13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 3,395 holding rows worth $34,502,699,000.
- Accession
- 0001273087-14-000018
- Filer
- CIK 1273087
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 3,398 entries on the cover page, a total value of $34,502,699,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,502,699,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBLUE ARROW CAPITAL MANAGEMENT LLC028-16035
- reports for this filerCATAPULT CAPITAL MANAGEMENT LLC028-12844
- reports for this filerDECADE CAPITAL MANAGEMENT LLC028-12851
- reports for this filerGREEN ARROW CAPITAL MANAGEMENT LLC028-13792
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AT&T Inc | 00206R102 | COM | 7,700 | $270,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 56,150 | $270,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,528 | $270,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 17,995 | $270,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,300 | $269,000 | thousands by filing date | put |
| CATAMARAN CORP | 148887102 | COM | 6,000 | $269,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,300 | $267,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,002 | $266,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,900 | $266,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 37,587 | $266,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 150,085 | $266,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 11,279 | $265,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,500 | $265,000 | thousands by filing date | call |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 6,116 | $265,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 9,743 | $264,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,947 | $264,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,495 | $264,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 200,000 | $264,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,700 | $263,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 6,700 | $263,000 | thousands by filing date | call |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 14,841 | $263,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,800 | $262,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 28,647 | $262,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,900 | $261,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 6,575 | $261,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 15,834 | $261,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,500 | $260,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 13,500 | $260,000 | thousands by filing date | call |
| Vistaprint NV Cimpress | N93540107 | CMPR | 5,281 | $260,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 24,090 | $260,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,200 | $259,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 11,290 | $257,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,300 | $256,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 5,200 | $256,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 7,654 | $256,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,600 | $256,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 11,261 | $256,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,600 | $255,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,500 | $255,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 11,700 | $255,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 13,369 | $255,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 49,835 | $254,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,000 | $254,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 12,007 | $254,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 14,010 | $254,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,500 | $253,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 6,650 | $253,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,000 | $253,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,700 | $253,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 5,800 | $252,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,500 | $252,000 | thousands by filing date | put |
| AMERICAN EAGLE ENERGY COM | 02554F102 | COM | 35,293 | $252,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 25,000 | $252,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,600 | $250,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,600 | $250,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,495 | $250,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 3,729 | $250,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,400 | $249,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 36,400 | $249,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 8,502 | $249,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 49,400 | $249,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,300 | $248,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 20,738 | $248,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 3,600 | $248,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,500 | $247,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,928 | $247,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 10,167 | $247,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 17,653 | $247,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 58,358 | $247,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 12,998 | $246,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 84,192 | $246,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 16,300 | $246,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,600 | $245,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5,500 | $245,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 2,000 | $245,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,505 | $245,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,300 | $244,000 | thousands by filing date | put |
| GARTNERINC | 366651107 | STOK | 3,500 | $243,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,400 | $243,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 4,300 | $243,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,600 | $242,000 | thousands by filing date | call |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 5,700 | $242,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 4,200 | $240,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,600 | $240,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 17,664 | $240,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,000 | $240,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 20,230 | $240,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 4,759 | $240,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 8,207 | $240,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 6,422 | $239,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 16,100 | $239,000 | thousands by filing date | put |
| STEINER LEISURE LTD | P8744Y102 | ORD | 5,160 | $239,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 17,319 | $238,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,700 | $238,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 9,300 | $238,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 3,700 | $237,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,100 | $237,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 4,259 | $237,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,200 | $236,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,828 | $236,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,700 | $236,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 18,700 | $236,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 7,227 | $236,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 17,333 | $236,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,300 | $235,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 9,900 | $234,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 4,145 | $234,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 16,441 | $234,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,000 | $233,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 3,000 | $233,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,200 | $232,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 5,000 | $232,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 13,532 | $232,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,000 | $231,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 2,500 | $231,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 4,000 | $231,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 9,590 | $231,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,500 | $230,000 | thousands by filing date | call |
| DENTSPLY INTL INC | 249030107 | COM | 5,000 | $230,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 2,354 | $230,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 13,010 | $230,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,100 | $229,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 7,600 | $229,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,100 | $229,000 | thousands by filing date | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,329 | $228,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,400 | $228,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 5,100 | $228,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 20,752 | $228,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 15,300 | $228,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 55,162 | $228,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,222 | $227,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,260 | $226,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,800 | $226,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 8,255 | $226,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,300 | $224,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 2,700 | $223,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 7,933 | $223,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,714 | $223,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,100 | $221,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 11,007 | $221,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,800 | $220,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,100 | $220,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,203 | $219,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,295 | $219,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 2,065 | $218,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 40,031 | $218,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 4,551 | $218,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 17,200 | $218,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 53,282 | $218,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 31,522 | $218,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,700 | $217,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 14,774 | $216,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,900 | $216,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,400 | $216,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 4,800 | $215,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 9,900 | $215,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 6,086 | $215,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 12,928 | $215,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 16,057 | $215,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,200 | $214,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,100 | $214,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 11,317 | $214,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,200 | $214,000 | thousands by filing date | put |
| BROADWIND INC | 11161T207 | CMN | 17,530 | $214,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,758 | $214,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 4,600 | $214,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 8,630 | $213,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 6,900 | $213,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,800 | $213,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,000 | $212,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 4,500 | $211,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 4,000 | $210,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 4,200 | $209,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 100,000 | $209,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 19,109 | $209,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,000 | $208,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,975 | $208,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 6,700 | $208,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 6,500 | $208,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 31,334 | $208,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,400 | $208,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 2,500 | $207,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 50,000 | $207,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 2,960 | $206,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,500 | $206,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 3,200 | $206,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 15,280 | $206,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,400 | $205,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 4,500 | $205,000 | thousands by filing date | call |
