13F-HR/A filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2019-06-30, filed 2019-08-15, with 3,990 holding rows worth $66,516,911,000.
- Accession
- 0001273087-19-000032
- Filer
- CIK 1273087
- Filed
- 2019-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, amendment of type restatement, 3,991 entries on the cover page, a total value of $66,516,911,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,516,911,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM ADVISORS LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 21,316 | $326,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,113 | $324,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 11,938 | $324,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 23,103 | $323,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,206 | $322,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,249 | $321,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 45,218 | $321,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,800 | $320,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 5,800 | $320,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 39,975 | $320,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $318,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 22,590 | $318,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 189,143 | $318,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 9,661 | $318,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 21,170 | $317,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 24,896 | $316,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 124,818 | $316,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 37,775 | $315,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,298 | $315,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 7,296 | $313,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 15,650 | $312,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 14,791 | $312,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 64,037 | $312,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 10,777 | $310,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 26,360 | $310,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 23,896 | $310,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,300 | $309,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 9,300 | $309,000 | thousands by filing date | call |
| NEOGEN CORP | 640491106 | COM | 4,981 | $309,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 15,329 | $308,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,007 | $308,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,602 | $306,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 67,396 | $306,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 657,718 | $305,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 61,733 | $303,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 7,532 | $302,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 3,823 | $301,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 14,024 | $300,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 10,780 | $300,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 3,476 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,267 | $298,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,230 | $298,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,774 | $298,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 88,466 | $298,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 151,901 | $298,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,952 | $297,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 74,874 | $297,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,926 | $297,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 178,067 | $297,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,000 | $296,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 160,089 | $296,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 22,936 | $296,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 20,400 | $295,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 8,476 | $295,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 37,263 | $294,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 257,500 | $294,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 15,421 | $293,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 27,881 | $293,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 13,449 | $292,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 146,356 | $291,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,695 | $290,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 43,430 | $290,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 19,267 | $289,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 28,684 | $288,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 37,977 | $288,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 85,434 | $288,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 61,208 | $288,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 38,140 | $286,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,062 | $286,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 30,637 | $286,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 8,950 | $285,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 7,038 | $284,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 29,165 | $284,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 30,919 | $284,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 69,982 | $283,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 8,075 | $282,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 18,800 | $282,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 74,735 | $280,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,585,322 | $280,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 81,147 | $279,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 7,755 | $279,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 2,750 | $278,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 54,609 | $277,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,484 | $276,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 157,810 | $276,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 8,815 | $276,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 63,292 | $275,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 282,216 | $275,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,546 | $274,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,200 | $272,000 | thousands by filing date | call |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 17,247 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,508 | $272,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,800 | $271,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,800 | $271,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 13,000 | $271,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 13,721 | $271,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 7,440 | $270,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 11,728 | $270,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 28,160 | $270,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,758 | $269,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 54,432 | $269,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 41,104 | $267,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,616 | $266,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 17,300 | $266,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 16,123 | $266,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 54,047 | $266,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 24,532 | $264,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 27,708 | $263,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,600 | $262,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,638 | $261,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 106,622 | $261,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 17,986 | $260,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 14,013 | $260,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 13,016 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 9,919 | $259,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 15,043 | $257,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,000 | $257,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 18,454 | $257,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,601 | $257,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,238 | $257,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 272,334 | $257,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 20,000 | $256,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 224,201 | $256,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 7,316 | $256,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,680 | $255,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 5,000 | $255,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 16,496 | $255,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 50,938 | $255,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 61,849 | $255,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 700 | $254,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 700 | $254,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 4,231 | $253,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 23,113 | $251,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 522,725 | $251,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,282 | $251,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 29,193 | $251,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 288,288 | $251,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 11,520 | $250,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 10,668 | $250,000 | thousands by filing date | call |
