Skip to content

13F-HR filed by NORTHERN TRUST CORP

NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-13, with 4,273 holding rows worth $421,557,789,000.

Accession
0001256484-19-000013
Filed
2019-08-13
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2019

A combination report, 16,238 entries on the cover page, a total value of $421,557,789,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $421,557,789,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
IDERA PHARMACEUTICALS INC45168K405COM PAR232,673$622,000thousands by filing date
MARCHEX INC56624R108CMN131,768$619,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V613RAFI US 1000 ETF5,289$617,000thousands by filing date
CRAWFORD COMPANY CL A224633206COMMON STOCK58,331$614,000thousands by filing date
NEW MTN FIN CORP647551100COM43,770$612,000thousands by filing date
PALOMAR HLDGS INC COM69753M105Stock25,444$611,000thousands by filing date
Arbutus Biopharma Corp03879J100Common Shares, without par value293,078$610,000thousands by filing date
SCIPLAY CORPORATION809087109CL A43,959$602,000thousands by filing date
LEGACY HOUSING CORP52472M101COMMON STOCK48,144$599,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138G698S&P 500 REVENUE11,209$598,000thousands by filing date
RIMINI STR INC DEL76674Q107COM111,984$594,000thousands by filing date
VNET GROUP INC90138A103SPONSORED ADS A76,325$594,000thousands by filing date
HARMONY GOLD MINING CO LTD SPONSORED ADR413216300ADR260,137$590,000thousands by filing date
ALTUS MIDSTREAM CO02215L100CL A158,492$590,000thousands by filing date
TTOO89853L104Stock351,151$589,000thousands by filing date
Pareteum Corporation69946T207COM225,888$589,000thousands by filing date
SMART SAND INC83191H107COM241,325$588,000thousands by filing date
VALUE LINE INC920437100COMMON STOCK21,222$584,000thousands by filing date
PRECISION BIOSCIENCES INC74019P108COM43,433$575,000thousands by filing date
EMPRESA DIST Y COMERCIAL NOR29244A102SPON ADR31,667$574,000thousands by filing date
INTERNATIONAL MONEY EXPRESS46005L101COM40,612$573,000thousands by filing date
XBIOTECH INC98400H102COM75,528$572,000thousands by filing date
HEXO CORP428304109COM107,546$572,000thousands by filing date
AVEDRO INC05355N109COM29,007$570,000thousands by filing date
OPIANT PHARMACEUTICALS INC683750103COM42,965$569,000thousands by filing date
FVCBANKCORP INC36120Q101COMMON STOCK29,083$565,000thousands by filing date
ISHARES TR464288182MSCI AC ASIA ETF8,064$563,000thousands by filing date
GALECTIN THERAPEUTICS INC363225202COMMON STOCK134,116$556,000thousands by filing date
ORCHARD THERAPEUTICS PLC68570P101ADR39,735$556,000thousands by filing date
NOBLE MIDSTREAM PARTNERS LP65506L105COM UNIT REPST16,661$554,000thousands by filing date
GREENLANE HLDGS INC395330103CL A57,334$550,000thousands by filing date
NEXTDECADE CORP65342K105COM86,717$548,000thousands by filing date
EASTMAN KODAK CO277461406COM NEW227,693$546,000thousands by filing date
COHEN & STEERS REIT AND PREFER19247X100COM25,243$546,000thousands by filing date
NEW HOME CO INC COM645370107COM141,884$546,000thousands by filing date
VICTORY CAP HLDGS INC DEL COM CL A92645B103Stock31,424$540,000thousands by filing date
GTY TECHNOLOGY HOLDINGS INC362409104COM78,959$540,000thousands by filing date
CHARAH SOLUTIONS INC15957P105COM97,867$538,000thousands by filing date
MIRAGEN THERAPEUTICS INC60463E103COM259,980$533,000thousands by filing date
CORVUS PHARMACEUTICALS INC221015100COM141,717$530,000thousands by filing date
AMERICAN SUPERCONDUCTOR CORP030111207SHS NEW56,880$528,000thousands by filing date
