13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 6,709 holding rows worth $166,706,401,000.
- Accession
- 0001273087-21-000016
- Filer
- CIK 1273087
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 6,709 entries on the cover page, a total value of $166,706,401,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,706,401,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM ADVISORS LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 32,360 | $78,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 68,711 | $78,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 39,249 | $77,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 22,835 | $76,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 26,817 | $76,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 11,146 | $75,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 125,000 | $75,000 | thousands by filing date | call |
| HERITAGE GLOBAL INC | 42727E103 | COM | 37,974 | $74,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 12,389 | $74,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 84,053 | $74,000 | thousands by filing date | call |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 112,023 | $74,000 | thousands by filing date | call |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 123,000 | $74,000 | thousands by filing date | call |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 87,819 | $73,000 | thousands by filing date | call |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 90,832 | $73,000 | thousands by filing date | call |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 130,691 | $73,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 17,049 | $73,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 82,555 | $73,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 34,985 | $72,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 158,067 | $72,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 112,500 | $72,000 | thousands by filing date | call |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 32,996 | $72,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 102,489 | $70,000 | thousands by filing date | call |
| CREXENDO INC | 226552107 | COMMON STOCK | 11,546 | $69,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 83,474 | $69,000 | thousands by filing date | call |
| AVINGER INC | 053734604 | COM | 92,487 | $69,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 18,641 | $67,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 21,994 | $67,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 102,651 | $67,000 | thousands by filing date | call |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 73,225 | $66,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 25,300 | $66,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 10,941 | $66,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 55,083 | $66,000 | thousands by filing date | call |
| Figure Acquisition Corp I | 302438114 | Warrant | 62,383 | $66,000 | thousands by filing date | call |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 65,321 | $66,000 | thousands by filing date | call |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 10,549 | $65,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 117,651 | $65,000 | thousands by filing date | call |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 81,666 | $65,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 11,918 | $64,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 70,000 | $64,000 | thousands by filing date | call |
| INNOVID CORP COMMON STOCK | G49393104 | Stock | 59,037 | $64,000 | thousands by filing date | call |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 72,177 | $64,000 | thousands by filing date | call |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 90,000 | $63,000 | thousands by filing date | call |
| KAIROS ACQUISITION CORP | G52110114 | COM | 104,920 | $62,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 53,985 | $62,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 10,464 | $61,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 59,480 | $61,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,632 | $60,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 31,750 | $59,000 | thousands by filing date | call |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 89,750 | $59,000 | thousands by filing date | call |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 18,684 | $58,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 72,000 | $58,000 | thousands by filing date | call |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 57,116 | $58,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 62,500 | $58,000 | thousands by filing date | call |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 29,947 | $57,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 13,683 | $57,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 16,086 | $57,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L112 | *W EXP 02/23/202 | 50,000 | $57,000 | thousands by filing date | call |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 60,937 | $57,000 | thousands by filing date | call |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 77,921 | $56,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 97,000 | $56,000 | thousands by filing date | call |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 95,000 | $55,000 | thousands by filing date | call |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 56,833 | $55,000 | thousands by filing date | call |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 83,333 | $54,000 | thousands by filing date | call |
| HISTOGEN INC | 43358Y103 | COM | 71,227 | $54,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 17,199 | $53,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 20,377 | $53,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 12,803 | $52,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 20,256 | $52,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 10,791 | $51,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 100,000 | $51,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 38,149 | $51,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 48,175 | $51,000 | thousands by filing date | call |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 66,666 | $50,000 | thousands by filing date | call |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 67,200 | $50,000 | thousands by filing date | call |
| ZHANGMEN EDUCATION INC. | 98955H101 | SPONSORED ADS | 17,253 | $50,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 61,577 | $49,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 19,425 | $49,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 11,400 | $49,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 36,164 | $49,000 | thousands by filing date | call |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 76,730 | $49,000 | thousands by filing date | call |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 35,903 | $49,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 17,757 | $48,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 41,918 | $48,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 33,333 | $48,000 | thousands by filing date | call |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 15,874 | $47,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 11,405 | $47,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 79,046 | $47,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 67,239 | $46,000 | thousands by filing date | call |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 69,075 | $46,000 | thousands by filing date | call |
| YUNJI INC | 98873N107 | ADS RP CL A | 64,392 | $46,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 43,659 | $46,000 | thousands by filing date | call |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 60,500 | $45,000 | thousands by filing date | call |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 55,416 | $45,000 | thousands by filing date | call |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 27,103 | $45,000 | thousands by filing date | |
| WALDENCAST PLC CLASS A ORD SHS | G9460C100 | Stock | 55,000 | $45,000 | thousands by filing date | call |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 53,333 | $44,000 | thousands by filing date | call |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 28,834 | $44,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 35,986 | $44,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 27,500 | $44,000 | thousands by filing date | call |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 10,847 | $43,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 13,346 | $43,000 | thousands by filing date | |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 50,000 | $43,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 17,445 | $42,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C110 | COM | 81,000 | $42,000 | thousands by filing date | call |
