | thousands by filing date | call |
| International Media Acquisition Corp | 459867115 | Warrant | 43,384 | $14,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 46,703 | $14,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 29,964 | $14,000 | thousands by filing date | call |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 13,115 | $14,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 27,500 | $14,000 | thousands by filing date | call |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 28,125 | $14,000 | thousands by filing date | call |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 15,625 | $14,000 | thousands by filing date | call |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 11,073 | $13,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 22,650 | $13,000 | thousands by filing date | call |
| SENESTECH INC | 81720R208 | COM NEW | 13,051 | $13,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B116 | *W EXP 05/21/202 | 21,250 | $13,000 | thousands by filing date | call |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 20,484 | $12,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 23,351 | $12,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 12,970 | $12,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 14,350 | $12,000 | thousands by filing date | |
| TPB ACQUISITION CORP I | G8990L101 | COM CL A | 16,040 | $12,000 | thousands by filing date | call |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 26,864 | $12,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 23,331 | $12,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 22,215 | $12,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 30,332 | $11,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 10,292 | $11,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 47,764 | $11,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 25,000 | $11,000 | thousands by filing date | call |
| CLEANTECH ACQUISITION CORP | 18453L115 | WTS | 18,750 | $11,000 | thousands by filing date | call |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 22,500 | $11,000 | thousands by filing date | call |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 20,000 | $10,000 | thousands by filing date | call |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 18,750 | $10,000 | thousands by filing date | call |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 21,875 | $10,000 | thousands by filing date | call |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 25,000 | $10,000 | thousands by filing date | call |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 22,500 | $10,000 | thousands by filing date | call |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 18,750 | $10,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P101 | ADR | 20,256 | $10,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 10,392 | $9,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,523 | $9,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 43,750 | $9,000 | thousands by filing date | call |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 15,000 | $9,000 | thousands by filing date | call |
| CYREN LTD | M26895108 | SHS | 31,422 | $9,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 13,035 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 16,723 | $8,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 21,439 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,870 | $8,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 13,729 | $8,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 15,625 | $8,000 | thousands by filing date | call |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F102 | CLASS A ORD SHS | 13,366 | $8,000 | thousands by filing date | call |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 12,500 | $7,000 | thousands by filing date | call |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 12,500 | $7,000 | thousands by filing date | call |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 12,500 | $7,000 | thousands by filing date | call |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 12,418 | $7,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 15,000 | $7,000 | thousands by filing date | call |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 50,000 | $7,000 | thousands by filing date | call |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 12,500 | $6,000 | thousands by filing date | call |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 11,977 | $6,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 12,500 | $6,000 | thousands by filing date | call |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 12,500 | $6,000 | thousands by filing date | call |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 13,804 | $6,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 12,500 | $5,000 | thousands by filing date | call |
| ORAGENICS INC | 684023302 | COM PAR | 10,867 | $5,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 10,003 | $5,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 12,500 | $5,000 | thousands by filing date | call |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 19,573 | $5,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 136,883 | $5,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 10,719 | $4,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 18,911 | $4,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 26,135 | $3,000 | thousands by filing date | call |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 10,000 | $3,000 | thousands by filing date | call |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 450,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-22-000013 | this filing | 2022-02-14 | acceptance time not in the bulk data set |