CYBEROPTICS CORP COM232517102Stock32,360$525,000thousands by filing date
SUZANO S A SPON ADS86959K105ADR30,770$524,000thousands by filing date
DAQO NEW ENERGY CORP. (ADR)23703Q203SPNSRD ADS NEW12,262$519,000thousands by filing date
AGROFRESH SOLUTIONS INC00856G109COM343,412$519,000thousands by filing date
VANECK RUSSIA ETF92189F403ETF21,927$518,000thousands by filing date
VANGUARD WORLD FD92204A603INDUSTRIAL ETF3,532$515,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E511PFD ETF35,095$513,000thousands by filing date
ECLIPSE RESOURCES CORP61179L100EQUITY82,767$505,000thousands by filing date
ANAVEX LIFE SCIENCES CORP032797300COM NEW147,445$497,000thousands by filing date
Merrimack Pharmaceuticals Inc590328209Common / Ordinary Stock81,167$491,000thousands by filing date
NEWLINK GENETICS CORP651511107COM332,264$491,000thousands by filing date
OAKTREE SPECIALTY LENDING CORP67401P108COM90,271$490,000thousands by filing date
CORECARD CORPORATION45816D100COM17,002$490,000thousands by filing date
Akoustis Technologies Inc00973N102COM76,547$490,000thousands by filing date
TALEND S A874224207ADS12,693$490,000thousands by filing date
PHASEBIO PHARMACEUTICALS INC717224109COM37,027$486,000thousands by filing date
EVOFEM BIOSCIENCES INC30048L104COM72,709$483,000thousands by filing date
Melinta Therapeutics Inc58549G209Common / Ordinary Stock72,455$482,000thousands by filing date
BIOXCEL THERAPEUTICS INC09075P105COM43,822$481,000thousands by filing date
APTINYX INC03836N103COM143,850$480,000thousands by filing date
MAIDEN HOLDINGS LTDG5753U112SHS748,852$479,000thousands by filing date
CONCRETE PUMPING HOLDINGS IN206704108COMMON STOCK93,313$478,000thousands by filing date
MILLENDO THERAPEUTICS INC60040X103COM41,289$477,000thousands by filing date
LIFEVANTAGE CORP53222K205COMMON STOCK36,448$473,000thousands by filing date
CHAPARRAL ENERGY INC15942R208COM CL A100,439$473,000thousands by filing date
ISHARES TR464287374NORTH AMERN NAT15,385$472,000thousands by filing date
SOLITON INC834251100COM32,111$472,000thousands by filing date
BRIDGFORD FOODS CORP108763103COM15,800$470,000thousands by filing date
PIMCO ETF TR72201R775ACTIVE BD ETF4,365$469,000thousands by filing date
COMPX INTERNATIONAL INC20563P101COMMON STOCK27,711$468,000thousands by filing date
HARPOON THERAPEUTICS INC41358P106COM35,745$465,000thousands by filing date
Vanguard Energy ETF92204A306SHS5,454$464,000thousands by filing date
CTI BIOPHARMA CORP12648L601COM538,290$463,000thousands by filing date
AXIA ENERGIA SA15234Q207SPONSORED ADR50,578$462,000thousands by filing date
SPDW78463X889COM15,586$461,000thousands by filing date
Allena Pharmaceuticals, Inc.018119107COM112,945$460,000thousands by filing date
PROVIDENT FINL HLDGS INC743868101COM21,869$459,000thousands by filing date
COGENT BIOSCIENCES INC COM903214104COM175,290$459,000thousands by filing date
TIM PARTICIPACOES S A88706P205SPONSORED ADR30,586$458,000thousands by filing date
GULF IS FABRICATION INC402307102COM64,403$457,000thousands by filing date
GOLUB CAP BDC INC38173M102COM25,377$452,000thousands by filing date
ESPEY MFG &ELECTRONICS CORP296650104COM18,239$451,000thousands by filing date
ISHARES INC464286749MSCI SWITZERLAND11,989$450,000thousands by filing date
Ramaco Resources Inc75134P303COM CL B84,485$450,000thousands by filing date
BIG 5 SPORTING GOODS CORP08915P101COM230,198$449,000thousands by filing date
ETFS GOLD TR00326A104PHYSCL GOLD SHS3,266$444,000thousands by filing date
ELLINGTON CREDIT COMPANY288578107COM SHS BEN INT41,325$444,000thousands by filing date
