13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,581 holding rows worth $74,944,567,000.
- Accession
- 0001273087-18-000014
- Filer
- CIK 1273087
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 3,584 entries on the cover page, a total value of $74,944,567,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,944,567,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 13,034 | $524,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 10,000 | $522,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 178,875 | $522,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 8,745 | $520,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 62,530 | $519,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 13,764 | $518,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 21,925 | $517,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 20,982 | $516,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 77,800 | $516,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 59,193 | $512,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,459 | $511,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 338,678 | $511,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,092 | $509,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 21,626 | $509,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 17,481 | $508,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 35,308 | $507,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 10,000 | $503,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 37,947 | $502,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 31,965 | $500,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 12,968 | $499,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 23,065 | $499,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 10,000 | $498,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 8,723 | $495,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 53,735 | $492,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 117,058 | $492,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 73,511 | $490,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,027 | $489,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 14,935 | $488,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 44,816 | $488,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 32,516 | $487,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 14,585 | $486,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 26,211 | $484,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 230,067 | $483,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 28,435 | $480,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,814 | $478,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 59,126 | $478,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 9,179 | $475,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 231,275 | $474,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,164 | $470,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 11,107 | $470,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 215,607 | $470,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 117,891 | $469,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 75,211 | $468,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 52,462 | $466,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 13,330 | $466,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 45,386 | $466,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 46,699 | $465,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 28,536 | $462,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 38,572 | $462,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 35,710 | $462,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 13,830 | $459,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 13,612 | $456,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,153 | $456,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 28,657 | $456,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,133 | $455,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 35,010 | $455,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 95,780 | $454,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 22,222 | $453,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 63,165 | $452,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 20,838 | $442,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 17,850 | $442,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,208 | $440,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,096 | $439,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 11,218 | $438,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 60,929 | $436,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 10,000 | $434,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 12,030 | $434,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 18,819 | $434,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 25,527 | $432,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,795 | $431,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,821 | $431,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 50,000 | $431,000 | thousands by filing date | call |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 13,327 | $430,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 25,562 | $429,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 22,217 | $429,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 16,002 | $422,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 19,306 | $422,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 25,540 | $421,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 59,344 | $420,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 7,475 | $419,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 37,129 | $419,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 26,873 | $418,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 24,151 | $416,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 40,883 | $414,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 109,994 | $414,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 12,818 | $414,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 31,361 | $411,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 133,935 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 18,677 | $409,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 40,305 | $409,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 9,033 | $409,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 58,305 | $409,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 11,341 | $408,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 48,347 | $408,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 23,928 | $407,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,762 | $405,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 26,020 | $405,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 10,926 | $405,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 30,535 | $403,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 28,928 | $403,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 16,391 | $403,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 33,952 | $402,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 13,579 | $401,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,278 | $400,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 22,020 | $399,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 30,637 | $399,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 31,405 | $399,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 46,938 | $398,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 129,689 | $398,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,704 | $395,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,878 | $394,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 88,899 | $394,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 22,756 | $394,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,799 | $393,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 16,687 | $393,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 24,439 | $392,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,936 | $391,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 15,603 | $390,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 9,346 | $390,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 36,377 | $389,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 11,554 | $389,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,922 | $388,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 5,303 | $388,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 32,351 | $387,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 95,031 | $387,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 33,097 | $386,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 5,124 | $386,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 17,883 | $384,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 9,581 | $383,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 46,459 | $381,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 7,290 | $375,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,985 | $374,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 28,078 | $374,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,781 | $373,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 16,104 | $372,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 185,972 | $372,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 39,024 | $371,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 15,966 | $371,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 369,795 | $370,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 15,422 | $369,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 22,319 | $368,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 15,802 | $368,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 22,742 | $367,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 91,716 | $367,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,601 | $365,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 25,755 | $365,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 82,714 | $364,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 8,281 | $364,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 16,258 | $361,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 46,090 | $360,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 12,054 | $360,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,552 | $357,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 29,794 | $355,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 98,305 | $355,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 43,063 | $354,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,650 | $353,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 57,529 | $352,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 17,722 | $351,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 30,133 | $351,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 83,764 | $350,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 31,698 | $349,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 24,724 | $349,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 27,585 | $343,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 27,324 | $340,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,115 | $340,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 205,916 | $340,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,168 | $339,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 147,900 | $339,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,599 | $338,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 69,584 | $338,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,378 | $336,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 26,842 | $336,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 34,687 | $332,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,572 | $332,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 63,974 | $332,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 60,870 | $331,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 89,372 | $331,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 75,390 | $331,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,015 | $330,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,221 | $330,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 15,327 | $329,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 120,249 | $328,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 29,282 | $328,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 29,611 | $326,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,978 | $326,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 24,341 | $325,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 57,603 | $325,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 127,505 | $324,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 12,339 | $323,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 3,041 | $317,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 16,516 | $317,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 96,891 | $317,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 67,460 | $316,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 30,889 | $316,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 758 | $313,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 8,534 | $313,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 14,496 | $313,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 35,647 | $313,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 3,663 | $312,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 170,622 | $311,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,475 | $310,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 12,104 | $310,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,224 | $309,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 50,484 | $309,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 110,465 | $309,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 51,937 | $308,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 13,547 | $308,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 52,558 | $307,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 113,347 | $305,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,000 | $303,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 28,984 | $303,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 7,211 | $302,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 41,175 | $301,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 261,764 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 11,139 | $301,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 60,126 | $301,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,675 | $300,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $299,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,450 | $299,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 23,178 | $299,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 12,997 | $298,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,339 | $297,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 19,698 | $297,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 64,093 | $297,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 14,580 | $296,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 25,182 | $295,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,211 | $295,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 9,353 | $293,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 5,986 | $293,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,342 | $292,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 90,495 | $291,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 29,800 | $291,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,189 | $291,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 161,947 | $290,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 106,599 | $290,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 200,718 | $289,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,745 | $286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,136 | $286,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 29,715 | $286,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 29,487 | $285,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 94,687 | $285,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 63,895 | $282,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 54,188 | $280,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,832 | $278,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 15,385 | $278,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 35,851 | $277,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 42,369 | $276,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25,388 | $274,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,074 | $271,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,523 | $271,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 33,083 | $271,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 6,445 | $270,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,119 | $269,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 246,887 | $269,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,550 | $268,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 70,262 | $268,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,058 | $267,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 14,431 | $267,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,187 | $266,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 6,317 | $266,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 46,269 | $265,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 12,958 | $264,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 4,978 | $262,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 178,314 | $262,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 16,124 | $261,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,403 | $260,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 17,423 | $258,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 11,197 | $258,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 20,424 | $258,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 245,265 | $258,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,901 | $257,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 66,338 | $257,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 114,234 | $257,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 13,215 | $257,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 17,132 | $257,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 12,209 | $256,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 78,671 | $256,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 8,949 | $255,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 30,190 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,294 | $254,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 17,878 | $253,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,748 | $252,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,368 | $252,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,416 | $252,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 34,581 | $251,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 11,444 | $251,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 59,300 | $251,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 49,548 | $251,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 30,810 | $250,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 36,900 | $248,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 45,910 | $248,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 13,109 | $248,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 61,717 | $247,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 27,873 | $246,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 81,034 | $246,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,622 | $245,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 21,668 | $245,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 38,352 | $245,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 23,453 | $244,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 13,750 | $244,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 71,460 | $244,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,357 | $243,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,664 | $242,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,937 | $242,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 77,373 | $241,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 32,812 | $241,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 110,032 | $241,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 89,536 | $239,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 200,210 | $238,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,267 | $237,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,890 | $237,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 10,447 | $237,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 73,075 | $237,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 43,053 | $237,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,741 | $236,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 14,339 | $236,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 33,407 | $236,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 7,141 | $235,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 9,622 | $233,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 76,465 | $233,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,061 | $232,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 30,977 | $230,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,505 | $229,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 17,671 | $229,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 8,692 | $229,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 17,011 | $228,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 62,314 | $228,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 13,264 | $228,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 10,901 | $227,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 6,422 | $227,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 55,018 | $227,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 16,591 