13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 5,148 holding rows worth $138,488,575,000.
- Accession
- 0001273087-21-000003
- Filer
- CIK 1273087
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 5,148 entries on the cover page, a total value of $138,488,575,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,488,575,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM ADVISORS LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GP STRATEGIES CORP | 36225V104 | COM | 27,601 | $327,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,668 | $325,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 25,308 | $325,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 219,523 | $325,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,695 | $322,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 85,175 | $322,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 352,533 | $321,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 8,460 | $318,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 21,872 | $318,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 21,088 | $316,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,500 | $315,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 4,500 | $315,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 776 | $314,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 65,569 | $314,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,100 | $313,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 7,325 | $313,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 19,797 | $313,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 27,113 | $313,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 8,105 | $312,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,000 | $312,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,600 | $311,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,600 | $311,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 30,022 | $311,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 40,979 | $311,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 22,078 | $310,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 89,479 | $310,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,652 | $309,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 10,000 | $309,000 | thousands by filing date | call |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 7,700 | $309,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 23,611 | $308,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 10,000 | $307,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,479 | $307,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,100 | $306,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 4,200 | $306,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 21,764 | $306,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 32,326 | $306,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 24,507 | $306,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,450 | $304,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,100 | $304,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 12,387 | $304,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 8,400 | $304,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 37,314 | $304,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 66,590 | $304,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 27,500 | $304,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 2,126 | $303,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 62,952 | $302,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,900 | $301,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 44,500 | $300,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 20,395 | $300,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 14,404 | $300,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 35,162 | $299,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 72,336 | $297,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 33,301 | $297,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 57,393 | $297,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,797 | $296,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 5,000 | $296,000 | thousands by filing date | call |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 91,588 | $296,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,649 | $296,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,325 | $296,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,900 | $296,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,000 | $295,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 29,535 | $295,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 22,064 | $295,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,471 | $294,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 33,835 | $294,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 25,950 | $293,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 25,084 | $292,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 20,407 | $292,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,428 | $290,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 33,554 | $290,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,095 | $290,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 26,185 | $290,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 7,270 | $290,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,900 | $289,000 | thousands by filing date | call |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 22,199 | $289,000 | thousands by filing date | call |
| QNITY ELECTRONICS INC | 817323207 | COM | 47,857 | $289,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 27,500 | $289,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 136,410 | $288,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 7,812 | $286,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 23,193 | $286,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,583 | $286,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 16,296 | $286,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 33,703 | $286,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 13,126 | $286,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 25,765 | $286,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 64,229 | $285,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 35,500 | $285,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 40,441 | $284,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 10,100 | $283,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 26,315 | $283,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 8,200 | $283,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 8,200 | $283,000 | thousands by filing date | call |
| FULL HSE RESORTS INC | 359678109 | COM | 72,075 | $283,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 25,987 | $282,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 27,232 | $281,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 18,482 | $281,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 20,201 | $281,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 24,322 | $280,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 14,283 | $280,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 16,447 | $280,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 15,007 | $279,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 39,052 | $279,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 24,940 | $278,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 59,303 | $278,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 39,826 | $277,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 30,873 | $276,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 19,365 | $275,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 17,460 | $274,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 17,946 | $273,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,596 | $272,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 7,500 | $272,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q886 | COM | 15,305 | $272,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,000 | $272,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,709 | $272,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 17,820 | $271,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 5,000 | $271,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 13,504 | $271,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 11,842 | $271,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 15,363 | $271,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 20,176 | $270,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 63,480 | $269,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 49,375 | $268,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 127,667 | $268,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 33,869 | $268,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 9,510 | $267,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 33,797 | $267,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 84,322 | $266,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,300 | $266,000 | thousands by filing date | put |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 30,958 | $266,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 30,958 | $266,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 34,222 | $266,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,365 | $265,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 18,070 | $265,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,817 | $265,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 25,921 | $265,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,430 | $265,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 52,610 | $264,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 18,906 | $264,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 21,020 | $263,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 7,212 | $263,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,620 | $262,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,928 | $261,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 18,063 | $261,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 36,304 | $261,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 21,944 | $261,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 23,500 | $261,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 10,000 | $260,000 | thousands by filing date | put |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 10,000 | $260,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 23,175 | $260,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 9,405 | $260,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 415,217 | $260,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 25,530 | $259,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 14,442 | $259,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 15,009 | $259,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 30,604 | $258,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 8,279 | $258,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 45,400 | $258,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,000 | $257,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,439 | $257,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 25,000 | $257,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 25,000 | $257,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 900 | $256,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 900 | $256,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 54,424 | $256,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 99,802 | $255,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 326,731 | $255,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 24,220 | $255,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 6,945 | $255,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 47,690 | $254,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 5,375 | $254,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 5,223 | $253,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 6,356 | $252,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 25,343 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,465 | $251,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,024 | $251,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 8,000 | $250,000 | thousands by filing date | put |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 29,251 | $250,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 30,000 | $250,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 113,995 | $250,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 17,927 | $250,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,922 | $249,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 684,631 | $249,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,073 | $248,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,817 | $248,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 8,442 | $246,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 61,561 | $246,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 29,012 | $246,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,300 | $245,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 2,300 | $245,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,800 | $245,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,800 | $245,000 | thousands by filing date | call |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 191,375 | $245,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 2,900 | $243,000 | thousands by filing date | put |
| STONECO LTD | G85158106 | COM CL A | 2,900 | $243,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 9,668 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,127 | $242,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 14,061 | $242,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 20,000 | $242,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,500 | $241,000 | thousands by filing date | call |
| NEXA RES S A | L67359106 | COM | 25,040 | $241,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,700 | $240,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 1,700 | $240,000 | thousands by filing date | call |
| STARTEK INC | 85569C107 | COM | 31,908 | $240,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 21,102 | $240,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 68,028 | $239,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,000 | $238,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 1,594 | $238,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 38,817 | $238,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 52,662 | $238,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,696 | $237,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,500 | $236,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,253 | $236,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,600 | $236,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 3,700 | $236,000 | thousands by filing date | put |
| DOMO INC | 257554105 | COM CL B | 3,700 | $236,000 | thousands by filing date | call |
| OCONEE FED FINL CORP | 675607105 | COM | 9,342 | $236,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 19,572 | $235,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 93,812 | $235,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 180,599 | $235,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 900 | $233,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 900 | $233,000 | thousands by filing date | call |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 12,933 | $233,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 7,654 | $232,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 44,346 | $231,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,042 | $231,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 35,065 | $231,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 7,725 | $231,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 27,805 | $231,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 184,553 | $231,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 84,770 | $231,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 60,109 | $230,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 14,517 | $229,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 10,000 | $229,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 55,017 | $229,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 6,230 | $228,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 15,713 | $227,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 20,000 | $227,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 500 | $226,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 500 | $226,000 | thousands by filing date | call |
| TRITERRAS INC | G9103H102 | COM CL A | 20,509 | $226,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 5,100 | $225,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 23,910 | $225,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 11,136 | $224,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 11,769 | $224,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,400 | $224,000 | thousands by filing date | call |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 54,697 | $224,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 23,930 | $223,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,161 | $223,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 8,859 | $223,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,491 | $223,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 5,100 | $222,000 | thousands by filing date | put |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 5,100 | $222,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,845 | $222,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 29,904 | $222,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 75,198 | $222,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 20,379 | $220,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,496 | $219,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 78,479 | $218,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,700 | $217,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 1,700 | $217,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 44,241 | $216,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 2,900 | $215,000 | thousands by filing date | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 2,900 | $215,000 | thousands by filing date | call |
| ORTHOFIX MED INC | 68752M108 | COM | 5,000 | $215,000 | thousands by filing date | call |
| COREPOINT LODGING INC | 21872L104 | COM | 31,308 | $215,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 13,098 | $214,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 80,249 | $213,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 94,504 | $213,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 6,604 | $213,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 600 | $212,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,000 | $212,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,000 | $212,000 | thousands by filing date | call |
| ECOVYST INC. | 73943T103 | Common Stock | 14,872 | $212,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,040 | $211,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 68,847 | $211,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 27,702 | $210,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 3,679 | $209,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 28,000 | $209,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,000 | $208,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 18,560 | $208,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 7,000 | $208,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,409 | $208,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 70,468 | $208,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 50,042 | $208,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 50,000 | $208,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 15,951 | $207,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 26,321 | $207,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 39,319 | $207,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,500 | $206,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,500 | $206,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 5,000 | $206,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 44,195 | $206,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 4,875 | $206,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,307 | $205,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 14,538 | $205,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 1,136 | $205,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,700 | $204,000 | thousands by filing date | call |
| M/I HOMES INC | 55305B101 | COM | 4,604 | $204,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 31,064 | $204,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 9,808 | $203,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 21,453 | $203,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,800 | $202,000 | thousands by filing date | call |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,600 | $201,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 14,274 | $201,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 8,747 | $201,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,700 | $200,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,600 | $200,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,600 | $200,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 4,500 | $200,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 4,500 | $200,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 37,444 | $200,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 28,779 | $200,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 17,819 | $199,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 10,000 | $198,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 163,977 | $198,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 36,932 | $198,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 75,086 | $197,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 28,557 | $196,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,000 | $196,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 28,255 | $195,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 23,280 | $195,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 68,453 | $193,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 84,342 | $193,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 14,097 | $193,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 14,590 | $192,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 30,830 | $192,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 57,560 | $192,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,744 | $192,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 16,862 | $192,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 13,038 | $191,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 23,900 | $191,000 | thousands by filing date | put |