LANDMARK BANCORP INC51504L107COMMON STOCK18,488$443,000thousands by filing date
AGEX THERAPEUTICS INC00848H108COM119,908$441,000thousands by filing date
COHBAR INC COM NEW19249J109Stock252,238$434,000thousands by filing date
iShares MSCI USA Momentum Factor ETF46432F396SHS3,641$432,000thousands by filing date
NLI HOLDINGS INC629156407COMMON STOCK118,171$432,000thousands by filing date
iShares MSCI ACWI ex U.S. ETF464288240SHS9,230$431,000thousands by filing date
TRANSCONTINENTAL RLTY INVS893617209COM NEW16,796$430,000thousands by filing date
EROS INTL PLCG3788M114SHS NEW318,715$430,000thousands by filing date
HARROW INC415858109COM49,294$429,000thousands by filing date
Castle Brands Inc148435100COM916,955$426,000thousands by filing date
CIM COML TR CORP125525105COM20,635$426,000thousands by filing date
HELIUS MED TECHNOLOGIES INC42328V504COM CL A193,414$425,000thousands by filing date
MONROE CAPITAL CORP610335101COM36,741$424,000thousands by filing date
STATE STREET78464A813EXCHANGE TRADED6,268$424,000thousands by filing date
ALPHATEC HLDGS INC02081G201COM NEW93,172$423,000thousands by filing date
QUORUM HEALTH CORP74909E106COM303,029$422,000thousands by filing date
LIQTECH INTL INC53632A201COM42,320$419,000thousands by filing date
STARTEK INC85569C107COM51,270$418,000thousands by filing date
AQUESTIVE THERAPEUTICS INC COM03843E104Stock98,642$414,000thousands by filing date
BANK SOUTH CAROLINA CORP065066102COM21,897$413,000thousands by filing date
NCS MULTISTAGE HLDGS INC628877102COM115,471$410,000thousands by filing date
ZAFGEN INC98885E103COM342,870$408,000thousands by filing date
BLACKROCK ENHANCED EQUITY DI09251A104COM45,900$407,000thousands by filing date
HOVNANIAN ENTERPRISES INC442487401CL A NEW53,315$405,000thousands by filing date
Ampio Pharmaceuticals03209T109COM1,044,724$405,000thousands by filing date
CATABASIS PHARMACEUTICALS IN14875P206COM NEW50,193$405,000thousands by filing date
HANCOCK JOHN PFD INCOME FD I41013X106COM17,500$403,000thousands by filing date
Fidelity MSCI Information Technology Index ETF316092808SHS6,450$402,000thousands by filing date
THE BRAND HOUSE COLLECTIVE I497498105COM177,417$401,000thousands by filing date
BITAUTO HLDGS LTD091727107SPONSORED ADS38,211$400,000thousands by filing date
TILRAY INC88688T100COM CL 28,595$399,000thousands by filing date
MOOG INC615394301CL B4,277$397,000thousands by filing date
PROFIRE ENERGY INC74316X101COM261,923$395,000thousands by filing date
X4 Pharmaceuticals, Inc.98420X103COM26,084$392,000thousands by filing date
ASHFORD INC044104107COM12,230$389,000thousands by filing date
FENNEC PHARMACEUTICALS INC31447P100COMMON STOCK96,972$388,000thousands by filing date
ELDORADO GOLD CORP NEW COM284902509Stock66,513$387,000thousands by filing date
GOLDEN OCEAN GROUP LTDG39637205SHS NEW66,671$387,000thousands by filing date
TOWN SPORTS INTL HLDGS INC89214A102COM178,546$387,000thousands by filing date
BASIC ENERGY SVCS INC NEW06985P209COM NEW203,168$386,000thousands by filing date
ISHARES INDIA 50 ETF464289529UIT EXCHANGE TRADED10,031$385,000thousands by filing date
ALLIANCEBERNSTEIN GLOBAL HIG01879R106COM32,500$383,000thousands by filing date
HAWTHORN BANCSHARES INC420476103COMMON STOCK14,222$381,000thousands by filing date
NYMOX PHARMACEUTICAL CORP ORD SHS CorpP73398102Common Stock262,351$381,000thousands by filing date
RVL PHARMACEUTICALS PLCG6S41R101COM99,449$378,000thousands by filing date
INTEVAC INC461148108COM77,694$377,000thousands by filing date
CNX MIDSTREAM PARTNERS LP12654A101COM UNIT REPST26,693$375,000thousands by filing date