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,732 | $226,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,741 | $226,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,744 | $226,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 48,001 | $226,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 38,074 | $226,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,707 | $225,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 5,588 | $221,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 26,954 | $221,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 7,125 | $220,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12,496 | $220,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,559 | $220,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 19,051 | $218,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 12,036 | $217,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,853 | $216,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,134 | $216,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 28,950 | $216,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,951 | $215,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 7,893 | $215,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,490 | $214,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,443 | $213,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 39,589 | $212,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,749 | $212,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,158 | $211,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 28,388 | $211,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,782 | $210,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 46,215 | $210,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 104,627 | $210,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 3,591 | $208,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,078 | $208,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 5,647 | $207,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 20,197 | $207,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 71,008 | $206,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 904 | $205,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,600 | $205,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 101,301 | $204,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 13,923 | $203,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 22,678 | $203,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,012 | $202,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 16,027 | $202,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,575 | $201,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 10,897 | $199,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 30,367 | $197,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 112,474 | $197,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 10,102 | $196,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 35,697 | $194,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,160 | $191,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 10,080 | $191,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 14,880 | $190,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 62,896 | $189,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,449 | $188,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 18,134 | $188,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,504 | $187,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 18,011 | $186,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 14,999 | $185,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,040 | $183,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 19,123 | $183,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 27,106 | $183,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 23,126 | $182,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 18,872 | $181,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 64,701 | $180,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,606 | $178,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 17,681 | $177,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 37,202 | $176,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 14,007 | $175,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 95,832 | $175,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 17,198 | $174,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,130 | $174,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 11,451 | $172,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 20,637 | $171,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 81,008 | $170,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 60,440 | $169,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 42,049 | $169,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 17,022 | $167,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 53,067 | $166,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 48,079 | $163,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 11,415 | $163,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 22,539 | $162,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 16,656 | $162,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,377 | $161,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 24,149 | $161,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 20,000 | $160,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 30,691 | $160,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 10,824 | $159,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 19,505 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,471 | $155,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,165 | $154,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 15,269 | $154,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 15,692 | $154,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 19,664 | $153,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 31,660 | $152,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,772 | $151,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 18,837 | $151,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 473,497 | $151,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 18,585 | $151,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 43,150 | $151,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 15,301 | $151,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 66,735 | $150,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 30,251 | $149,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,205 | $148,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,158 | $148,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 28,101 | $148,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,612 | $147,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,599 | $147,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 19,442 | $147,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 15,023 | $147,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,446 | $144,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 14,798 | $144,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 21,615 | $142,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,205 | $141,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,019 | $139,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 68,248 | $137,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,403 | $136,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,845 | $135,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 33,994 | $135,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 17,135 | $134,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 34,338 | $132,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,084 | $131,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 11,473 | $130,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 48,924 | $129,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 24,601 | $128,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,076 | $126,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,595 | $124,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 58,897 | $124,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 62,030 | $123,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 35,254 | $123,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,497 | $122,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 15,466 | $122,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 15,576 | $121,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 89,596 | $121,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 95,497 | $119,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 16,526 | $119,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 18,954 | $119,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,188 | $118,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 14,938 | $117,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 38,321 | $117,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 21,844 | $116,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 110,342 | $113,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,165 | $111,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 14,443 | $111,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 13,705 | $110,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 18,600 | $109,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 19,600 | $106,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 28,041 | $106,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 50,738 | $105,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 12,710 | $105,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 253,363 | $104,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 14,326 | $103,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 12,025 | $100,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 14,045 | $99,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,320 | $97,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,657 | $96,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 59,686 | $95,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 90,510 | $95,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 16,880 | $94,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 376,944 | $94,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,472 | $93,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 51,425 | $93,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,549 | $89,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 21,689 | $88,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 97,408 | $85,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 36,664 | $84,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 60,654 | $83,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 25,609 | $82,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 13,927 | $81,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 11,873 | $80,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 11,492 | $80,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 19,631 | $79,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 109,993 | $79,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-18-000014 | this filing | 2018-05-15 | acceptance time not in the bulk data set |