13F-HR filed by WHITEBOX ADVISORS LLC
WHITEBOX ADVISORS LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 645 holding rows worth $4,828,431,000.
- Accession
- 0001257391-21-000007
- Filer
- CIK 1257391
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 645 entries on the cover page, a total value of $4,828,431,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,828,431,000 with VALUE read as thousands by filing date, 13F file number 028-10715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 75,100 | $50,000 | thousands by filing date | call |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 60,000 | $50,000 | thousands by filing date | call |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 100,000 | $48,000 | thousands by filing date | call |
| ARQIT QUANTUM INC | G0567U119 | WTS | 23,000 | $47,000 | thousands by filing date | call |
| VALOR LATITUDE ACQUISITN COR | G9460N122 | *W EXP 04/02/202 | 58,333 | $47,000 | thousands by filing date | call |
| DILA CAPITAL ACQUISITION COR | 254028111 | *W EXP 06/09/202 | 75,200 | $47,000 | thousands by filing date | call |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 58,333 | $42,000 | thousands by filing date | call |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 43,750 | $42,000 | thousands by filing date | call |
| NEXTGEN ACQUISITION CORP II | G65317128 | *W EXP 03/23/202 | 25,000 | $42,000 | thousands by filing date | call |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 75,200 | $41,000 | thousands by filing date | call |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 50,000 | $41,000 | thousands by filing date | call |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 50,000 | $41,000 | thousands by filing date | call |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 62,500 | $41,000 | thousands by filing date | call |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 58,000 | $41,000 | thousands by filing date | call |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 69,995 | $40,000 | thousands by filing date | call |
| MACONDRAY CAP ACQUISITN CORP | G5853A115 | *W EXP 05/31/202 | 75,000 | $39,000 | thousands by filing date | call |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 35,418 | $38,000 | thousands by filing date | call |
| PRENETICS GLOBAL LTD WT EXP 051827 | G0509L128 | Stock | 33,333 | $38,000 | thousands by filing date | call |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 50,000 | $38,000 | thousands by filing date | call |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 62,500 | $37,000 | thousands by filing date | call |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 75,000 | $37,000 | thousands by filing date | call |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 26,666 | $37,000 | thousands by filing date | call |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 61,850 | $36,000 | thousands by filing date | call |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 62,500 | $36,000 | thousands by filing date | call |
| KL ACQUISITION CORP | 49837C117 | WTS | 50,000 | $36,000 | thousands by filing date | call |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 30,000 | $36,000 | thousands by filing date | call |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 34,981 | $35,000 | thousands by filing date | call |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 50,000 | $34,000 | thousands by filing date | call |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 50,000 | $34,000 | thousands by filing date | call |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 50,000 | $34,000 | thousands by filing date | call |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 50,000 | $34,000 | thousands by filing date | call |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 62,500 | $34,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 40,449 | $33,000 | thousands by filing date | call |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 50,000 | $32,000 | thousands by filing date | call |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 50,000 | $32,000 | thousands by filing date | call |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 19,233 | $32,000 | thousands by filing date | call |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 18,750 | $32,000 | thousands by filing date | call |
| EG ACQUISITION CORP | 26846A118 | WARR | 53,325 | $31,000 | thousands by filing date | call |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 50,000 | $31,000 | thousands by filing date | call |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 25,000 | $30,000 | thousands by filing date | call |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 37,500 | $30,000 | thousands by filing date | call |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 50,000 | $29,000 | thousands by filing date | call |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 41,666 | $29,000 | thousands by filing date | call |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 25,000 | $29,000 | thousands by filing date | call |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 50,000 | $29,000 | thousands by filing date | call |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 25,000 | $29,000 | thousands by filing date | call |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 40,482 | $28,000 | thousands by filing date | call |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 25,000 | $28,000 | thousands by filing date | call |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 37,500 | $28,000 | thousands by filing date | call |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 33,333 | $27,000 | thousands by filing date | call |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 27,630 | $27,000 | thousands by filing date | call |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 25,000 | $26,000 | thousands by filing date | call |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 51,333 | $26,000 | thousands by filing date | call |
| CATALYST PARTNRS ACQUISITN C | G19550121 | *W EXP 05/12/202 | 30,000 | $26,000 | thousands by filing date | call |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 37,293 | $25,000 | thousands by filing date | call |
| TIO TECH A | G8T10C114 | *W EXP 04/12/202 | 33,333 | $25,000 | thousands by filing date | call |
| ROTH CH ACQUISITION IV CO | 77867P112 | *W EXP 07/01/202 | 45,000 | $25,000 | thousands by filing date | call |
| LAKESHORE ACQUISITION I CORP | G53521111 | *W EXP 07/15/202 | 45,000 | $25,000 | thousands by filing date | call |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 33,333 | $24,000 | thousands by filing date | call |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 13,168 | $24,000 | thousands by filing date | call |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 25,000 | $23,000 | thousands by filing date | call |
| DHC ACQUISITION CORP | G2758T117 | WARR | 33,333 | $23,000 | thousands by filing date | call |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 25,000 | $23,000 | thousands by filing date | call |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 33,333 | $23,000 | thousands by filing date | call |
| ZIMMER ENERGY TRANSITION ACQ | 989570114 | *W EXP 06/16/202 | 25,000 | $23,000 | thousands by filing date | call |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 16,666 | $23,000 | thousands by filing date | call |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 33,333 | $22,000 | thousands by filing date | call |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 33,333 | $22,000 | thousands by filing date | call |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 37,500 | $22,000 | thousands by filing date | call |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 57,200 | $22,000 | thousands by filing date | call |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 25,000 | $22,000 | thousands by filing date | call |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 37,500 | $22,000 | thousands by filing date | call |