AMERICANRLTYINVSINC029174109STOK27,305$372,000thousands by filing date
XENON PHARMACEUTICALS INC COM98420N105Stock37,636$371,000thousands by filing date
SEABRIDGE GOLD INC811916105COM *D*27,375$370,000thousands by filing date
EMPIRE RESORTS INC292052305COM PAR $0 0138,448$369,000thousands by filing date
GSI TECHNOLOGY INC36241U106COMMON STOCK42,911$368,000thousands by filing date
PROVENTION BIO INC74374N102COM30,448$368,000thousands by filing date
TRANSACT TECHNOLOGIES INC892918103CMN32,441$365,000thousands by filing date
BANCO BRADESCO S A059460402SPONSORED ADR40,985$365,000thousands by filing date
SPDR INDEX SHS FDS78463X749ST DOW GLOBA ETF7,276$363,000thousands by filing date
HF FOODS GROUP INC40417F109COM10,415$363,000thousands by filing date
FREQUENCY ELECTRONICS INC358010106COMMON STOCK31,240$356,000thousands by filing date
PROTEOSTASIS THERAPEUTICS IN74373B109COM365,049$356,000thousands by filing date
WORKHORSE GROUP INC98138J206COM NEW120,808$355,000thousands by filing date
PROQR THERAPEUTICS NVN71542109SHS EURO38,742$353,000thousands by filing date
MAYVILLE ENGINEERING CO INC578605107COMMON STOCK25,464$352,000thousands by filing date
PERSONALIS INC71535D106COMMON STOCK12,959$352,000thousands by filing date
TUFIN SOFTWARE TECHNOLOGIS LM8893U102SHS13,586$352,000thousands by filing date
OAKTREE CAP GROUP LLC674001201UNIT 99/99/99997,056$350,000thousands by filing date
MACKINAC FINL CORP554571109COM22,075$349,000thousands by filing date
SAPIENS INTL CORP N V SHSG7T16G103Stock20,935$348,000thousands by filing date
iShares U.S. Financials ETF464287788SHS2,753$346,000thousands by filing date
Lee Enterprises Inc523768109COM154,391$346,000thousands by filing date
PROSHARES TR74347R370PSHS SH MSCI EAF13,280$345,000thousands by filing date
PIER 1 IMPORTS INC720279504COM NEW45,673$343,000thousands by filing date
iShares MSCI Mexico ETF464286822SHS7,874$342,000thousands by filing date
J JILL INC46620W102COM171,576$341,000thousands by filing date
ASPEN AEROGELS INC04523Y105COMMON STOCK47,296$337,000thousands by filing date
NEXTCURE INC65343E108COM22,479$337,000thousands by filing date
GOLAR LNG PARTNERS LPY2745C102COM UNITS LPI29,693$336,000thousands by filing date
BANK FIRST CORP06211J100COM4,856$335,000thousands by filing date
OVID THERAPEUTICS INC690469101COMMON STOCK180,491$334,000thousands by filing date
ISHARES TR46432F388MSCI USA VALUE4,108$333,000thousands by filing date
VANECK ETF TRUST92189F700AGRIBUSINESS ETF4,993$333,000thousands by filing date
Impac Mortgage Holdings Inc45254P508COM NEW106,881$331,000thousands by filing date
AIRGAIN INC00938A104COM22,994$325,000thousands by filing date
OCH ZIFF CPTL MANGEMNT GRP I67551U204CL A NEW14,157$325,000thousands by filing date
ISHARES INC464286632MSCI ISRAEL ETF5,948$324,000thousands by filing date
CELESTICA INC15101Q108COMMON STOCK-FO47,335$323,000thousands by filing date
Cbs Corporation Cl A New124857103CLA6,461$323,000thousands by filing date
BUILD-A-BEAR WORKSHOP INC120076104COM57,743$322,000thousands by filing date
AMERANT BANCORP INC023576101COMMON STOCK16,260$320,000thousands by filing date
CARBO CERAMICS INC140781105COMMON STOCK236,311$320,000thousands by filing date
VanEck High Yield Muni ETF92189H409SHS5,000$319,000thousands by filing date
ISHARES TR464288448INTL SEL DIV ETF10,380$319,000thousands by filing date
LILIS ENERGY INC532403201COM NEW521,481$319,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V597RAFI US 15002,489$317,000thousands by filing date
INFINITY PHARMACEUTICALS INC45665G303COM176,173$317,000thousands by filing date