| ALTA MESA RES INC | 02133L109 | CL A | 1,713,292 | $250,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,977 | $249,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,787 | $249,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 9,084 | $249,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 18,926 | $248,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 8,820 | $248,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 24,557 | $248,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 73,242 | $247,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,517 | $247,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,800 | $246,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,800 | $246,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 16,263 | $246,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 9,225 | $246,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,841 | $246,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,400 | $244,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,400 | $244,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,000 | $244,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,228 | $244,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 49,414 | $244,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 16,040 | $243,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,458 | $243,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 491,209 | $243,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 111,940 | $243,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,742 | $242,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 17,646 | $242,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 17,857 | $242,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 73,478 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,000 | $241,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 14,895 | $241,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 5,000 | $241,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 16,230 | $241,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 16,777 | $241,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 18,932 | $241,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,188 | $240,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,200 | $238,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,700 | $237,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 9,960 | $237,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 7,083 | $237,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 20,280 | $237,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,156 | $236,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,259 | $236,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,957 | $236,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 13,199 | $236,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 23,626 | $235,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 320,293 | $232,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,400 | $231,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,227 | $231,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 37,680 | $231,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 26,559 | $231,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,090 | $230,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 9,266 | $230,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,509 | $229,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,342 | $229,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 23,174 | $229,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 15,500 | $227,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 63,632 | $227,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 17,968 | $227,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 150,000 | $227,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 35,810 | $225,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,124 | $223,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,207 | $223,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,628 | $223,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 23,287 | $223,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 6,062 | $222,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 6,574 | $222,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 106,297 | $222,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 89,246 | $222,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,995 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 3,979 | $221,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 239,539 | $221,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 31,127 | $220,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 9,556 | $220,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 24,019 | $219,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 130,951 | $219,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 9,895 | $219,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 15,705 | $218,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,280 | $217,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,095 | $217,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 40,979 | $217,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 25,856 | $215,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 21,598 | $215,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 62,219 | $215,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,300 | $214,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,300 | $214,000 | thousands by filing date | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,257 | $214,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 9,906 | $214,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 3,801 | $214,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 75,089 | $213,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 33,362 | $213,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 22,413 | $213,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 18,605 | $212,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 9,204 | $212,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 10,922 | $210,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 31,851 | $210,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 18,335 | $210,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,102 | $209,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,085 | $209,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 25,647 | $209,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 44,772 | $209,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,300 | $208,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,278 | $208,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,101 | $208,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 32,912 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 4,097 | $207,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 15,928 | $207,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,145 | $206,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,513 | $205,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,400 | $205,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 17,275 | $205,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,251 | $205,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 27,726 | $205,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 16,848 | $204,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,822 | $203,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,802 | $203,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,553 | $203,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,907 | $203,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,400 | $202,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 25,099 | $201,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 29,144 | $201,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 9,952 | $200,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 379,296 | $199,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 21,306 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 14,861 | $196,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 55,945 | $195,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 229,027 | $195,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,036 | $194,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 52,889 | $194,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 11,224 | $193,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 16,195 | $193,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,228 | $192,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 47,634 | $191,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 12,538 | $191,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,703 | $190,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 110,367 | $188,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 33,031 | $186,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 72,052 | $185,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 29,149 | $185,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 36,020 | $184,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 93,429 | $184,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 71,351 | $184,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 43,844 | $183,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 299,649 | $183,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 28,419 | $183,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 36,782 | $182,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 14,564 | $182,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 113,292 | $182,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 40,541 | $182,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 13,105 | $181,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 28,258 | $177,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 31,495 | $176,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 10,243 | $175,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 54,006 | $174,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 88,806 | $174,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 40,056 | $174,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 12,980 | $173,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 34,546 | $173,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 70,936 | $172,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 85,129 | $171,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,310 | $170,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 14,550 | $170,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 21,118 | $170,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 293,976 | $169,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 28,655 | $169,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 12,812 | $168,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 175,405 | $167,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 46,495 | $165,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 30,341 | $163,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 52,208 | $163,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 54,532 | $162,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 26,530 | $161,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 12,719 | $161,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,000 | $160,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 31,116 | $160,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 31,228 | $160,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 18,748 | $159,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 38,301 | $158,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 16,786 | $157,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 19,175 | $157,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 13,258 | $155,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 12,632 | $155,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 37,449 | $155,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 11,644 | $154,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 98,651 | $154,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 16,761 | $153,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 95,866 | $151,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 31,051 | $150,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 23,001 | $149,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 18,225 | $148,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 14,416 | $148,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,496 | $146,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 64,283 | $145,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,215 | $144,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 23,962 | $144,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 19,937 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,409 | $142,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,947 | $142,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,024 | $140,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 10,603 | $140,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 29,433 | $140,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 15,442 | $140,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 46,550 | $140,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 19,582 | $140,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 35,106 | $138,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 33,558 | $136,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 35,000 | $136,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,567 | $134,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 13,789 | $134,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 10,009 | $134,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 86,302 | $130,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 23,145 | $130,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,489 | $129,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 31,450 | $128,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,500 | $128,000 | thousands by filing date | put |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 16,878 | $128,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,240 | $128,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 19,517 | $127,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 12,012 | $126,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 22,451 | $126,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 11,848 | $126,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 17,064 | $124,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 40,906 | $124,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,308 | $120,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,168 | $119,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 45,768 | $119,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 12,338 | $118,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 26,475 | $115,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 13,582 | $114,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 14,626 | $114,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 26,100 | $114,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 14,188 | $113,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 131,813 | $113,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 82,273 | $112,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 11,361 | $112,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 95,262 | $111,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,902 | $110,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 320,492 | $110,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 37,812 | $110,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 14,460 | $110,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 32,865 | $109,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 18,847 | $109,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,312 | $108,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 33,780 | $108,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 60,559 | $108,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 12,801 | $107,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 22,806 | $107,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 17,135 | $107,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 41,583 | $106,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,433 | $106,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 28,825 | $105,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 26,014 | $104,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 41,611 | $102,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 12,066 | $101,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 57,265 | $100,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 15,568 | $98,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,263 | $98,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20,748 | $96,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 16,200 | $96,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 53,841 | $96,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,167 | $93,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 41,677 | $93,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 403,679 | $93,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 12,300 | $92,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 27,239 | $92,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 37,145 | $91,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 13,381 | $90,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 59,682 | $90,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 54,369 | $90,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,224 | $87,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 11,516 | $87,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 21,466 | $87,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 81,865 | $87,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 43,906 | $87,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 22,027 | $86,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 22,492 | $85,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 25,185 | $84,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 16,822 | $84,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 13,313 | $84,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 16,304 | $82,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 21,343 | $81,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 10,000 | $81,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 29,203 | $80,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 16,210 | $79,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 36,358 | $79,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 35,451 | $78,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 35,386 | $77,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,007 | $77,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 19,502 | $75,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 10,367 | $74,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 12,471 | $73,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,092 | $73,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 20,566 | $73,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 19,774 | $72,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,340 | $72,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 13,514 | $71,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,797 | $70,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 17,300 | $70,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 11,935 | $69,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 27,517 | $68,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,630 | $67,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 26,801 | $67,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 12,498 | $67,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 13,063 | $67,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 18,801 | $65,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 54,953 | $60,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 12,713 | $58,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,400 | $54,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 13,028 | $54,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 17,306 | $53,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 13,824 | $52,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 104,841 | $52,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 22,069 | $51,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 12,942 | $51,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,945 | $50,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 19,111 | $50,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 154,221 | $49,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 16,199 | $48,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 33,155 | $47,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 13,459 | $46,000 | thousands by filing date | |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 39,135 | $45,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 10,528 | $44,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 16,660 | $41,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 28,207 | $37,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 12,776 | $36,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 50,200 | $35,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 40,838 | $35,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 11,503 | $35,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 15,417 | $33,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 13,181 | $33,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 12,221 | $33,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 16,033 | $30,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,701 | $29,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 37,717 | $29,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 12,820 | $29,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 13,746 | $26,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 41,494 | $25,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 11,803 | $22,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,200 | $21,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 12,756 | $20,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 18,043 | $19,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 98,161 | $19,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 90,654 | $16,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 65,566 | $15,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 10,545 | $15,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 15,657 | $14,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 16,440 | $13,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,700 | $10,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 16,473 | $9,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 16,106 | $8,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,280 | $4,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 13,579 | $2,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 21,143 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-19-000028 | superseded | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001273087-19-000032 | this filing | 2019-08-15 | acceptance time not in the bulk data set |