| WTS/NORTHERN LIGHTS ACQUISITN CORP EXP11/01/2027 | 66538L113 | COM | 50,000 | $22,000 | thousands by filing date | call |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 25,000 | $22,000 | thousands by filing date | call |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 33,333 | $21,000 | thousands by filing date | call |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 25,000 | $21,000 | thousands by filing date | call |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 28,213 | $21,000 | thousands by filing date | call |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 33,333 | $21,000 | thousands by filing date | call |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 33,333 | $21,000 | thousands by filing date | call |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 24,900 | $21,000 | thousands by filing date | call |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 33,333 | $21,000 | thousands by filing date | call |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 27,937 | $20,000 | thousands by filing date | call |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 32,563 | $20,000 | thousands by filing date | call |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 16,467 | $20,000 | thousands by filing date | call |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 25,000 | $19,000 | thousands by filing date | call |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 33,333 | $19,000 | thousands by filing date | call |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 25,000 | $19,000 | thousands by filing date | call |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 25,000 | $19,000 | thousands by filing date | call |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 19,020 | $19,000 | thousands by filing date | call |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 33,333 | $18,000 | thousands by filing date | call |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 25,000 | $17,000 | thousands by filing date | call |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 33,333 | $17,000 | thousands by filing date | call |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 25,000 | $17,000 | thousands by filing date | call |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 25,000 | $16,000 | thousands by filing date | call |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 25,012 | $16,000 | thousands by filing date | call |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 25,000 | $16,000 | thousands by filing date | call |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 27,007 | $16,000 | thousands by filing date | call |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 25,000 | $16,000 | thousands by filing date | call |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 21,511 | $16,000 | thousands by filing date | call |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 25,000 | $16,000 | thousands by filing date | call |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 25,000 | $16,000 | thousands by filing date | call |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 20,000 | $16,000 | thousands by filing date | call |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 25,000 | $16,000 | thousands by filing date | call |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 16,665 | $16,000 | thousands by filing date | call |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 12,500 | $16,000 | thousands by filing date | call |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 21,865 | $15,000 | thousands by filing date | call |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 16,666 | $15,000 | thousands by filing date | call |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 26,666 | $15,000 | thousands by filing date | call |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 25,000 | $15,000 | thousands by filing date | call |
| RXR ACQUISITION CORP | 74981W115 | WTS | 20,000 | $15,000 | thousands by filing date | call |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 25,000 | $15,000 | thousands by filing date | call |
| Plum Acquisition Corp. III | G63290103 | Warrant | 25,000 | $14,000 | thousands by filing date | call |
| EVO ACQUISITION CORP | 30052G116 | WARR | 25,000 | $14,000 | thousands by filing date | call |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 25,000 | $14,000 | thousands by filing date | call |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 16,666 | $14,000 | thousands by filing date | call |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 12,500 | $14,000 | thousands by filing date | call |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 25,000 | $14,000 | thousands by filing date | call |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 25,000 | $13,000 | thousands by filing date | call |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 18,750 | $13,000 | thousands by filing date | call |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 25,000 | $13,000 | thousands by filing date | call |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 25,000 | $13,000 | thousands by filing date | call |
| CORAZON CAPITAL V838 MONOCER | G24237128 | *W EXP 03/24/202 | 16,666 | $13,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 15,940 | $13,000 | thousands by filing date | call |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 15,000 | $13,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP VI | 31811H114 | *W EXP 03/31/202 | 12,500 | $13,000 | thousands by filing date | call |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 15,395 | $12,000 | thousands by filing date | call |
| FRONTIER ACQUISITION CORP | G36826124 | *W EXP 03/04/202 | 12,500 | $12,000 | thousands by filing date | call |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 13,000 | $12,000 | thousands by filing date | call |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 15,000 | $12,000 | thousands by filing date | call |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 16,666 | $12,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 12,500 | $12,000 | thousands by filing date | call |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 50,000 | $12,000 | thousands by filing date | call |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 10,000 | $11,000 | thousands by filing date | call |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 16,666 | $11,000 | thousands by filing date | call |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 10,000 | $11,000 | thousands by filing date | call |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 16,133 | $11,000 | thousands by filing date | call |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F128 | *W EXP 03/06/202 | 18,166 | $11,000 | thousands by filing date | call |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 13,333 | $9,000 | thousands by filing date | call |
| AF ACQUISITION CORP | 001040112 | WTS | 16,666 | $9,000 | thousands by filing date | call |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 13,333 | $9,000 | thousands by filing date | call |
| ORION ACQUISITION CORP | 68626A116 | WTS | 12,500 | $8,000 | thousands by filing date | call |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 11,500 | $7,000 | thousands by filing date | call |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 11,499 | $7,000 | thousands by filing date | call |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 10,000 | $6,000 | thousands by filing date | call |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 25,000 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001257391-21-000007 | this filing | 2021-11-15 | acceptance time not in the bulk data set |