PACIFIC DRILLING SA LUXEMBOURG COML7257P205Stock25,086$316,000thousands by filing date
EMCORE CORP290846203COM95,793$315,000thousands by filing date
FIDELITY COVINGTON TRUST316092204MSCI CONSM DIS6,865$314,000thousands by filing date
INFRA AND ENERGY ALTRNTIVE I45686J104COM154,156$314,000thousands by filing date
ORGANOGENESIS HOLDINGS INC68621F102COMMON STOCK41,066$312,000thousands by filing date
ARROWMARK FINANCIAL CORP861780104COM14,320$312,000thousands by filing date
PLYMOUTH INDL REIT INC COM729640102REIT16,462$312,000thousands by filing date
SURFACE ONCOLOGY INC86877M209COM110,487$311,000thousands by filing date
ULTRA PETROLEUM CORP903914208COM NEW1,706,738$307,000thousands by filing date
TELIGENT INC NEW87960W104COM485,569$306,000thousands by filing date
A-MARK PRECIOUS METALS INC00181T107COM23,319$304,000thousands by filing date
CERECOR INC15671L109COM55,971$304,000thousands by filing date
TOWNSQUARE MEDIA INC892231101CL A56,298$302,000thousands by filing date
SARATOGA INVESTMENT CORP80349A208COM NEW12,174$301,000thousands by filing date
IRIDEX CORP462684101COM65,483$298,000thousands by filing date
MEI PHARMA INC55279B202COM NEW119,007$298,000thousands by filing date
ENDAVA PLC ADS29260V105ADR7,383$297,000thousands by filing date
CHEMBIO DIAGNOSTICS163572209COM48,772$297,000thousands by filing date
LSI INDUSTRIES INC50216C108COMMON STOCK80,880$296,000thousands by filing date
CLIMB GLOBAL SOLUTIONS INC946760105COMMON STOCK25,812$292,000thousands by filing date
ESTABLISHMENT LABS HOLDINGSG31249108COMMON STOCK13,300$292,000thousands by filing date
CORPORACION AMER ARPTS S AL1995B107COM36,000$291,000thousands by filing date
PURPLE INNOVATION INC74640Y106CMN43,130$291,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E214S&P INTL QULTY12,260$290,000thousands by filing date
EXONE CO302104104COM31,044$290,000thousands by filing date
PSYCHEMEDICS CORP744375205COM NEW28,822$290,000thousands by filing date
CLEARSIDE BIOMEDICAL INC185063104COM295,392$287,000thousands by filing date
EVERQUOTE INC30041R108COM CL A22,037$286,000thousands by filing date
iShares U.S. Aerospace & Defense ETF464288760SHS1,330$285,000thousands by filing date
Schwab U.S. Small-Cap ETF808524607SHS3,991$285,000thousands by filing date
INVESCO EXCHNG TRADED FD TR46138E701CHINA SMALL CP11,089$284,000thousands by filing date
CHANGYOU COM LTD15911M107ADS REP CL A29,408$283,000thousands by filing date
TWO RIV BANCORP90207C105COMMON19,722$283,000thousands by filing date
ISHARES TR464287762US HLTHCARE ETF1,438$281,000thousands by filing date
ISHARES INC464286525MSCI GBL MIN VOL3,048$281,000thousands by filing date
ISHARES TR464288174GL TIMB FORE ETF4,662$280,000thousands by filing date
NANTKWEST INC63016Q102COM274,199$280,000thousands by filing date
DELAWARE INV MN MUN INC FD I24610V103COM21,600$278,000thousands by filing date
SEADRILL LTDG7998G106COM66,688$278,000thousands by filing date
CELLECTIS ADS15117K103COM17,778$277,000thousands by filing date
JUMEI INTL HLDG LTD48138L107SPONSORED ADR112,292$277,000thousands by filing date
SPDR SER TR78464A870S&P BIOTECH3,149$276,000thousands by filing date
iShares Morningstar Small-Cap Growth ETF464288604SHS1,350$275,000thousands by filing date
SPDR SERIES TRUST78464A797ST STR SP BANK6,333$275,000thousands by filing date
EYEPOINT PHARMACEUTICALS INC30233G100COM167,434$275,000thousands by filing date
VAALCO ENERGY INC91851C201COMMON STOCK164,019$274,000thousands by filing date
ISHARES MICRO-CAP ETF464288869ETF2,916$272,000thousands by filing date
