13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 4,251 holding rows worth $417,741,002,000.
- Accession
- 0001256484-19-000017
- Filer
- CIK 73124
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 16,140 entries on the cover page, a total value of $417,741,002,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $417,741,002,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerInteractive Financial Advisors028-12638
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
- included managerBelvedere Advisors LLC028-18905
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 63,361 | $635,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 38,826 | $633,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 26,741 | $632,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 109,571 | $618,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 26,336 | $616,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 388,384 | $614,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 82,461 | $610,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,816 | $609,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 13,257 | $607,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 180,757 | $602,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 423,145 | $584,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 40,838 | $576,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 28,704 | $564,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 36,064 | $562,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 32,548 | $561,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 11,907 | $549,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 169,758 | $549,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 52,737 | $546,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 56,007 | $544,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 72,141 | $543,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 71,129 | $542,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 435,681 | $536,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,064 | $535,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 371,516 | $535,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,015,299 | $532,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 35,342 | $529,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 249,685 | $524,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 210,447 | $522,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 381,059 | $522,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 66,572 | $517,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,532 | $516,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 24,604 | $516,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 144,721 | $515,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 106,897 | $512,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 95,623 | $511,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,665 | $504,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 14,907 | $500,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 152,414 | $500,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 36,307 | $495,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 83,462 | $493,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,470 | $491,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 21,526 | $491,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 123,255 | $488,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 158,445 | $487,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 361,979 | $485,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 21,116 | $481,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 218,418 | $478,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 28,434 | $476,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 30,858 | $475,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,688 | $474,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 16,061 | $472,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 39,769 | $472,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 30,539 | $470,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 16,182 | $470,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 43,959 | $470,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 185,784 | $466,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 48,376 | $464,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 3,266 | $464,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 980,835 | $462,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 93,833 | $461,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 32,176 | $460,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 232,614 | $456,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 101,504 | $454,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,464 | $452,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,064 | $451,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 31,301 | $450,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 152,055 | $449,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 789 | $443,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 117,350 | $441,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 23,569 | $440,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 67,398 | $440,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 43,006 | $438,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 12,704 | $432,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 11,423 | $431,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,139 | $430,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,192 | $430,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 18,219 | $427,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 186,227 | $427,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 107,639 | $426,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,230 | $425,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 13,647 | $424,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 51,637 | $424,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 81,392 | $422,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 6,268 | $422,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 80,589 | $421,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,742 | $419,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 8,214 | $414,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 20,953 | $412,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,450 | $411,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,500 | $410,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 378,294 | $409,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,500 | $409,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 207,834 | $408,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 21,697 | $406,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 44,337 | $405,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 119,595 | $405,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 125,548 | $403,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 16,664 | $402,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 843,575 | $401,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 19,342 | $401,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 27,911 | $399,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 76,059 | $399,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 30,990 | $397,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 194,247 | $394,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 55,837 | $393,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 18,124 | $393,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 104,726 | $391,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 12,348 | $390,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 31,956 | $388,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 40,294 | $388,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 204,644 | $383,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 93,294 | $380,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 30,940 | $376,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 198,337 | $375,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,945 | $371,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 36,813 | $370,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 84,252 | $369,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 24,287 | $365,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 79,946 | $360,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,753 | $354,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 33,549 | $354,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,784 | $353,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 53,211 | $353,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 38,594 | $351,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 38,052 | $350,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 66,327 | $349,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 76,901 | $346,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 18,761 | $344,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 50,259 | $343,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 45,552 | $342,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 4,202 | $340,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 37,636 | $339,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 11,945 | $338,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 154,456 | $338,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 87,809 | $337,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 42,495 | $336,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 176,818 | $336,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 26,392 | $334,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,740 | $331,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 10,670 | $331,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 46,038 | $330,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,993 | $329,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,092 | $328,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,559 | $325,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 21,961 | $321,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 16,320 | $318,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 21,019 | $316,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 90,246 | $316,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 16,700 | $315,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,573 | $315,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,865 | $314,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 58,159 | $314,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 26,824 | $313,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,534 | $310,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 63,752 | $307,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 40,288 | $304,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 172,916 | $301,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 13,518 | $299,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 50,288 | $298,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 7,797 | $295,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,207 | $295,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 