13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,438 holding rows worth $54,580,444,000.
- Accession
- 0001273087-17-000012
- Filer
- CIK 1273087
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,441 entries on the cover page, a total value of $54,580,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,580,444,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,767 | $333,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,854 | $333,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 13,835 | $333,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 28,257 | $332,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 104,314 | $329,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 187,894 | $329,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,935 | $326,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,072 | $325,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 26,482 | $325,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 23,142 | $325,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,484 | $324,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 19,945 | $324,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 40,285 | $324,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 299,900 | $324,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 6,587 | $323,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 52,647 | $321,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 55,852 | $320,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100,000 | $320,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 22,223 | $318,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 35,538 | $318,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 80,976 | $316,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 15,221 | $315,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 39,449 | $314,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 169,040 | $314,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 22,754 | $314,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7,400 | $312,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,107 | $312,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 26,543 | $312,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 156,889 | $311,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 23,790 | $310,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 26,696 | $310,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,000 | $309,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 7,976 | $309,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 9,127 | $306,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 20,000 | $305,000 | thousands by filing date | call |
| GTX INC DEL | 40052B207 | COM NEW | 62,234 | $305,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 230,104 | $304,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,296 | $302,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 35,095 | $302,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,828 | $301,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 551,500 | $301,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,856 | $301,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 51,632 | $300,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,216 | $299,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 34,916 | $299,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,700 | $298,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,430 | $298,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,210 | $298,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 21,571 | $297,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,583 | $297,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 76,174 | $297,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 511,074 | $295,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 73,863 | $294,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 9,819 | $293,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 13,098 | $293,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 16,669 | $290,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 16,504 | $290,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 2,600 | $290,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 165,367 | $289,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 30,293 | $288,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,600 | $287,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 18,442 | $287,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 19,156 | $287,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 7,100 | $284,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,546 | $282,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 155,902 | $281,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 30,100 | $280,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 11,044 | $280,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 13,645 | $280,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 231,784 | $280,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,756 | $279,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 20,426 | $279,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,604 | $278,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 76,662 | $278,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 23,342 | $277,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,338 | $275,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,532 | $275,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 62,011 | $275,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 28,702 | $275,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 27,734 | $274,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,970 | $273,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 19,531 | $273,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 50,410 | $272,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 14,078 | $272,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 45,296 | $272,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,461 | $271,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 9,580 | $270,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 13,540 | $270,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 128,882 | $269,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 35,821 | $269,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 107,433 | $268,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 30,000 | $268,000 | thousands by filing date | call |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 38,745 | $267,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,920 | $266,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 5,400 | $266,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 115,641 | $266,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,989 | $266,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,656 | $264,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 16,745 | $263,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 171,435 | $262,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,018 | $261,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,977 | $261,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 23,495 | $261,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 115,061 | $261,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 39,489 | $261,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 652,991 | $261,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 13,998 | $260,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 25,853 | $259,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,791 | $258,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 38,766 | $258,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,827 | $257,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,806 | $257,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 15,000 | $257,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 5,092 | $256,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 18,124 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,852 | $254,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 18,893 | $251,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 11,462 | $251,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 10,231 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4,384 | $250,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 19,496 | $250,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 20,000 | $250,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,119 | $249,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 64,278 | $249,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,405 | $248,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 12,645 | $248,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 68,310 | $247,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 29,193 | $245,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 20,239 | $245,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 40,322 | $244,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 11,975 | $244,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,264 | $244,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 25,568 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,514 | $243,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 19,931 | $240,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 25,228 | $240,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 44,201 | $240,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 26,500 | $239,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 6,370 | $239,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 14,522 | $239,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 19,303 | $238,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 43,767 | $238,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 10,400 | $238,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,444 | $237,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,194 | $237,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,613 | $237,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 9,223 | $237,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 21,284 | $236,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 36,841 | $236,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 285,000 | $234,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 13,158 | $233,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,120 | $231,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,767 | $231,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 365,774 | $231,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,050 | $229,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,933 | $229,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 20,552 | $229,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 250,000 | $229,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 24,155 | $228,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 14,151 | $228,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,107 | $228,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 9,900 | $228,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,520 | $227,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 22,058 | $227,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 500,000 | $225,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,627 | $224,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 26,793 | $224,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,551 | $223,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,229 | $223,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 9,441 | $223,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 99,900 | $222,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 7,772 | $220,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 17,724 | $220,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 47,390 | $219,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,400 | $218,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 9,800 | $215,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 5,465 | $215,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 47,469 | $215,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,871 | $215,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 17,957 | $215,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 25,756 | $214,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 19,728 | $213,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 14,605 | $213,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 257,229 | $213,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 20,939 | $212,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 120,724 | $211,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 15,973 | $211,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,938 | $210,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 20,828 | $210,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 105,210 | $210,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 10,759 | $210,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 7,046 | $209,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,223 | $208,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,805 | $208,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,530 | $208,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 11,994 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,719 | $206,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 9,847 | $206,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 32,301 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 8,540 | $205,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,099 | $205,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 102,428 | $205,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,494 | $204,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,442 | $204,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 8,735 | $203,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 4,956 | $203,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 11,476 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,589 | $200,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 7,910 | $200,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 26,638 | $199,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 13,035 | $198,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,084 | $197,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 14,700 | $197,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 22,487 | $195,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 18,930 | $195,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 13,083 | $194,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 15,149 | $193,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 