STEEL CONNECT INC858098106CMN149,422$272,000thousands by filing date
TPG SPECIALTY LENDING INC87265K102COM13,831$271,000thousands by filing date
Vitamin Shoppe, Inc.92849E101COM68,763$271,000thousands by filing date
SHARPSPRING INC820054104COM20,883$271,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V282S&P500 EQL TEC1,518$269,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V837DORSEY WRIGHT MO4,449$268,000thousands by filing date
China Yuchai Intl LtdG21082105COM17,822$267,000thousands by filing date
KEY ENERGY SVCS INC DEL49309J103COM118,909$267,000thousands by filing date
GUARANTY FED BANCSHARES INC40108P101COM11,457$266,000thousands by filing date
Schwab US Mid-Cap ETF808524508SHS4,636$265,000thousands by filing date
TETRAPHASE PHARMACEUTICALS INC88165N105COMMON STOCK552,022$265,000thousands by filing date
RISE ED CAYMAN LTD76761L102SPONSORED ADR27,873$265,000thousands by filing date
COLONY BANKCORP19623P101COMMON STOCK15,533$263,000thousands by filing date
STRATTEC SECURITY CORP863111100COMMON STOCK10,875$262,000thousands by filing date
SCHWAB STRATEGIC TR808524805INTL EQTY ETF8,148$261,000thousands by filing date
KNOT OFFSHORE PARTNERS LPY48125101COM UNITS13,694$261,000thousands by filing date
HORIZON GLOBAL CORP44052W104COM72,658$261,000thousands by filing date
EQUILLIUM INC29446K106COM45,943$260,000thousands by filing date
MMA Capital Management LLC55315D105COM7,771$260,000thousands by filing date
Schwab U.S. Large-Cap Growth ETF808524300SHS3,106$258,000thousands by filing date
QUTOUTIAO INC ADS REP SHS A74915J107ADR64,905$256,000thousands by filing date
VBI VACCINES INC91822J103COM NEW218,769$256,000thousands by filing date
HALCON RES CORP40537Q605COM PAR NEW1,447,151$256,000thousands by filing date
ROAN RES INC769755109CL A COM146,898$256,000thousands by filing date
SONIM TECHNOLOGIES INC83548F101EQUITY19,995$255,000thousands by filing date
BEASLEY BROADCAST GRP INC -A074014101CL A78,644$254,000thousands by filing date
NAM TAI PROPERTY INCG63907102Com25,985$253,000thousands by filing date
ULTRALIFE CORP903899102COM31,765$252,000thousands by filing date
TUESDAY MORNING CORP899035505COM NEW149,549$252,000thousands by filing date
ID SYSTEMS INC449489103COM42,468$250,000thousands by filing date
VANECK ETF TRUST92189F106GOLD MINERS ETF9,750$249,000thousands by filing date
DIAMOND S SHIPPING INC COMY20676105COM19,385$248,000thousands by filing date
U S WELL SERVICES INC91274U101CLASS A51,326$247,000thousands by filing date
VOXX INTERNATIONAL CORP91829F104COMMON STOCK58,810$245,000thousands by filing date
BABCOCK & WILCOX ENTERPRISES INC05614L100COM713,981$245,000thousands by filing date
OTONOMY INC68906L105COM89,161$245,000thousands by filing date
HOUSTON WIRE & CABLE CO44244K109COM46,763$245,000thousands by filing date
SOTHERLY HOTELS INC83600C103COM34,981$244,000thousands by filing date
HILL INTERNATIONAL INC431466101COM90,190$244,000thousands by filing date
EATON VANCE ENHANCED EQUITY278277108COM14,300$243,000thousands by filing date
SUBURBAN PROPANE PARTNERS L.P.864482104COM10,014$243,000thousands by filing date
ARC DOCUMENT SOLUTIONS INC00191G103COM117,967$241,000thousands by filing date
COMPUTER TASK GROUP INC205477102COM60,026$241,000thousands by filing date
REMARK HLDGS INC75955K102COM283,386$240,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX1,660$239,000thousands by filing date
ELECTROCORE INC28531P103COM119,439$239,000thousands by filing date
JIANPU TECHNOLOGY INC47738D101ADR63,826$239,000thousands by filing date
OCONEE FED FINL CORP675607105COM10,365$238,000thousands by filing date
