13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 5,831 holding rows worth $139,754,346,000.
- Accession
- 0001273087-21-000006
- Filer
- CIK 1273087
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 5,831 entries on the cover page, a total value of $139,754,346,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,754,346,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM ADVISORS LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 18,789 | $199,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 11,601 | $197,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S116 | UNIT 99/99/9999 | 20,000 | $197,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,098 | $196,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 13,652 | $196,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 79,769 | $195,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 16,194 | $193,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 14,402 | $193,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 30,308 | $192,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 45,053 | $191,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 27,895 | $191,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 13,402 | $191,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 26,924 | $190,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,276 | $188,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 11,320 | $188,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 10,588 | $187,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 32,002 | $186,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 12,635 | $186,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,708 | $185,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 19,178 | $185,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 10,000 | $185,000 | thousands by filing date | call |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 253,022 | $185,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 12,905 | $185,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751111 | *W EXP 09/21/202 | 62,500 | $182,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 174,489 | $181,000 | thousands by filing date | call |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 213,530 | $181,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 12,892 | $180,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,628 | $178,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 25,994 | $178,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 11,659 | $177,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 22,917 | $175,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 205,964 | $174,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 10,844 | $173,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 10,056 | $173,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 126,300 | $173,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 35,067 | $171,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 121,554 | $171,000 | thousands by filing date | call |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 10,999 | $170,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,309 | $170,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 63,770 | $170,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 16,934 | $170,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 15,303 | $169,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 125,179 | $169,000 | thousands by filing date | call |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 21,859 | $169,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 150,000 | $169,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 13,610 | $168,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 72,500 | $168,000 | thousands by filing date | call |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 240,000 | $168,000 | thousands by filing date | call |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 16,126 | $167,000 | thousands by filing date | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 16,538 | $167,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 256,666 | $167,000 | thousands by filing date | call |
| FALCON CAPITAL ACQUISITN COR | 30606L116 | *W EXP 08/20/202 | 108,333 | $167,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 13,880 | $166,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 11,030 | $166,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 18,382 | $166,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 18,468 | $164,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 14,752 | $164,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 17,932 | $164,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 17,033 | $163,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 97,711 | $163,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 113,260 | $163,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 18,398 | $162,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 231,268 | $162,000 | thousands by filing date | call |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 29,542 | $162,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M115 | *W EXP 10/02/202 | 153,333 | $161,000 | thousands by filing date | call |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 279,999 | $160,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 16,012 | $159,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 12,715 | $158,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 57,437 | $157,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 14,181 | $157,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 82,447 | $157,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 23,567 | $157,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 15,549 | $157,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 12,471 | $156,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 14,588 | $156,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 23,185 | $156,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 14,068 | $156,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 44,824 | $156,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 34,152 | $155,000 | thousands by filing date | |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 50,000 | $155,000 | thousands by filing date | call |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 10,961 | $154,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 161,666 | $154,000 | thousands by filing date | call |
| ONE | G7000X105 | COM CL A | 57,500 | $153,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 27,346 | $152,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 13,761 | $152,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 293,113 | $152,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 21,473 | $150,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 36,918 | $150,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 65,328 | $150,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 14,113 | $150,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 49,591 | $149,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 198,000 | $149,000 | thousands by filing date | call |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 70,791 | $148,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 17,581 | $148,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 106,806 | $148,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R110 | *W EXP 12/31/202 | 55,083 | $148,000 | thousands by filing date | call |
| ENTERA BIO LTD | M40527109 | SHS | 38,611 | $147,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 18,881 | $147,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 50,098 | $147,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 21,148 | $147,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 146,854 | $147,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 11,618 | $146,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 12,500 | $146,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P101 | ADR | 57,849 | $146,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 67,037 | $144,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 15,000 | $143,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 68,351 | $141,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 70,400 | $141,000 | thousands by filing date | call |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 13,689 | $141,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 12,952 | $141,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 10,074 | $140,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,640 | $139,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 56,063 | $138,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 21,774 | $137,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 13,705 | $137,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 59,127 | $136,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L113 | W EXP 09/30/202 | 41,666 | $136,000 | thousands by filing date | call |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 12,407 | $135,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 11,699 | $135,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 25,362 | $135,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 27,800 | $134,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 33,213 | $134,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,696 | $133,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 44,852 | $133,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CORP UNIT EXP 083127 | 11374E203 | Stock | 12,500 | $133,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 28,461 | $132,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 120,212 | $131,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 12,476 | $131,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 13,693 | $131,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 22,858 | $131,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 33,331 | $131,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 56,885 | $130,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 41,520 | $130,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 17,567 | $130,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 14,652 | $130,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,785 | $129,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L208 | UNIT 01/12/2026 | 12,500 | $129,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 64,241 | $129,000 | thousands by filing date | |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 32,013 | $128,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D204 | Cmn | 12,500 | $127,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 55,797 | $127,000 | thousands by filing date | call |
| SOFTWARE ACQUISITN GRUP INC | 83407F119 | *W EXP 09/17/202 | 81,250 | $127,000 | thousands by filing date | call |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 55,784 | $126,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 18,909 | $126,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 19,643 | $126,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 14,891 | $125,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 94,032 | $125,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H205 | UNIT 01/05/2026 | 12,500 | $125,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,900 | $124,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 17,288 | $124,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 11,401 | $124,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 52,400 | $123,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 62,500 | $123,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 43,246 | $122,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 55,687 | $121,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 27,857 | $121,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673111 | *W EXP 09/16/202 | 94,856 | $120,000 | thousands by filing date | call |
