13F-HR filed by EVERGREEN CAPITAL MANAGEMENT LLC
EVERGREEN CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-29, with 120 holding rows worth $622,438,000.
- Accession
- 0001260824-13-000006
- Filer
- CIK 1260824
- Filed
- 2013-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 205 entries on the cover page, a total value of $622,438,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $622,438,000 with VALUE read as thousands by filing date, 13F file number 028-10541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 584,623 | $49,465,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 1,440,967 | $26,614,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 187,377 | $21,271,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,748,012 | $19,272,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 301,528 | $15,945,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 600,892 | $14,830,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 776,854 | $14,613,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 227,623 | $13,441,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 378,044 | $13,299,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 524,749 | $12,536,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 284,124 | $12,533,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 514,633 | $12,505,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 171,170 | $11,945,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 194,565 | $11,876,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 115,619 | $10,331,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 308,038 | $10,252,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 89,833 | $9,424,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 193,550 | $9,407,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 410,420 | $9,033,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,821 | $8,496,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 241,662 | $8,062,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 75,648 | $8,049,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 115,107 | $7,925,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 270,476 | $7,770,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 636,266 | $7,368,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 311,100 | $7,295,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 57,535 | $6,990,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 143,330 | $6,980,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 103,188 | $6,947,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 239,520 | $6,709,000 | thousands by filing date | |
| 38259p508 | COM | 7,535 | $6,600,000 | thousands by filing date | ||
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 254,675 | $6,406,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 249,317 | $6,372,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 54,383 | $6,173,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 105,285 | $5,917,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 216,350 | $5,904,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 165,959 | $5,634,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 64,842 | $5,579,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 293,825 | $5,462,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 126,435 | $5,224,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 227,300 | $5,210,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 134,982 | $5,092,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 153,407 | $5,088,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 58,594 | $5,079,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 64,112 | $5,014,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 79,827 | $4,967,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 91,978 | $4,754,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 25,394 | $4,703,000 | thousands by filing date | |
| CORTS TR II PROVIDENT FING COR | 22081B200 | PFD | 163,850 | $4,671,000 | thousands by filing date | |
| Choice Properties REIT | 17039A106 | COM | 435,515 | $4,278,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 106,635 | $4,271,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 78,849 | $4,199,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 132,442 | $3,998,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 51,937 | $3,887,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 48,422 | $3,849,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 138,765 | $3,837,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 135,140 | $3,798,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 58,532 | $3,775,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 37,137 | $3,714,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 44,488 | $3,621,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 65,140 | $3,615,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 27,477 | $3,525,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 82,899 | $3,440,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 38,300 | $3,235,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 66,017 | $3,210,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 64,132 | $3,088,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 171,592 | $3,013,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 32,463 | $2,966,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 32,628 | $2,883,000 | thousands by filing date | |
| ***SEASPAN CORPORATION | Y75638125 | PRD | 105,843 | $2,868,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 232,235 | $2,785,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 190,600 | $2,781,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 126,492 | $2,775,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 41,943 | $2,758,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 31,265 | $2,662,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 107,365 | $2,637,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 39,050 | $2,591,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 119,315 | $2,494,000 | thousands by filing date | |
| BOMBARDIER INC FCLASS B | 097751200 | COM | 534,650 | $2,488,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 43,449 | $2,466,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 64,900 | $2,421,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 39,926 | $2,387,000 | thousands by filing date | |
| KKR Financial7.375% Perp Call | 48248a603 | PFD | 93,200 | $2,330,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS PFD | y8565j127 | PFD | 92,775 | $2,292,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 125,425 | $2,266,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 108,935 | $2,188,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 54,707 | $2,066,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 39,905 | $1,982,000 | thousands by filing date | |
| UNITED STATES CELLULAR | 911684405 | PRF | 78,315 | $1,892,000 | thousands by filing date | |
| CHEUNG KONG INFRASTRUCTURE | G2098R102 | COM | 268,350 | $1,862,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 67,950 | $1,710,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 28,656 | $1,595,000 | thousands by filing date | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 39,950 | $1,008,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 65,155 | $958,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 36,795 | $881,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 34,169 | $823,000 | thousands by filing date | |
| CORPORATE BACKED CALL TR CTFS | 21988T207 | PFD | 35,920 | $558,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 21,200 | $524,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,515 | $520,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,944 | $464,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,984 | $461,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,352 | $393,000 | thousands by filing date | |
| NUVEEN DIVID ADVANTAGE MUN INC | 67071L502 | PFD | 38,298 | $385,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,352 | $350,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 9,000 | $335,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,485 | $305,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 12,700 | $290,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,834 | $270,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,965 | $267,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,156 | $252,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 5,570 | $248,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 8,585 | $247,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 11,826 | $245,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,246 | $213,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 2,000 | $212,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 3,900 | $203,000 | thousands by filing date | |
| NUVEEN DIVID ADVANTAGE MUN FD | 67066V507 | PFD | 17,500 | $175,000 | thousands by filing date | |
| AGJUNCTION INC ORD SHS | 00847v108 | COM | 165,300 | $165,000 | thousands by filing date | |
| FIRST SOUND BK SEATTLE WASH CO | 33647C103 | COM | 1,037,000 | $156,000 | thousands by filing date | |
| 911 ETC INC | 965990146 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001260824-13-000006 | this filing | 2013-10-29 | acceptance time not in the bulk data set |