13F-HR/A filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR/A for the quarter ended 2019-03-31, filed 2019-05-20, with 36 holding rows worth $116,592,000.
- Accession
- 0001268580-19-000002
- Filer
- CIK 1317346
- Filed
- 2019-05-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, amendment of type restatement, 36 entries on the cover page, a total value of $116,592,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,592,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA SWAPS LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 33,106 | $38,962,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 720,667 | $14,766,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 34,337 | $11,911,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 73,269 | $5,430,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 121,002 | $4,627,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 42,270 | $4,591,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 56,822 | $3,029,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 277,447 | $2,680,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 44,809 | $2,654,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20,411 | $2,308,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 57,688 | $2,202,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 380,950 | $2,110,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 51,781 | $2,025,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 144,488 | $1,876,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 286,142 | $1,616,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 59,419 | $1,560,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 38,088 | $1,398,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 112,739 | $1,397,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 11,529 | $1,371,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 19,267 | $1,249,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,930 | $1,213,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 76,556 | $1,086,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 71,021 | $790,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 70,513 | $760,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 19,755 | $710,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11,462 | $608,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 66,870 | $552,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15,108 | $540,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 54,568 | $523,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 27,192 | $379,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 67,045 | $376,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 51,890 | $338,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 36,736 | $294,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 11,448 | $236,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 23,883 | $214,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 14,684 | $211,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-19-000006 | superseded | 2019-04-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001268580-19-000002 | this filing | 2019-05-20 | acceptance time not in the bulk data set |