| Inflarx Nv | N44821101 | COM | 30,515 | $119,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 80,620 | $119,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 35,030 | $119,000 | thousands by filing date | call |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 37,500 | $118,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 21,765 | $117,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 16,353 | $117,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D116 | *W EXP 09/30/202 | 83,333 | $117,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 48,166 | $116,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 24,850 | $115,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 10,726 | $115,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 23,122 | $115,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,876 | $113,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 20,000 | $113,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 175,000 | $112,000 | thousands by filing date | call |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 13,665 | $111,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 17,375 | $107,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,000 | $107,000 | thousands by filing date | call |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 67,097 | $107,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 27,564 | $107,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 17,199 | $107,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 75,206 | $106,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 28,789 | $106,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 22,390 | $105,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 36,654 | $105,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 55,104 | $104,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 22,380 | $104,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 85,895 | $104,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 18,534 | $102,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 55,392 | $101,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 54,417 | $101,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 197,623 | $101,000 | thousands by filing date | call |
| VENUS ACQUISITION CORPORATIO | G9420F136 | UNIT 02/01/2024 | 10,000 | $100,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 154,661 | $98,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 24,081 | $98,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 26,418 | $98,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 20,782 | $97,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 19,743 | $97,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 21,132 | $96,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 11,231 | $96,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,797 | $95,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 26,859 | $95,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 158,281 | $95,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 26,391 | $94,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 94,697 | $94,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 31,075 | $93,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,818 | $93,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 155,467 | $93,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 16,628 | $91,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 28,583 | $91,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 544,000 | $89,000 | thousands by filing date | call |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 14,930 | $88,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 93,224 | $88,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 24,268 | $87,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 13,802 | $86,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 44,405 | $86,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 11,601 | $85,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 31,564 | $84,000 | thousands by filing date | call |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 10,628 | $84,000 | thousands by filing date | |
| SUNRISE NEW ENERGY CO LTD | G3932F106 | ORD CL A SHS | 23,034 | $83,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 83,451 | $83,000 | thousands by filing date | call |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 11,003 | $83,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 138,600 | $83,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,485 | $82,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 78,283 | $82,000 | thousands by filing date | call |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 125,000 | $82,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,680 | $81,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 34,923 | $80,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R113 | W EXP 08/24/202 | 20,000 | $79,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 27,805 | $78,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 12,683 | $78,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 73,612 | $78,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 12,292 | $77,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 46,103 | $76,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 127,455 | $76,000 | thousands by filing date | call |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 12,692 | $74,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 15,401 | $74,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 21,323 | $74,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 107,536 | $74,000 | thousands by filing date | call |
| ORGENESIS INC | 68619K204 | COM | 12,494 | $72,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 92,772 | $71,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 22,610 | $71,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 19,975 | $71,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 49,500 | $71,000 | thousands by filing date | call |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 11,979 | $69,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 31,299 | $68,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 18,002 | $68,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 52,043 | $68,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,140 | $67,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 14,444 | $67,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 11,224 | $67,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 11,664 | $65,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,411 | $65,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 13,639 | $65,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 86,160 | $65,000 | thousands by filing date | call |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 13,858 | $65,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413118 | *W EXP 07/16/202 | 27,600 | $64,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 23,330 | $62,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 67,328 | $61,000 | thousands by filing date | call |
| HERITAGE GLOBAL INC | 42727E103 | COM | 21,006 | $60,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 27,908 | $60,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 46,404 | $60,000 | thousands by filing date | call |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 53,880 | $59,000 | thousands by filing date | call |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 400,000 | $59,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 36,499 | $58,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 10,252 | $58,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 103,950 | $58,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752100 | COM | 19,932 | $58,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 30,729 | $57,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,216 | $56,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847107 | SHS CL A | 35,588 | $56,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 18,842 | $55,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 37,784 | $55,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 18,472 | $54,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 25,744 | $54,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 27,170 | $51,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 53,750 | $51,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 25,249 | $50,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 42,495 | $50,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 16,882 | $50,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,666 | $49,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 49,547 | $49,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 46,463 | $48,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,770 | $44,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 21,235 | $44,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 11,787 | $44,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 15,627 | $43,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 14,345 | $43,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 28,675 | $42,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 10,336 | $41,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 23,457 | $41,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,204 | $41,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 13,341 | $41,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 54,000 | $41,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 30,000 | $39,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 29,138 | $37,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 16,712 | $37,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 618,000 | $37,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 19,413 | $36,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 15,819 | $36,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 12,613 | $36,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 21,987 | $35,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 38,408 | $34,000 | thousands by filing date | call |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 10,423 | $34,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 14,982 | $31,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 15,510 | $31,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 29,409 | $31,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 18,523 | $30,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 14,996 | $30,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 11,786 | $28,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 10,446 | $28,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 44,192 | $28,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 51,170 | $27,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 21,726 | $26,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 44,828 | $26,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 20,032 | $26,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 20,484 | $25,000 | thousands by filing date | call |
| MOGU INC SPON ADS | 608012100 | ADR | 13,083 | $25,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 19,522 | $25,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 23,552 | $23,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 12,500 | $22,000 | thousands by filing date | call |
| DOVER MOTORSPORTS INC | 260174107 | COM | 10,252 | $21,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 12,628 | $21,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 17,832 | $21,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 15,077 | $21,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 21,263 | $21,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 24,654 | $20,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 25,000 | $20,000 | thousands by filing date | call |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 10,658 | $16,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,054 | $13,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 11,990 | $12,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 10,172 | $12,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 15,875 | $11,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 22,500 | $10,000 | thousands by filing date | call |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 450,000 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-21-000006 | this filing | 2021-05-17 | acceptance time not in the bulk data set |