13F-HR filed by OTA LLC
OTA LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-08, with 61 holding rows worth $75,415,000.
- Accession
- 0001268580-14-000005
- Filer
- CIK 1268580
- Filed
- 2014-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 271,736 entries on the cover page, a total value of $75,415,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,415,000 with VALUE read as thousands by filing date, 13F file number 028-11280. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA SWAPS LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 169,372 | $13,810,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 412,797 | $4,544,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 29,703 | $4,375,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 106,306 | $3,858,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 149,518 | $3,435,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 32,296 | $2,655,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 28,426 | $2,341,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 65,203 | $2,305,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 14,724 | $1,986,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 18,751 | $1,690,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 25,940 | $1,610,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 29,492 | $1,609,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 48,399 | $1,585,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 19,236 | $1,316,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 175,675 | $1,215,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 20,182 | $1,209,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 43,989 | $1,181,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 24,365 | $1,143,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 16,157 | $1,050,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 10,183 | $1,008,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 61,200 | $967,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 55,570 | $965,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 15,038 | $963,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 46,349 | $938,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 146,936 | $922,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 38,150 | $793,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,399 | $772,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 51,384 | $768,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 57,820 | $737,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 74,450 | $733,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 47,158 | $724,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 28,336 | $674,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 19,856 | $661,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 26,570 | $654,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 24,355 | $648,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 25,500 | $637,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 16,866 | $624,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 23,732 | $519,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 14,533 | $512,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 32,024 | $505,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 22,465 | $505,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 31,237 | $460,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,643 | $458,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 21,338 | $445,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 16,753 | $443,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 43,599 | $409,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 33,647 | $405,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 29,535 | $382,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 23,402 | $321,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 19,557 | $287,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 28,884 | $280,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 19,704 | $268,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 19,005 | $255,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 16,086 | $255,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 16,788 | $251,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 13,030 | $244,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,589 | $242,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,963 | $240,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 15,119 | $210,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 22,372 | $209,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,712 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001268580-14-000005 | this filing | 2014-08-08 | acceptance time not in the bulk data set |