13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,751 holding rows worth $72,451,648,000.
- Accession
- 0001273087-18-000007
- Filer
- CIK 1273087
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,754 entries on the cover page, a total value of $72,451,648,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,451,648,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,556 | $215,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 58,108 | $215,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 81,137 | $214,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 34,359 | $213,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,740 | $213,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 41,320 | $212,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 13,214 | $212,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,276 | $212,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 7,169 | $211,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 116,600 | $211,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,256 | $210,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,674 | $210,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,374 | $209,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,277 | $209,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 63,257 | $208,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,861 | $208,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 9,679 | $208,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,893 | $207,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,932 | $205,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 18,272 | $205,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 51,387 | $205,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 81,298 | $205,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 35,640 | $204,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 11,002 | $204,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,421 | $204,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 3,358 | $204,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,020 | $203,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 16,005 | $203,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 24,735 | $201,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 20,726 | $201,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 43,672 | $201,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 199,409 | $200,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 18,309 | $199,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10,538 | $198,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 16,604 | $198,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 10,370 | $197,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,849 | $196,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 18,935 | $196,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 10,319 | $196,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 15,006 | $194,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,900 | $191,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,388 | $191,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 88,319 | $191,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 23,792 | $190,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 10,033 | $190,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 43,117 | $190,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,538 | $189,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 20,030 | $189,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 72,295 | $188,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 42,977 | $187,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 14,000 | $186,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 10,976 | $186,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 59,582 | $186,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 11,952 | $185,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 240,844 | $184,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 101,800 | $183,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 12,485 | $181,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,885 | $181,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 20,609 | $178,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 36,336 | $178,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 25,429 | $178,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 26,917 | $178,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,300 | $173,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,881 | $172,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 153,650 | $171,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 10,504 | $171,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 28,385 | $169,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 127,749 | $169,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,121 | $167,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 56,339 | $167,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 24,671 | $166,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 35,240 | $166,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 99,725 | $165,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,351 | $163,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 148,006 | $163,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 211,190 | $163,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 16,536 | $160,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 13,584 | $160,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 18,829 | $160,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 11,805 | $160,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 23,348 | $157,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 17,010 | $156,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,813 | $155,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 72,548 | $155,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 10,346 | $154,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,212 | $153,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 15,536 | $152,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 30,945 | $151,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 40,599 | $149,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 11,473 | $149,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 15,301 | $149,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 30,486 | $148,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 44,895 | $145,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 41,486 | $145,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 125,198 | $145,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,849 | $143,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 26,613 | $142,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 19,950 | $142,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 14,940 | $140,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 16,620 | $140,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 31,200 | $140,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 11,759 | $139,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 34,934 | $138,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 16,290 | $137,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 42,214 | $137,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 33,656 | $135,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 22,832 | $135,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 12,447 | $134,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 15,845 | $133,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 23,824 | $133,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 58,727 | $132,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,049 | $131,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 22,337 | $131,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 17,356 | $131,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 81,286 | $130,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 17,785 | $129,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,300 | $128,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 50,275 | $128,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 64,173 | $128,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,037 | $127,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 11,492 | $127,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,400 | $127,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 40,588 | $126,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 53,175 | $126,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 19,592 | $126,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 25,309 | $126,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 13,654 | $125,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 66,056 | $124,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 15,329 | $123,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,733 | $122,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 29,728 | $122,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 14,400 | $121,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 17,418 | $121,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 61,334 | $121,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 50,000 | $119,000 | thousands by filing date | call |
| FLEX PHARMA INC | 33938A105 | COM | 34,185 | $119,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 118,248 | $118,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 16,047 | $118,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 12,168 | $118,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,215 | $115,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 11,145 | $113,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 558,456 | $113,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,103 | $112,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 41,607 | $112,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 67,339 | $111,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 24,303 | $110,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 26,674 | $108,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 12,596 | $106,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 17,238 | $105,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 17,576 | $104,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 24,985 | $104,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 86,703 | $104,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 19,829 | $103,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 11,384 | $102,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 144,700 | $102,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 13,511 | $102,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,297 | $101,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 22,177 | $99,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 41,406 | $99,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 27,646 | $98,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 108,819 | $97,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 22,739 | $97,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 35,457 | $95,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 86,759 | $95,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 45,089 | $94,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 39,201 | $93,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 16,404 | $93,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 12,880 | $93,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 65,770 | $93,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 24,531 | $92,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 11,525 | $91,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 12,600 | $91,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 19,451 | $91,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 15,026 | $89,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 18,553 | $89,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 15,240 | $88,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,999 | $88,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 26,201 | $88,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 91,738 | $87,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 30,583 | $87,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 21,714 | $86,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 20,573 | $85,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 99,302 | $84,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 30,708 | $83,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 46,142 | $83,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 12,017 | $82,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 46,887 | $82,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 162,335 | $80,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 18,124 | $80,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 11,415 | $79,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 17,229 | $79,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 14,220 | $77,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 29,618 | $76,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 21,842 | $76,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 13,829 | $75,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 46,029 | $75,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 18,256 | $74,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 30,786 | $74,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 12,183 | $73,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 21,461 | $71,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 38,514 | $70,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,990 | $69,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 14,154 | $66,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 12,396 | $65,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 48,193 | $62,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 21,745 | $62,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 150,000 | $62,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 26,128 | $61,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 60,617 | $61,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 11,503 | $60,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 538,842 | $59,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 29,018 | $57,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 15,351 | $57,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 14,613 | $56,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 19,900 | $56,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 13,617 | $56,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 14,164 | $55,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,516 | $55,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 65,778 | $55,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,017 | $52,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 17,511 | $52,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,670 | $51,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 14,300 | $49,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 20,686 | $47,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,636 | $44,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 15,693 | $43,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 18,825 | $42,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 11,167 | $42,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 10,228 | $41,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 10,759 | $39,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 14,462 | $38,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 10,954 | $38,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,332 | $35,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 14,432 | $35,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 111,354 | $34,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 16,839 | $34,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 14,552 | $33,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 20,546 | $30,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 12,300 | $29,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 14,581 | $25,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,700 | $24,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 16,515 | $22,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,696 | $21,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 10,793 | $19,000 | thousands by filing date | |
| FC GLOBAL RLTY INC | 30258F102 | COM | 19,610 | $18,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 59,520 | $12,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 500,000 | $10,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 10,054 | $9,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 32,996 | $6,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 76,821 | $3,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 35,663 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-18-000007 | this filing | 2018-02-14 | acceptance time not in the bulk data set |