58,701 | $294,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 33,815 | $293,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 38,318 | $290,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,048 | $289,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 167,494 | $287,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,488 | $286,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 29,718 | $285,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 70,869 | $282,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 23,219 | $279,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 49,500 | $278,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 17,915 | $277,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 31,075 | $276,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 58,510 | $275,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 11,357 | $275,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 50,455 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,662 | $273,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 49,452 | $272,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 4,449 | $271,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 88,079 | $271,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,330 | $270,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 46,344 | $270,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 46,237 | $268,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 124,403 | $267,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,535 | $265,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 26,402 | $264,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,350 | $263,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,463 | $262,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 13,706 | $262,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,106 | $261,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,617 | $261,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 106,909 | $261,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 149,046 | $261,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 10,957 | $260,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,824 | $259,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 129,651 | $259,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,916 | $257,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 23,218 | $256,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 46,440 | $253,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 67,761 | $250,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 23,422 | $250,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 17,551 | $248,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 27,304 | $248,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 83,005 | $248,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 21,586 | $248,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 25,447 | $246,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 76,794 | $246,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 6,475 | $245,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 101,434 | $244,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,120 | $243,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 124,635 | $243,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,858 | $242,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 24,055 | $242,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 29,710 | $242,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 83,343 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,765 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5,861 | $235,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 14,270 | $235,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,362 | $234,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 25,985 | $234,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 22,731 | $233,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 83,756 | $233,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 34,581 | $231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,607 | $230,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,500 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,749 | $228,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 68,160 | $228,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 16,363 | $227,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 11,941 | $227,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 61,410 | $227,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,553 | $226,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,000 | $225,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 105,930 | $225,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 55,993 | $224,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 38,742 | $223,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 31,334 | $220,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 32,142 | $220,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 5,017 | $218,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 37,857 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 5,359 | $218,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 14,004 | $218,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 38,282 | $215,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 81,947 | $215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,424 | $214,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,750 | $214,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 34,979 | $214,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 170,253 | $214,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 16,477 | $213,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 135,219 | $213,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 88,399 | $212,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 90,354 | $212,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 854 | $211,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,927 | $210,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 10,553 | $210,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,327 | $210,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 248,719 | $210,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 25,062 | $210,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 83,513 | $208,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 38,022 | $208,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 25,058 | $206,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 38,941 | $206,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 70,597 | $204,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 8,203 | $203,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 30,076 | $202,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 31,755 | $202,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 21,063 | $200,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 25,378 | $200,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 115,952 | $200,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 42,100 | $199,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 170,048 | $199,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 10,432 | $198,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 10,718 | $197,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 49,750 | $197,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 72,291 | $196,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 58,716 | $190,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 15,656 | $190,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 36,424 | $190,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 89,689 | $190,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 110,486 | $189,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 23,179 | $187,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 48,731 | $187,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 13,628 | $186,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 42,641 | $186,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 17,794 | $185,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 20,521 | $185,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 151,052 | $183,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 10,353 | $181,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 175,436 | $181,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 68,096 | $180,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 17,223 | $179,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 203,118 | $179,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 61,783 | $179,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 29,941 | $179,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 55,659 | $178,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 82,838 | $178,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 20,761 | $177,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 19,716 | $177,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 266,782 | $177,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 55,780 | $176,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 9,806 | $175,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 42,182 | $175,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 37,734 | $171,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 6,037 | $168,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 29,493 | $167,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 35,192 | $166,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,827 | $165,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 41,232 | $165,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 30,935 | $163,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 10,214 | $162,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 28,775 | $162,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,558 | $160,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 116,780 | $159,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 13,699 | $159,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 220,670 | $159,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,213 | $158,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 140,029 | $158,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 99,021 | $158,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 63,071 | $158,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 106,568 | $158,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 32,501 | $157,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 52,435 | $157,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 75,389 | $157,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 46,169 | $155,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 31,444 | $154,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 206,472 | $154,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 26,945 | $152,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,276 | $152,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 28,560 | $151,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 156,298 | $151,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 58,263 | $150,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 51,352 | $150,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 87,745 | $149,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,144 | $149,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 105,021 | $149,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 236,818 | $149,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 35,664 | $148,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 12,291 | $148,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 24,748 | $147,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 39,309 | $147,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 40,823 | $147,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 11,602 | $146,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 24,913 | $145,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,440 | $145,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 75,932 | $143,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 36,496 | $142,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 20,426 | $141,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 50,017 | $141,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 123,155 | $140,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,951 | $139,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 61,488 | $138,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 37,585 | $138,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 46,366 | $138,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 40,081 | $138,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 53,489 | $137,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 78,548 | $137,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 28,133 | $137,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 21,393 | $135,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 47,379 | $135,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 49,876 | $135,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 46,535 | $133,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 113,007 | $133,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 39,223 | $132,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 193,857 | $131,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 57,500 | $131,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 13,833 | $131,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 44,290 | $130,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,000 | $129,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 65,600 | $129,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 27,300 | $127,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 13,078 | $127,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 20,551 | $126,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 10,256 | $126,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 26,502 | $124,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,674 | $123,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 34,248 | $123,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 129,825 | $123,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 36,429 | $122,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 199,275 | $121,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 31,466 | $121,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 131,771 | $121,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 13,897 | $121,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 52,685 | $120,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 16,916 | $120,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 112,293 | $120,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 25,659 | $120,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 10,750 | $119,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 12,849 | $119,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,580 | $118,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 15,793 | $118,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 18,698 | $117,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 34,753 | $116,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 53,878 | $116,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 36,533 | $116,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 44,548 | $115,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 12,073 | $114,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 22,677 | $114,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 5,492 | $113,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 10,213 | $113,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 62,477 | $111,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 17,032 | $111,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 27,979 | $111,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 34,189 | $111,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 145,747 | $110,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 66,152 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 126,707 | $108,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 56,840 | $108,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 20,621 | $108,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 14,924 | $106,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 20,054 | $106,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,368 | $106,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 176,216 | $105,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 14,907 | $105,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 47,289 | $105,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 10,514 | $105,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 404,559 | $105,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 27,160 | $105,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 16,808 | $104,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 6,961 | $104,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 27,985 | $103,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 31,792 | $103,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 26,233 | $102,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 12,070 | $101,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 12,684 | $101,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 69,045 | $101,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 25,334 | $101,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 54,133 | $100,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 20,690 | $100,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 95,458 | $100,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 27,891 | $99,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 72,424 | $98,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,000 | $97,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,988 | $97,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 87,029 | $97,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 12,009 | $94,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 24,700 | $93,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 14,543 | $93,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 30,130 | $93,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 23,664 | $91,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 93,597 | $91,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 30,184 | $90,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 64,278 | $90,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 19,609 | $89,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 39,136 | $89,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 46,247 | $89,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 104,865 | $88,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 23,473 | $87,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 16,680 | $87,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 14,568 | $87,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 40,809 | $86,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,573 | $86,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 17,056 | $85,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 33,635 | $84,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 25,665 | $84,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 15,624 | $83,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 146,683 | $83,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 69,826 | $83,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27,246 | $82,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 34,425 | $82,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 162,041 | $81,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,299 | $81,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 20,609 | $81,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 22,367 | $80,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 27,727 | $80,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 41,206 | $79,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 23,667 | $79,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 50,922 | $79,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 22,623 | $79,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 47,457 | $78,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 107,654 | $78,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 110,872 | $78,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 38,949 | $78,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 25,573 | $78,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 61,188 | $78,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30,190 | $77,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 13,150 | $77,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 23,643 | $76,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 69,254 | $76,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 52,670 | $76,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 95,359 | $76,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 16,714 | $76,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 58,183 | $76,000 | thousands by filing date | |
| IMEDIA BRANDS INC COM CL A | 452465107 | Stock | 137,074 | $76,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 49,144 | $75,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 69,642 | $75,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 29,924 | $75,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 16,480 | $74,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 12,298 | $74,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 16,053 | $74,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 56,983 | $74,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 66,305 | $74,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 28,121 | $73,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 59,863 | $73,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 46,752 | $72,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 34,315 | $71,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 28,466 | $71,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 42,994 | $71,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 88,246 | $70,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 51,983 | $70,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 22,000 | $69,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 57,216 | $69,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-19-000017 | this filing | 2019-11-13 | acceptance time not in the bulk data set |