13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 3,412 holding rows worth $51,641,902,000.
- Accession
- 0001273087-15-000012
- Filer
- CIK 1273087
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 3,416 entries on the cover page, a total value of $51,641,902,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $51,641,902,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBLUE ARROW CAPITAL MANAGEMENT LLC028-16035
- reports for this filerCATAPULT CAPITAL MANAGEMENT LLC028-12844
- reports for this filerDECADE CAPITAL MANAGEMENT LLC028-12851
- reports for this filerGREEN ARROW CAPITAL MANAGEMENT LLC028-13792
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Global Healthcare ETF | 464287325 | SHS | 2,569 | $253,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,960 | $253,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 12,560 | $252,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,040 | $252,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 26,785 | $252,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,092 | $251,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 21,684 | $251,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 11,769 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,746 | $251,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 41,154 | $251,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 27,225 | $251,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 181,723 | $251,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 48,270 | $251,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,194 | $250,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 7,886 | $250,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 260,917 | $248,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,551 | $247,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 15,435 | $245,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 20,500 | $245,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 110,005 | $245,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 64,007 | $245,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 36,042 | $244,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 33,200 | $244,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 26,499 | $244,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 300,000 | $243,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 53,388 | $243,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 6,548 | $242,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 24,633 | $242,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 13,629 | $242,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,412 | $241,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,899 | $241,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 61,549 | $241,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 7,455 | $240,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 9,094 | $240,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 9,903 | $239,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 24,155 | $239,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 11,713 | $238,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 37,385 | $237,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,003 | $236,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 129,858 | $236,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 11,300 | $235,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 418,919 | $235,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 18,123 | $234,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 8,750 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,958 | $233,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 11,000 | $233,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 17,225 | $233,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 9,353 | $233,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 39,233 | $233,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 12,028 | $232,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 6,000 | $232,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,700 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,708 | $231,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 34,739 | $231,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 19,073 | $231,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 46,999 | $231,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 37,423 | $229,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,300 | $228,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,714 | $228,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 16,824 | $227,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 41,100 | $227,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 206,219 | $227,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 8,733 | $226,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 14,112 | $226,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,403 | $225,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 91,330 | $225,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 11,191 | $224,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 30,000 | $224,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 105,300 | $224,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 23,400 | $224,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 8,339 | $223,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 7,155 | $222,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 25,963 | $222,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 29,100 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,500 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,146 | $220,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 30,000 | $220,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 88,698 | $220,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 21,675 | $218,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 35,424 | $218,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,900 | $216,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 35,039 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,123 | $215,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,617 | $214,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 70,080 | $214,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 18,675 | $213,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 17,148 | $213,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 32,185 | $213,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 99,050 | $212,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 68,700 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,380 | $211,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 559,533 | $211,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 42,298 | $211,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 616,750 | $210,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 12,404 | $209,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 7,000 | $209,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,510 | $208,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 75,117 | $208,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 30,399 | $207,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 110,455 | $207,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 9,846 | $207,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 27,520 | $206,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 15,693 | $206,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 9,209 | $205,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,935 | $204,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 77,621 | $204,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 39,469 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,137 | $204,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 169,100 | $203,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,000 | $203,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 5,542 | $203,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 50,384 | $203,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 28,433 | $203,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 34,172 | $203,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 9,735 | $202,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,644 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,173 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 4,800 | $201,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 100,000 | $198,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,026 | $197,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 11,517 | $197,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 16,152 | $196,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 25,000 | $196,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 73,962 | $196,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 37,180 | $195,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 95,022 | $195,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 10,457 | $194,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 267,635 | $194,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 10,062 | $192,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 31,965 | $191,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 13,190 | $191,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,000,000 | $190,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 47,078 | $190,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 1,600,000 | $190,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 135,979 | $189,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,448 | $186,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 46,075 | $186,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 52,127 | $186,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 101,430 | $186,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 139,792 | $186,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 84,684 | $185,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 117,193 | $185,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 14,289 | $185,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 15,900 | $184,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 25,038 | $183,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 13,315 | $183,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 448,734 | $183,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 10,219 | $182,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 198,426 | $181,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 13,466 | $180,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 95,881 | $179,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 29,276 | $178,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 13,776 | $178,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 20,836 | $177,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 75,798 | $176,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 146,901 | $175,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 117,625 | $175,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,585 | $174,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 46,639 | $173,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 20,100 | $173,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 33,185 | $172,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 16,489 | $171,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 371,552 | $171,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 36,001 | $171,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P116 | *W EXP 06/19/202 | 500,000 | $170,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 15,179 | $169,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 72,145 | $169,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 107,210 | $169,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 71,100 | $169,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 74,676 | $169,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 43,020 | $168,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 17,630 | $168,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 19,145 | $167,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 28,300 | $166,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 15,481 | $164,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 26,300 | $164,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 20,289 | $163,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 24,195 | $163,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 24,892 | $162,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 166,648 | $162,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 87,715 | $161,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,030 | $160,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 64,200 | $160,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 11,273 | $159,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 31,430 | $159,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 26,000 | $158,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 13,654 | $157,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 18,896 | $157,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 11,949 | $154,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 13,152 | $154,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 14,065 | $153,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 5,230 | $153,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 14,744 | $153,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,688 | $152,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 49,625 | $152,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 12,700 | $150,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 51,400 | $150,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 59,965 | $149,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 206,942 | $148,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 21,400 | $148,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 168,620 | $147,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 