GLOBALSCAPE INC37940G109COM23,177$237,000thousands by filing date
ZOVIO INC98979V102COMMON STOCK65,600$235,000thousands by filing date
PRECISION DRILLING CORP74022D308COM 2010123,049$233,000thousands by filing date
BRIGHT SCHOLAR ED HLDGS LTD109199109SPONSORED ADS25,543$232,000thousands by filing date
FERROGLOBE PLCG33856108SHS136,019$231,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33734K109COM SHS3,749$230,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R118NASD TECH DIV5,861$229,000thousands by filing date
MAINSTREET BANCSHARES INC56064Y100COMMON STOCK10,037$229,000thousands by filing date
ALLIANCEBERNSTEIN HLDG L P01881G106UNIT LTD PARTN7,640$227,000thousands by filing date
MIX TELEMATICS LTD60688N102SPONSORED ADR14,971$225,000thousands by filing date
FRANKLIN FINANCIAL SERVICES353525108COMMON STOCK5,887$224,000thousands by filing date
INNOVATE BIOPHARMACEUTICLS I45782F105COM PAR193,464$224,000thousands by filing date
Constellation Brands Inc Cl B21036P207Com1,115$223,000thousands by filing date
BIT MINING LIMITED33829R100SPON ADR REP A21,039$223,000thousands by filing date
CUMULUS MEDIA INC231082801COM CL A11,953$222,000thousands by filing date
CHAMPIONS ONCOLOGY INC15870P307COM NEW28,045$220,000thousands by filing date
SPDR INDEX SHS FDS78463X103ST STR EUROP ETF6,424$220,000thousands by filing date
VINCE HLDG CORP92719W207COM NEW15,758$220,000thousands by filing date
REEDS INC COM758338107Stock58,183$220,000thousands by filing date
OTELCO INC688823301CL A NEW13,699$220,000thousands by filing date
HOPFED BANCORP INC439734104COM11,570$219,000thousands by filing date
DYADIC INTL INC DEL26745T101COM34,800$218,000thousands by filing date
BLACKROCK TCP CAPITAL CORP09259E108COM15,251$217,000thousands by filing date
SLR INVESTMENT CORP83413U100COM10,567$217,000thousands by filing date
TECNOGLASS INCG87264100ORD SHS33,415$217,000thousands by filing date
AKERO THERAPEUTICS INC00973Y108COM11,328$217,000thousands by filing date
STEWARDSHIP FINL CORP860326107COM14,004$217,000thousands by filing date
CEDAR FAIR L P150185106DEPOSITRY UNIT4,535$216,000thousands by filing date
X FINL SPONSORED ADS98372W103ADR57,500$216,000thousands by filing date
AZUL S A05501U106OPT6,454$216,000thousands by filing date
NATURAL ALTERNATIVES INTL IN638842302COM NEW18,376$215,000thousands by filing date
ANIXA BIOSCIENCES INC03528H109COM58,993$214,000thousands by filing date
KAYNE ANDERSON ENERGY486606106COM13,879$213,000thousands by filing date
SCPHARMACEUTICALS INC810648105COM66,570$213,000thousands by filing date
CPI AEROSTRUCTURES INC125919308COM NEW25,158$212,000thousands by filing date
INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF46137V563ETF11,677$212,000thousands by filing date
YIREN DIGITAL LTD98585L100SPONSORED ADS15,239$210,000thousands by filing date
SELECT INTERIOR CONCEPTS INC CLASS816120307CL A17,977$209,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137Y500ZACKS MULT AST9,400$208,000thousands by filing date
BNY MELLON STRATEGIC MUNS IN05588W108COM25,160$206,000thousands by filing date
INSPIRED ENTERTAINMENT INC45782N108COMMON STOCK24,091$203,000thousands by filing date
FIRST CAPITAL INC31942S104COMMON STOCK4,021$203,000thousands by filing date
DIREXION SHARES ETF TRUST25459Y694CMN2,750$203,000thousands by filing date
MATINAS BIOPHARMA HLDGS INC576810105COM236,818$203,000thousands by filing date
iShares Mortgage Real Estate ETF46435G342SHS4,795$202,000thousands by filing date
AQUA METALS INC03837J101COM121,043$202,000thousands by filing date
WISDOMTREE TR97717W760INTL SMCAP DIV3,085$201,000thousands by filing date
