13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,400 holding rows worth $56,056,162,000.
- Accession
- 0001273087-17-000020
- Filer
- CIK 1273087
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 3,402 entries on the cover page, a total value of $56,056,162,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,056,162,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,364 | $335,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 37,571 | $335,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 15,255 | $334,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 324,149 | $334,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,014 | $333,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 16,250 | $332,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,805 | $332,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 33,286 | $329,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 28,728 | $329,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 81,615 | $329,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 35,146 | $328,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 6,347 | $328,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 21,010 | $327,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 8,863 | $323,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 9,226 | $322,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,496 | $317,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 8,234 | $317,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 17,830 | $316,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 19,732 | $316,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 85,443 | $316,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,578 | $315,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 23,802 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,905 | $314,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 38,897 | $314,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 20,473 | $312,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 6,683 | $312,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,668 | $309,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,538 | $308,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 61,193 | $308,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 13,709 | $307,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 474 | $305,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 239,162 | $304,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6,570 | $304,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,710 | $304,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 6,758 | $304,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 51,920 | $304,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 5,622 | $301,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 34,353 | $299,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 80,700 | $299,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 16,701 | $298,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 132,449 | $297,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 24,146 | $296,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,666 | $295,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 18,694 | $295,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,751 | $294,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 11,177 | $294,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 83,106 | $293,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 28,969 | $293,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,541 | $292,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,394 | $291,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 12,293 | $291,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 169,787 | $290,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,719 | $289,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 7,610 | $288,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 17,350 | $288,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,845 | $288,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,927 | $288,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 37,940 | $288,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 69,088 | $287,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,801 | $287,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 24,480 | $287,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,355 | $286,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,772 | $285,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,206 | $284,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,231 | $283,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,275 | $282,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 20,956 | $282,000 | thousands by filing date | |
| AUXILIO INC | 05334N204 | COM NEW | 61,309 | $280,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 234,380 | $279,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 38,731 | $278,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,754 | $277,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 6,968 | $277,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 62,704 | $276,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,176 | $274,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 19,470 | $273,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 19,347 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,744 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,617 | $272,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 16,456 | $268,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 41,161 | $268,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 87,100 | $267,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,770 | $266,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,957 | $264,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 6,817 | $264,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 15,065 | $264,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 37,152 | $264,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,227 | $263,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 30,812 | $263,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,969 | $262,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 29,803 | $262,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,562 | $260,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 53,653 | $260,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 29,209 | $257,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 18,488 | $256,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,500 | $256,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 14,326 | $256,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 91,902 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,100 | $254,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 156,739 | $254,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 12,040 | $253,000 | thousands by filing date | |
| WECAST NETWORK INC | 94850Q106 | COM | 142,903 | $253,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,290 | $251,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 25,334 | $251,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 6,054 | $250,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,246 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 7,091 | $249,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 6,441 | $248,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 17,646 | $248,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 18,374 | $247,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 34,071 | $247,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,442 | $246,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,773 | $245,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 61,339 | $245,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 20,794 | $244,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 31,415 | $244,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,032 | $244,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 26,856 | $244,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 7,388 | $243,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 29,648 | $242,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 45,269 | $241,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 25,608 | $241,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 18,663 | $241,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 461,860 | $241,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 11,786 | $240,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 47,818 | $239,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 1,024,676 | $239,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,698 | $238,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 9,150 | $238,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 16,602 | $238,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,534 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,545 | $237,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 30,567 | $237,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 34,487 | $236,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 20,738 | $235,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 64,093 | $235,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 24,903 | $234,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 13,592 | $233,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,727 | $233,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 12,820 | $233,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,957 | $232,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,953 | $231,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 14,758 | $231,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 15,528 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,200 | $230,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 18,757 | $230,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 23,016 | $229,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 41,735 | $228,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,611 | $227,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,580 | $227,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,276 | $227,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 37,453 | $227,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 15,711 | $227,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 169,222 | $225,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,338 | $224,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,529 | $224,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 36,122 | $224,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 12,885 | $223,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 3,540 | $222,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,077 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,682 | $221,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 24,258 | $220,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 15,922 | $220,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 3,919 | $218,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,718 | $218,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,530 | $217,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,756 | $217,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,421 | $217,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 68,500 | $216,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 14,971 | $215,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 9,782 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,994 | $213,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 8,349 | $213,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,748 | $212,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,811 | $212,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 20,572 | $212,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,197 | $211,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 62,096 | $211,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 25,865 | $210,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,488 | $208,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 26,650 | $207,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 5,158 | $206,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,630 | $206,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,500 | $205,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,164 | $205,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,260 | $205,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 85,833 | $205,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 163,807 | $205,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,140 | $205,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 22,010 | $204,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 33,099 | $203,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,959 | $203,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 116,898 | $203,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 12,352 | $201,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 11,046 | $200,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 18,109 | $200,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 13,040 | $199,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,783 | $198,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 250,000 | $198,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 11,487 | $197,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 29,970 | $196,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 14,185 | $196,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,834 | $195,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,380 | $194,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 12,063 | $194,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 18,443 | $193,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 26,911 | $193,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,808 | $192,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,180 | $190,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 79,556 | $190,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 500,000 | $190,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 56,218 | $189,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 13,821 | $186,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 47,815 | $186,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 152,397 | $186,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 14,430 | $184,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 67,775 | $183,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,722 | $183,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 65,401 | $183,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 27,846 | $183,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 30,724 | $181,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 87,871 | $179,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 47,625 | $179,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 12,820 | $178,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,341 | $176,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 19,885 | $176,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 15,597 | $176,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 53,614 | $174,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 14,600 | $174,000 | thousands by filing date | |
