13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 4,381 holding rows worth $81,216,142,000.
- Accession
- 0001273087-20-000034
- Filer
- CIK 1273087
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 4,381 entries on the cover page, a total value of $81,216,142,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,216,142,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM ADVISORS LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,521 | $230,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,484 | $229,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 7,112 | $228,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 22,624 | $228,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 9,224 | $228,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 99,489 | $228,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 19,763 | $227,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,500 | $226,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,500 | $226,000 | thousands by filing date | call |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 46,051 | $226,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 237,970 | $226,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,300 | $225,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 13,673 | $225,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 10,789 | $225,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 55,713 | $225,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 7,695 | $224,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 6,774 | $224,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,267 | $224,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 5,451 | $223,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 11,234 | $223,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,505 | $222,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 18,780 | $221,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,830 | $220,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 14,137 | $220,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,991 | $219,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 4,798 | $218,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 31,620 | $218,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,700 | $217,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 6,700 | $217,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,000 | $217,000 | thousands by filing date | put |
| Greenpower Motor Co | 39540E302 | COM | 18,067 | $217,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 397,636 | $216,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 18,941 | $215,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,944 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,206 | $213,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,700 | $212,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 34,280 | $212,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 10,907 | $212,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 8,964 | $211,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50,000 | $211,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 214,332 | $210,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 161,640 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,724 | $210,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 11,096 | $209,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 36,307 | $208,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 9,836 | $206,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 13,452 | $206,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 4,376 | $206,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 21,888 | $206,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 44,727 | $206,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 110,802 | $205,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 19,320 | $205,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 4,000 | $205,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,003 | $204,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 35,091 | $204,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,577 | $204,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 50,000 | $204,000 | thousands by filing date | put |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 39,224 | $204,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 24,681 | $203,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 78,566 | $203,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,913 | $203,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,150 | $201,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 17,596 | $201,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 44,143 | $201,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 16,621 | $201,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 7,389 | $201,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 15,249 | $200,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 15,662 | $200,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 3,200 | $200,000 | thousands by filing date | put |
| ANAPLAN INC | 03272L108 | COM | 3,200 | $200,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 7,915 | $200,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 35,785 | $200,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 138,071 | $200,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 24,609 | $199,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 125,888 | $199,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 24,111 | $197,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 444,989 | $196,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 43,540 | $195,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 11,388 | $194,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 17,779 | $194,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 17,421 | $194,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 19,533 | $192,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 237,525 | $192,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 22,000 | $191,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 27,058 | $191,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 50,971 | $188,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 22,929 | $187,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 128,918 | $186,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 28,200 | $184,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 70,084 | $183,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 11,615 | $182,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 34,193 | $180,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 30,322 | $180,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 62,234 | $180,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 12,232 | $180,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 12,140 | $180,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 29,489 | $179,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 91,895 | $179,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 45,926 | $179,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 84,674 | $179,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 15,000 | $177,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 20,198 | $176,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,833 | $176,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 19,980 | $175,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 17,227 | $174,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 18,379 | $174,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 15,546 | $173,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 10,500 | $173,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 15,441 | $172,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 17,242 | $172,000 | thousands by filing date | call |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 28,237 | $171,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 64,529 | $171,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 27,011 | $171,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 134,962 | $171,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 210,234 | $171,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 47,938 | $169,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 29,496 | $168,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 12,613 | $168,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 19,000 | $168,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 37,488 | $167,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 13,832 | $165,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 19,590 | $164,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 93,883 | $164,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 14,425 | $163,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 149,588 | $162,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 44,600 | $161,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 142,684 | $161,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 63,711 | $159,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 77,021 | $159,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,596 | $158,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 10,200 | $158,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 14,641 | $158,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 63,643 | $158,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 52,116 | $157,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 59,458 | $156,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 19,329 | $155,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 27,482 | $155,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,997 | $153,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 18,163 | $153,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 61,112 | $153,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 15,547 | $152,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 12,934 | $150,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 27,304 | $149,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 101,221 | $149,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 17,607 | $147,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 279,481 | $147,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 10,821 | $146,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 26,818 | $146,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 12,440 | $146,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 32,939 | $146,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 91,505 | $146,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 20,000 | $145,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,255 | $144,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 45,861 | $144,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 13,739 | $144,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 15,019 | $143,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 25,583 | $142,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 15,578 | $141,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 135,589 | $140,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 15,340 | $140,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 72,254 | $139,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 21,590 | $138,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 18,732 | $137,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 11,286 | $137,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 20,969 | $137,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 16,411 | $137,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 25,536 | $137,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 35,091 | $136,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 29,590 | $136,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 12,636 | $136,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,810 | $135,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 32,342 | $134,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 53,998 | $134,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 11,834 | $133,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 65,506 | $133,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 28,490 | $132,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 11,807 | $131,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 17,712 | $130,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 43,180 | $130,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 11,016 | $129,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 36,155 | $129,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 39,550 | $128,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,949 | $127,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 26,828 | $126,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 12,636 | $126,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 14,653 | $124,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 43,140 | $124,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 20,813 | $124,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 25,999 | $124,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 15,982 | $123,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 17,033 | $123,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 11,706 | $122,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 41,351 | $122,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 40,861 | $121,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,887 | $121,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 38,634 | $121,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,990 | $117,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,007 | $117,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,000 | $116,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 93,943 | $116,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 11,479 | $115,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 31,499 | $114,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 24,110 | $114,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 694,851 | $112,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 72,994 | $112,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 28,992 | $111,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 15,912 | $111,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 14,728 | $108,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 22,492 | $106,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 11,810 | $106,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 38,039 | $105,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 12,271 | $104,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,266 | $103,000 | thousands by filing date | put |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 29,252 | $103,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 25,000 | $102,000 | thousands by filing date | call |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 15,707 | $102,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 29,947 | $101,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 17,477 | $100,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 44,677 | $100,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 14,503 | $100,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 39,281 | $98,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 17,560 | $98,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,714 | $96,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 16,440 | $96,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 10,141 | $96,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 11,687 | $96,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 15,342 | $96,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,666 | $95,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 46,196 | $95,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 13,871 | $95,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 157,736 | $94,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 22,818 | $93,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 17,490 | $93,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 108,750 | $93,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 56,655 | $93,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 35,234 | $93,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 12,626 | $92,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 10,012 | $91,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 29,233 | $91,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 30,269 | $90,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 11,762 | $90,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 59,587 | $89,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 36,052 | $88,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 10,810 | $88,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,671 | $86,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 56,287 | $86,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 69,478 | $85,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 91,293 | $83,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 68,089 | $83,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 79,505 | $83,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,835 | $82,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 10,981 | $80,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 11,329 | $80,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 28,815 | $79,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 12,574 | $78,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 31,747 | $76,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 21,603 | $76,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 28,140 | $76,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 28,108 | $75,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 113,258 | $74,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 22,771 | $74,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,339 | $72,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 31,648 | $72,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,904 | $72,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 21,380 | $72,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 20,209 | $71,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 36,783 | $71,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 15,555 | $71,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 13,014 | $71,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 42,083 | $70,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 11,508 | $70,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 48,189 | $69,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 61,370 | $69,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 17,068 | $68,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 10,942 | $68,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 80,706 | $68,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,526 | $66,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 30,000 | $64,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 94,472 | $64,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 19,389 | $63,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 18,379 | $62,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 21,457 | $61,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 35,412 | $60,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 185,924 | $60,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 22,703 | $59,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 33,455 | $57,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 21,564 | $57,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 40,331 | $56,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 16,375 | $55,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 23,306 | $55,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 29,210 | $54,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,137 | $53,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 13,460 | $52,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 139,028 | $51,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 57,812 | $51,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 29,588 | $51,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 25,930 | $51,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 24,971 | $49,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 21,589 | $49,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 47,616 | $48,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 23,088 | $47,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 20,834 | $45,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 18,975 | $45,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 24,665 | $44,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 13,595 | $43,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 18,403 | $43,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 20,992 | $42,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 15,546 | $42,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 17,009 | $41,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 14,454 | $41,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 63,588 | $41,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 15,012 | $41,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 22,626 | $40,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 17,337 | $39,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 102,320 | $39,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 32,154 | $38,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 17,715 | $38,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 48,608 | $37,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 61,622 | $37,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 23,722 | $36,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 17,280 | $35,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 26,469 | $34,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,768 | $33,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 11,071 | $33,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 41,785 | $33,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,913 | $32,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 28,397 | $32,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 20,252 | $31,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 12,110 | $29,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 11,357 | $28,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 57,922 | $28,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 11,837 | $27,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 14,016 | $27,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 20,757 | $26,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 18,052 | $25,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 27,785 | $25,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 49,497 | $25,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 36,207 | $24,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 22,900 | $24,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 44,149 | $24,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 27,163 | $23,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 10,848 | $23,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 21,817 | $22,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 13,628 | $22,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 17,049 | $21,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 11,101 | $21,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 57,483 | $20,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 70,933 | $20,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 10,267 | $20,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 22,810 | $20,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 38,143 | $20,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 11,251 | $20,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 73,484 | $19,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 14,875 | $19,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,028 | $18,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 59,314 | $17,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 31,072 | $16,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 31,691 | $16,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 20,017 | $16,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 27,067 | $15,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 16,600 | $14,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 20,773 | $14,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,310 | $13,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 85,063 | $13,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 29,141 | $12,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 12,850 | $12,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 51,826 | $12,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 40,160 | $12,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 46,862 | $11,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 25,755 | $11,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 17,926 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,199 | $10,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 10,909 | $10,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 13,856 | $9,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 34,079 | $9,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 27,170 | $8,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 13,661 | $8,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 15,770 | $8,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 13,406 | $4,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 16,882 | $3,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 11,184 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-20-000034 | this filing | 2020-11-16 | acceptance time not in the bulk data set |