13,521 | $147,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 16,999 | $146,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 603,800 | $145,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 28,500 | $145,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 19,257 | $145,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 16,076 | $144,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 23,476 | $142,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,868 | $141,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 14,112 | $141,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 34,279 | $139,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 39,507 | $139,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 79,565 | $139,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 20,900 | $138,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 150,000 | $138,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 49,176 | $137,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 39,117 | $137,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 65,600 | $136,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 48,025 | $136,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 50,743 | $135,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 18,975 | $135,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 39,400 | $134,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 24,545 | $133,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 711,242 | $133,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 20,020 | $131,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 25,892 | $129,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 242,946 | $129,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 60,260 | $129,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 68,647 | $128,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 12,700 | $128,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 23,398 | $128,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 149,626 | $126,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 12,713 | $125,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,800 | $125,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 14,496 | $124,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 25,540 | $124,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 63,059 | $124,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 68,797 | $123,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 110,601 | $123,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 23,690 | $122,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 14,069 | $122,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10,397 | $121,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 24,067 | $121,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 32,429 | $120,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 24,310 | $120,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 26,858 | $120,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 16,128 | $120,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 158,462 | $119,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 20,153 | $119,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 156,349 | $118,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 26,933 | $118,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 11,234 | $117,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 30,010 | $116,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 11,926 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 10,670 | $115,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 27,001 | $114,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 18,818 | $111,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 14,079 | $111,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 19,531 | $110,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 24,500 | $109,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 22,500 | $107,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 21,840 | $107,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 352,727 | $106,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 14,600 | $105,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 20,100 | $105,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 15,500 | $104,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,338 | $102,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,900 | $102,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 98,680 | $102,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,391 | $101,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,890 | $101,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 144,794 | $101,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 181,100 | $101,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 17,872 | $99,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 50,000 | $99,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 37,664 | $98,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 26,718 | $98,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 13,694 | $98,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 15,595 | $97,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 118,525 | $96,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 91,300 | $96,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 39,691 | $96,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 15,520 | $93,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 23,324 | $93,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 12,900 | $92,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 21,089 | $91,000 | thousands by filing date | |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 11,018 | $91,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 30,300 | $90,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 250,000 | $90,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 34,500 | $89,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 21,450 | $89,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 30,400 | $88,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 12,889 | $88,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,114 | $86,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 28,289 | $86,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 34,627 | $84,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 22,798 | $83,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 13,809 | $83,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 38,301 | $82,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 147,110 | $82,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 10,165 | $80,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 15,185 | $78,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 13,400 | $77,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 45,769 | $77,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 19,834 | $77,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 79,404 | $76,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 42,500 | $75,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 18,570 | $75,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 10,900 | $74,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 166,600 | $73,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 27,182 | $71,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 20,257 | $70,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,127 | $69,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 17,863 | $68,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 53,585 | $68,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 15,572 | $68,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 23,805 | $66,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 11,411 | $66,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 10,030 | $66,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 31,109 | $65,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 28,428 | $65,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,200 | $64,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,600 | $64,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 106,019 | $64,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 15,400 | $63,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 30,040 | $63,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 12,117 | $62,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 83,760 | $62,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 16,145 | $61,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 21,914 | $60,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 300,000 | $60,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 151,280 | $59,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 15,518 | $57,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,313 | $55,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 31,156 | $54,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 111,800 | $53,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 135,100 | $53,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 97,881 | $52,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 26,919 | $52,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 13,300 | $52,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 10,649 | $51,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 21,553 | $51,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 161,090 | $50,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,501 | $49,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 15,273 | $47,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 10,042 | $47,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 15,448 | $46,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 14,930 | $46,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 18,999 | $45,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 23,000 | $45,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 15,600 | $45,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 14,458 | $44,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 24,322 | $43,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 13,485 | $43,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 15,453 | $43,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 16,261 | $42,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 15,375 | $42,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 76,821 | $42,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,702 | $41,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 14,730 | $41,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 14,420 | $41,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 11,132 | $40,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 10,186 | $40,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 19,343 | $39,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 20,805 | $39,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 12,360 | $39,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 58,162 | $39,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 29,700 | $38,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 2,000 | $38,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 33,229 | $38,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 16,410 | $38,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 18,164 | $38,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 24,200 | $38,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 15,300 | $37,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 18,862 | $37,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 28,400 | $36,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 34,091 | $36,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 15,985 | $35,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 31,200 | $34,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 34,265 | $34,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 130,801 | $34,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 13,853 | $34,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 16,727 | $33,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 113,384 | $33,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 222,222 | $33,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 59,194 | $31,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 11,149 | $31,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,477 | $28,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 64,900 | $21,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 12,613 | $21,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 17,300 | $20,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 4,892 | $20,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 45,950 | $20,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 12,100 | $18,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,200 | $18,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 10,101 | $17,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 125,256 | $17,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 5,080 | $17,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 14,300 | $17,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 12,543 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 15,100 | $12,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 61,300 | $10,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 22,900 | $10,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 49,500 | $9,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 39,860 | $8,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 590,900 | $6,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 11,200 | $4,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 50,632 | $4,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 23,400 | $4,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 28,100 | $3,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 16,800 | $3,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 10,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-15-000012 | this filing | 2015-11-16 | acceptance time not in the bulk data set |