| DIGILITI MONEY GROUP INC | 25381F102 | COM | 54,723 | $174,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 18,500 | $173,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 12,846 | $173,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 12,224 | $172,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 13,274 | $170,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 12,200 | $167,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 36,638 | $167,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 46,897 | $167,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 19,104 | $165,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 11,000 | $165,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 11,977 | $165,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 10,418 | $163,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 102,340 | $163,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,026 | $162,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,560 | $162,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 18,752 | $157,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 305,271 | $156,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 12,125 | $155,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 24,694 | $154,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 25,398 | $152,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 11,100 | $151,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 23,844 | $151,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 27,454 | $148,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 31,987 | $148,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,980 | $146,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,342 | $146,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,686 | $144,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 10,039 | $143,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,259 | $141,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 14,088 | $141,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 150,000 | $140,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 17,175 | $140,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,758 | $139,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 12,759 | $138,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 17,674 | $138,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 10,318 | $134,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 58,424 | $134,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 17,201 | $134,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 16,053 | $133,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,191 | $129,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 23,536 | $127,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 11,445 | $127,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 51,145 | $126,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 51,816 | $125,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 89,100 | $122,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 27,110 | $122,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,082 | $121,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 270,422 | $121,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 28,158 | $121,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 12,015 | $121,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 161,942 | $120,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,170 | $119,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 18,730 | $119,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 12,505 | $119,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,370 | $117,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 34,524 | $117,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,868 | $113,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,264 | $112,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 51,610 | $111,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,100 | $109,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 57,390 | $108,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 13,575 | $108,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 12,816 | $106,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 49,591 | $104,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 41,777 | $102,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,094 | $101,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 48,587 | $101,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 56,048 | $100,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 11,345 | $100,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 35,851 | $100,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,411 | $98,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 31,974 | $98,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 14,484 | $97,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 15,000 | $97,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 203,840 | $96,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 11,858 | $95,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 65,185 | $95,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 14,619 | $93,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 76,715 | $92,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 11,582 | $90,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 24,814 | $89,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,200 | $89,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 27,264 | $88,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 33,286 | $88,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 60,062 | $87,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,800 | $86,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 18,953 | $86,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 32,400 | $86,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 50,766 | $86,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 44,716 | $85,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 18,071 | $85,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20,700 | $85,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 10,673 | $84,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 101,939 | $82,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 19,102 | $82,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 48,306 | $81,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,397 | $80,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 18,500 | $80,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,553 | $78,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 57,570 | $78,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 23,294 | $76,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 11,084 | $76,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,484 | $75,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 10,171 | $75,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 17,118 | $74,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,483 | $73,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 130,490 | $73,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 11,190 | $73,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 24,781 | $71,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 23,277 | $71,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 193,294 | $70,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 17,227 | $69,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 77,867 | $67,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 19,554 | $65,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 15,200 | $65,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 15,440 | $65,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 16,025 | $65,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 111,996 | $65,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 13,180 | $63,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 62,610 | $63,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,564 | $62,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 12,308 | $62,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 24,583 | $61,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,654 | $61,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 12,271 | $61,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 22,865 | $59,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 13,000 | $58,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 25,656 | $54,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,449 | $54,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 78,462 | $53,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 54,523 | $53,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 13,356 | $53,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 10,887 | $52,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,900 | $52,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 12,769 | $50,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 28,994 | $48,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 26,081 | $47,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 40,586 | $47,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 13,868 | $45,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 13,410 | $43,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 12,672 | $43,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 59,031 | $40,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 19,700 | $37,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971109 | SHS | 71,444 | $37,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 14,000 | $36,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 13,390 | $36,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 500,000 | $36,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 14,096 | $35,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 22,200 | $31,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 31,321 | $31,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,700 | $28,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,000 | $27,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,915 | $27,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 21,175 | $27,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 19,842 | $25,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 11,670 | $25,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 12,408 | $21,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 25,724 | $20,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 28,901 | $18,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 18,623 | $17,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,746 | $17,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 12,290 | $17,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 35,444 | $16,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 10,774 | $16,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 11,557 | $14,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 28,871 | $11,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 17,661 | $11,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 14,995 | $10,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 76,821 | $9,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 10,680 | $6,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 26,403 | $4,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 39,263 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-17-000020 | this filing | 2017-08-14 | acceptance time not in the bulk data set |