| TOWERS WATSON & CO | 891894107 | CL A | 1,800 | $205,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 12,961 | $205,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,500 | $204,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 6,585 | $204,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,400 | $204,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 70,368 | $204,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,800 | $203,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 9,200 | $203,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,100 | $203,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 2,500 | $202,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 5,200 | $202,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,701 | $202,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 4,600 | $202,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 1,600 | $201,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,000 | $201,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,700 | $201,000 | thousands by filing date | call |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,404 | $201,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 6,500 | $201,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 15,200 | $201,000 | thousands by filing date | put |
| NEW HOME CO INC COM | 645370107 | COM | 14,100 | $201,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 11,901 | $199,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,555 | $198,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,551 | $198,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,794 | $195,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,035 | $194,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 43,872 | $194,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 10,876 | $193,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 64,710 | $193,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,553 | $191,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 50,068 | $190,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 32,259 | $187,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 14,000 | $185,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 40,200 | $183,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,400 | $180,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 53,591 | $179,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 57,694 | $179,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 23,400 | $179,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 216,083 | $179,000 | thousands by filing date | call |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 21,367 | $179,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 30,064 | $173,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,557 | $170,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 37,600 | $170,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,080 | $167,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 15,882 | $167,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 18,985 | $165,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 12,900 | $164,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 49,200 | $164,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 12,170 | $161,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 11,200 | $161,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 39,049 | $161,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,600 | $158,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,156 | $157,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 55,497 | $157,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,080 | $157,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 51,402 | $156,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 222,222 | $156,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 14,784 | $154,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 21,293 | $153,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 47,588 | $153,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 27,041 | $152,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 62,389 | $152,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 38,071 | $152,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 23,477 | $151,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 16,068 | $151,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 21,817 | $151,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 54,402 | $151,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 16,562 | $149,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 67,400 | $146,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 44,791 | $142,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 24,600 | $141,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,678 | $140,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 36,900 | $139,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 18,330 | $138,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,296 | $137,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 12,575 | $137,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 11,755 | $136,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 35,797 | $134,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,400 | $133,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 46,758 | $132,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 18,402 | $130,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 29,499 | $130,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 9,551 | $126,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 17,418 | $126,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 73,867 | $126,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 39,445 | $126,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 24,835 | $124,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 44,107 | $123,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 24,298 | $121,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 18,700 | $119,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 13,192 | $118,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 20,045 | $117,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 13,663 | $115,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 16,700 | $114,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 23,225 | $110,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 4,000 | $109,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,400 | $108,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 13,785 | $108,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 12,721 | $106,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 14,200 | $106,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 31,511 | $105,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 61,564 | $105,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 63,378 | $105,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 78,816 | $104,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 24,400 | $104,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 14,471 | $103,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 15,230 | $103,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 255,062 | $102,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 46,355 | $101,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 11,638 | $101,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 25,793 | $101,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 40,307 | $101,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 35,577 | $101,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 32,100 | $100,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16,000 | $99,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 16,645 | $99,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,588 | $98,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,583 | $97,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 37,955 | $97,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 22,000 | $97,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,582 | $96,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 4,800 | $96,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 32,425 | $93,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 12,198 | $93,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 22,660 | $92,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 12,584 | $92,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 150,000 | $91,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 50,000 | $91,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 29,807 | $91,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 45,789 | $90,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 11,700 | $88,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 1,200 | $88,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 13,300 | $88,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 20,138 | $87,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 14,000 | $87,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,406 | $86,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 16,533 | $86,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 24,700 | $86,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 11,005 | $86,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 28,272 | $85,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,852 | $84,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 19,600 | $84,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 40,034 | $83,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 12,714 | $83,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 19,291 | $81,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 13,387 | $79,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 27,015 | $78,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 13,195 | $76,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 18,655 | $76,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 18,367 | $74,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 16,717 | $73,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 13,230 | $73,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 15,300 | $71,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,500 | $67,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 26,800 | $66,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,225 | $63,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 23,700 | $62,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 800 | $59,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 18,222 | $59,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 15,300 | $58,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 20,100 | $58,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 11,528 | $56,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 14,100 | $55,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 17,233 | $54,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 15,525 | $52,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 12,676 | $51,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 17,190 | $49,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,000 | $49,000 | thousands by filing date | put |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 15,800 | $47,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 19,709 | $47,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 16,698 | $46,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 10,569 | $46,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 13,474 | $45,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 11,402 | $43,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 19,254 | $41,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 21,118 | $41,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 14,077 | $38,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 23,059 | $37,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 18,480 | $36,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,900 | $36,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,500 | $34,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 464 | $34,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 27,200 | $33,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 20,567 | $32,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 15,249 | $31,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 400 | $31,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 118,395 | $30,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 20,675 | $29,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 51,256 | $29,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 19,390 | $28,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 21,539 | $27,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 10,300 | $25,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 13,905 | $24,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 11,100 | $24,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 27,828 | $24,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 13,848 | $23,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 35,975 | $23,000 | thousands by filing date | |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 400,000 | $22,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 17,300 | $21,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 18,154 | $21,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 10,165 | $19,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 11,206 | $15,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,400 | $11,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 100 | $9,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 100 | $8,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 100 | $8,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 590,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-14-000018 | this filing | 2014-05-15 | acceptance time not in the bulk data set |