| MULTIPLAN CORPORATION | 62548M100 | COM | 23,900 | $191,000 | thousands by filing date | call |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 12,726 | $191,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 13,707 | $190,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 10,888 | $190,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 75,258 | $190,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 23,543 | $190,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 18,475 | $189,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 28,653 | $188,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 15,565 | $188,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 57,095 | $187,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 55,753 | $187,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,000 | $186,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 68,054 | $186,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 20,565 | $186,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,501 | $185,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,300 | $185,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,700 | $185,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,312 | $185,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 38,567 | $185,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 22,800 | $185,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 149,389 | $185,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 27,457 | $185,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 84,151 | $184,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,896 | $184,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 34,987 | $184,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,100 | $182,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 14,900 | $182,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 21,458 | $182,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,992 | $181,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 21,109 | $181,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 11,800 | $180,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,217 | $180,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 10,703 | $180,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,343 | $180,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 13,339 | $179,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 18,980 | $179,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 28,400 | $179,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,600 | $179,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,400 | $179,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 15,165 | $179,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,700 | $178,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,545 | $178,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 10,753 | $178,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 17,759 | $178,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 22,966 | $178,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 12,755 | $177,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,400 | $177,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 25,500 | $177,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 30,729 | $177,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 50,200 | $176,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 11,600 | $176,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 16,204 | $176,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,735 | $175,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 14,284 | $175,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 26,744 | $174,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 12,078 | $173,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 27,566 | $173,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 37,317 | $173,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 534,072 | $172,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 11,800 | $172,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,848 | $172,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 15,540 | $172,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 40,290 | $172,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 31,144 | $171,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 33,485 | $171,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 50,000 | $171,000 | thousands by filing date | call |
| BEYOND AIR INC | 08862L103 | COM | 32,434 | $171,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 25,995 | $171,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 19,409 | $170,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 25,493 | $170,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 80,021 | $170,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 62,142 | $170,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,828 | $169,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 49,357 | $169,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 13,433 | $169,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 56,092 | $169,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 26,391 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,132 | $164,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 22,832 | $164,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 12,466 | $164,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 248,328 | $164,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 24,784 | $163,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 11,550 | $163,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 19,971 | $162,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 11,886 | $162,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 43,860 | $162,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 46,934 | $162,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 40,286 | $161,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 12,542 | $161,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 11,771 | $160,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 16,191 | $160,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,175 | $160,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 15,982 | $160,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 33,038 | $160,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 104,692 | $159,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 12,570 | $158,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 43,263 | $158,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 324,577 | $157,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 11,700 | $156,000 | thousands by filing date | call |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 73,073 | $156,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,377 | $155,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 19,553 | $155,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 20,700 | $155,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 17,323 | $154,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 26,133 | $154,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 16,582 | $153,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,226 | $152,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 35,925 | $152,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 86,858 | $152,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 16,001 | $152,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 18,908 | $151,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 16,038 | $150,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 29,008 | $149,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 76,272 | $149,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 29,145 | $148,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 172,126 | $148,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 24,423 | $148,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,000 | $147,000 | thousands by filing date | call |
| ASTROTECH CORP | 046484200 | COM NEW | 82,865 | $147,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 19,478 | $147,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,000 | $146,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,037 | $144,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 10,798 | $144,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,000 | $142,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 21,438 | $141,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 33,133 | $140,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,257 | $139,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 47,566 | $139,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 88,245 | $138,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 57,746 | $138,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 19,697 | $138,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 130,764 | $137,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 42,792 | $136,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 20,000 | $134,000 | thousands by filing date | call |
| AYRO INC | 054748108 | COM | 21,940 | $133,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 24,849 | $132,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 22,500 | $131,000 | thousands by filing date | call |
| CONTRAFECT CORP | 212326300 | COM | 25,681 | $130,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 18,653 | $129,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 20,080 | $128,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 10,373 | $128,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 37,124 | $127,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 15,032 | $126,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 18,192 | $126,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 58,294 | $126,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 58,744 | $125,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 19,261 | $125,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 41,693 | $125,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 37,031 | $124,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 17,929 | $124,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,844 | $123,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 23,251 | $123,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 22,670 | $123,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 37,276 | $123,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 57,097 | $122,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 49,478 | $122,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 18,388 | $121,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 14,145 | $120,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 25,693 | $120,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,083 | $120,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,795 | $119,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 37,793 | $119,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 41,238 | $118,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 35,255 | $118,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 53,582 | $118,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 45,807 | $115,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 20,000 | $115,000 | thousands by filing date | call |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 13,517 | $114,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 15,608 | $112,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-21-000003 | this filing | 2021-02-16 | acceptance time not in the bulk data set |