23,943 | $192,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,688 | $190,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 21,677 | $190,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 114,695 | $189,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,574 | $188,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 15,710 | $188,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,344 | $188,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 18,401 | $188,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 308,906 | $188,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 82,555 | $187,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 15,580 | $187,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 27,441 | $186,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 11,646 | $186,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 47,502 | $185,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 25,474 | $184,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 34,251 | $184,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 31,400 | $184,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 23,312 | $184,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 59,012 | $184,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 52,610 | $182,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 25,622 | $182,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 60,534 | $177,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 15,239 | $176,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 12,472 | $175,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 29,502 | $174,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,039 | $172,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 22,734 | $172,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 112,500 | $172,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 40,215 | $171,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 12,613 | $171,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 48,388 | $171,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 16,631 | $170,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 12,048 | $168,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,628 | $167,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,869 | $167,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 17,173 | $166,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,586 | $166,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 63,000 | $166,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 59,695 | $164,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 38,115 | $164,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 12,079 | $163,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,905 | $163,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 20,480 | $163,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,828 | $162,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 39,889 | $162,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 135,147 | $162,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,370 | $160,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 39,987 | $160,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 132,346 | $160,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 12,318 | $159,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,603 | $158,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 19,905 | $158,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 44,189 | $158,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 25,465 | $158,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 26,343 | $157,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,301 | $154,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,754 | $154,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 28,692 | $154,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 37,108 | $154,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,508 | $151,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 131,668 | $151,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 45,818 | $149,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 116,482 | $149,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 14,834 | $148,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 10,637 | $148,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 29,444 | $147,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 27,517 | $146,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 102,695 | $144,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 37,145 | $144,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,865 | $142,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 10,655 | $141,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 78,225 | $141,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 39,116 | $139,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 12,425 | $135,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 12,596 | $135,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 30,076 | $133,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 11,025 | $133,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,592 | $129,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 14,610 | $129,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 15,834 | $128,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 47,612 | $128,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 10,013 | $126,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 30,473 | $124,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 31,100 | $124,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 10,994 | $120,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 40,561 | $118,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,465 | $117,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 60,067 | $117,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,477 | $117,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,094 | $116,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 77,660 | $115,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 24,300 | $114,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 19,712 | $113,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 32,900 | $113,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 21,399 | $113,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 39,286 | $111,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 57,403 | $109,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 150,796 | $109,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 29,900 | $108,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 11,488 | $107,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 49,700 | $107,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 10,577 | $107,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,700 | $105,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 37,100 | $105,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 21,952 | $104,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 22,029 | $103,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 29,427 | $103,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 40,710 | $101,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 30,218 | $101,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 14,429 | $99,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 14,097 | $97,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 33,959 | $97,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 13,000 | $97,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,272 | $96,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 18,666 | $95,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 21,846 | $94,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 31,626 | $93,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,087 | $92,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 161,784 | $91,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 35,611 | $91,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 12,124 | $91,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,408 | $90,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 16,372 | $85,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,481 | $85,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 38,903 | $85,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 12,944 | $83,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 44,610 | $80,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,107 | $79,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 23,222 | $79,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 16,516 | $79,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 57,763 | $78,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,937 | $77,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,478 | $77,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 42,566 | $76,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,163 | $75,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 19,405 | $74,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 28,287 | $74,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 14,808 | $74,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 26,041 | $73,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 11,361 | $73,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 14,978 | $73,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 15,295 | $71,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 63,093 | $71,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 26,813 | $70,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 16,809 | $69,000 | thousands by filing date | |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 489,900 | $67,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 13,363 | $65,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,532 | $64,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,431 | $64,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,126 | $62,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 11,828 | $62,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 43,739 | $60,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 12,265 | $60,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 25,262 | $58,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 26,986 | $56,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 41,090 | $56,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 13,673 | $56,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 10,743 | $55,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 46,221 | $54,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 11,201 | $54,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 14,580 | $54,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 13,071 | $53,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 47,606 | $53,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,235 | $52,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 19,389 | $52,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782U304 | COM NEW | 28,588 | $52,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 10,974 | $51,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 11,657 | $51,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 31,052 | $51,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 18,841 | $50,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 14,260 | $50,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 11,034 | $50,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 101,624 | $48,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 11,789 | $48,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 14,800 | $46,000 | thousands by filing date | put |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 20,373 | $46,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 14,433 | $44,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,604 | $44,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 41,569 | $44,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 16,443 | $43,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 100,653 | $43,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 64,392 | $42,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 25,966 | $42,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,658 | $41,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,200 | $40,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,631 | $40,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 14,713 | $40,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,543 | $39,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 23,837 | $39,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 14,374 | $39,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 13,000 | $39,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 150,000 | $39,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,891 | $36,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 11,368 | $36,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 21,079 | $36,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 10,421 | $34,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 21,598 | $31,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 25,400 | $30,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 31,462 | $29,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 16,504 | $28,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 10,564 | $28,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 11,500 | $27,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 1,600,000 | $27,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 50,824 | $26,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 28,874 | $24,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 47,017 | $23,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 41,024 | $21,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 17,200 | $20,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 10,499 | $20,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10,324 | $19,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 14,476 | $19,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 31,231 | $18,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 11,173 | $18,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 11,638 | $17,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 222,222 | $15,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 11,714 | $11,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 38,790 | $11,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 500,000 | $10,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 11,298 | $7,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 76,821 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-17-000012 | this filing | 2017-05-15 | acceptance time not in the bulk data set |