| MY SIZE INC | 62844N208 | COM NEW | 30,203 | $41,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 35,731 | $41,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 35,030 | $41,000 | thousands by filing date | call |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 14,300 | $40,000 | thousands by filing date | call |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 53,067 | $40,000 | thousands by filing date | call |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 58,400 | $40,000 | thousands by filing date | call |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 82,901 | $40,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 52,246 | $39,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 40,366 | $39,000 | thousands by filing date | call |
| MOGU INC SPON ADS | 608012100 | ADR | 39,119 | $38,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 16,110 | $38,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 55,000 | $38,000 | thousands by filing date | call |
| MIND C T I LTD | M70240102 | ORD | 11,575 | $37,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 54,166 | $37,000 | thousands by filing date | call |
| BSQUARE CORP | 11776U300 | COM | 15,515 | $37,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 12,500 | $37,000 | thousands by filing date | put |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 75,000 | $36,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 13,036 | $36,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 19,055 | $36,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 31,319 | $35,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 32,868 | $35,000 | thousands by filing date | call |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 15,161 | $35,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 70,973 | $35,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 400,000 | $34,000 | thousands by filing date | call |
| Goal Acquisitions Corp | 38021H115 | Warrant | 56,250 | $33,000 | thousands by filing date | call |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 43,333 | $33,000 | thousands by filing date | call |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 24,100 | $32,000 | thousands by filing date | call |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 55,000 | $32,000 | thousands by filing date | call |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 53,472 | $31,000 | thousands by filing date | call |
| SOLIGENIX INC | 834223307 | COM | 29,570 | $31,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 10,015 | $31,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 47,454 | $31,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,966 | $30,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 50,000 | $30,000 | thousands by filing date | call |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 51,833 | $29,000 | thousands by filing date | call |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 22,841 | $29,000 | thousands by filing date | call |
| ALDEL FINANCIAL INC | 01407X112 | W EXP 99/99/999 | 14,375 | $29,000 | thousands by filing date | call |
| EVO ACQUISITION CORP | 30052G116 | WARR | 50,187 | $28,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,199 | $28,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 11,841 | $27,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 14,114 | $26,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 39,884 | $25,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 41,215 | $25,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 15,276 | $25,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 18,780 | $22,000 | thousands by filing date | call |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 37,334 | $22,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 43,571 | $22,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 22,144 | $22,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 21,230 | $22,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 16,130 | $21,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F109 | CL A SHS | 15,625 | $21,000 | thousands by filing date | call |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 16,262 | $19,000 | thousands by filing date | call |
| IMV INC | 44974L103 | COM | 11,450 | $19,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 29,348 | $19,000 | thousands by filing date | call |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 26,666 | $19,000 | thousands by filing date | call |
| GSE SYS INC | 36227k106 | COM | 12,080 | $18,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 11,250 | $18,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 12,376 | $18,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 27,500 | $17,000 | thousands by filing date | call |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 30,000 | $17,000 | thousands by filing date | call |
| Axonics | 88875G101 | COM | 11,304 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 11,960 | $17,000 | thousands by filing date | call |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 20,997 | $17,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 10,084 | $16,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,504 | $16,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 22,697 | $16,000 | thousands by filing date | |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 25,000 | $16,000 | thousands by filing date | call |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 15,625 | $16,000 | thousands by filing date | call |
| DD3 ACQUISITION CORP II | 23318M118 | *W EXP 12/10/202 | 13,750 | $16,000 | thousands by filing date | call |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 30,000 | $15,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 11,576 | $15,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 18,750 | $15,000 | thousands by filing date | call |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 22,541 | $15,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 21,280 | $14,000 | thousands by filing date | call |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 22,650 | $14,000 | thousands by filing date | call |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 25,000 | $14,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 36,188 | $13,000 | thousands by filing date | call |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 20,484 | $12,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 31,089 | $12,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 12,500 | $12,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 13,303 | $12,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 43,750 | $12,000 | thousands by filing date | call |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 22,500 | $12,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 25,945 | $11,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 20,000 | $11,000 | thousands by filing date | call |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 18,750 | $11,000 | thousands by filing date | call |
| ORAGENICS INC | 684023302 | COM PAR | 17,501 | $11,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 12,724 | $11,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 22,500 | $10,000 | thousands by filing date | call |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 16,604 | $10,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 13,314 | $9,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 12,500 | $8,000 | thousands by filing date | call |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F102 | CLASS A ORD SHS | 13,366 | $8,000 | thousands by filing date | call |
| Vickers Vantage Corp I | G9440B107 | Equity | 15,000 | $8,000 | thousands by filing date | call |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 23,856 | $8,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 12,500 | $7,000 | thousands by filing date | call |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 12,500 | $7,000 | thousands by filing date | call |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 15,000 | $7,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 10,352 | $6,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 12,500 | $6,000 | thousands by filing date | call |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 17,707 | $6,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 12,500 | $6,000 | thousands by filing date | call |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 12,297 | $5,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 10,000 | $3,000 | thousands by filing date | call |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 450,000 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-21-000016 | this filing | 2021-11-15 | acceptance time not in the bulk data set |