WRAP TECHNOLOGIES INC98212N107COM32,129$200,000thousands by filing date
PIONEER ENERGY SVCS CORP723664108COM784,606$199,000thousands by filing date
ALASKA COMMUNICATIONS SYS GR01167P101COM116,507$199,000thousands by filing date
DNP SELECT INCOME FD INC23325P104COM16,777$198,000thousands by filing date
UNITED GUARDIAN INC910571108COM10,532$198,000thousands by filing date
WESTPORT FUEL SYSTEMS INC960908309COM72,971$198,000thousands by filing date
GOLDFIELD CORP381370105COM85,138$196,000thousands by filing date
SESEN BIO INC817763105COM130,371$195,000thousands by filing date
ROSETTA RES INC COM777385105Stock52,386$194,000thousands by filing date
CBDMD INC12482W101COM32,863$194,000thousands by filing date
NICHOLAS FINANCIAL INC65373J209COM NEW20,521$193,000thousands by filing date
ZION OIL & GAS INC989696109COM568,181$190,000thousands by filing date
AVIAT NETWORKS INC05366Y201COMMON STOCK13,728$188,000thousands by filing date
PREVAIL THERAPEUTICS INC74140Y101COM14,239$188,000thousands by filing date
ACER THERAPEUTICS INC00444P108CMN48,313$188,000thousands by filing date
ICAD INC44934S206COM NEW29,263$187,000thousands by filing date
ISHARES INC46434G814MSCI MLY ETF NEW6,251$186,000thousands by filing date
SOUTH PLAINS FINANCIAL INC83946P107COM11,230$185,000thousands by filing date
LAKELAND INDS INC511795106COM16,569$185,000thousands by filing date
FRANCESCAS HLDGS CORP351793104COM373,460$185,000thousands by filing date
Checkpoint Therapeutics Inc Com162828107COM61,048$185,000thousands by filing date
FNCB BANCORP INC302578109COM23,801$184,000thousands by filing date
ONCOCYTE CORP68235C107COM73,973$184,000thousands by filing date
PIXELWORKS INC72581M305COM NEW61,610$182,000thousands by filing date
CODA OCTOPUS GROUP INC19188U206COM NEW13,904$181,000thousands by filing date
ISHARES INC464286780MSCI STH AFR ETF3,309$181,000thousands by filing date
CENTRIC BRANDS INC15644G104COM43,723$180,000thousands by filing date
UNIVERSAL TECHNICAL INST INC913915104COM52,183$179,000thousands by filing date
UQM TECHNOLOGIES INC903213106COM108,512$179,000thousands by filing date
AWARE INC MASS05453N100CMN53,230$177,000thousands by filing date
MANNATECH INC563771203COM NEW10,353$176,000thousands by filing date
NATIONAL ENERGY SERVICES REUG6375R107SHS19,850$173,000thousands by filing date
RIOT PLATFORMS INC767292105COM54,644$172,000thousands by filing date
SIENNA BIOPHARMACEUTICALS IN82622H108COM196,339$171,000thousands by filing date
INFUSYSTEM HOLDINGS INC45685K102COMMON STOCK38,941$167,000thousands by filing date
VOLT INFORMATION SCIEN COM928703107COM37,033$166,000thousands by filing date
NETSOL TECHNOLOGIES INC64115A402COM PAR $.00129,376$165,000thousands by filing date
NEUROTROPE INC64129T207COM NEW20,500$164,000thousands by filing date
GREAT ELM CAP GROUP INC39036P209COM NEW37,785$163,000thousands by filing date
HORNBECK OFFSHORE SVCS INC N440543106COM128,637$161,000thousands by filing date
TREVENA INC89532E109COM156,298$161,000thousands by filing date
ALTA MESA RES INC02133L109CL A1,100,898$161,000thousands by filing date
CUMBERLAND PHARMACEUTICALS I230770109COM25,113$160,000thousands by filing date
SECURITY NATL FINL CORP CL A814785309COMMON STOCK31,744$159,000thousands by filing date
AMTECH SYSTEMS INC032332504COMMON STOCK28,860$159,000thousands by filing date
KEY TRONIC CORP493144109COM32,051$159,000thousands by filing date
NRC GROUP HLDGS CORP629375106COM14,320$159,000thousands by filing date
ISHARES INC MSCI CHILE ETF464286640MSCI CHILE ETF3,791$155,000thousands by filing date
DESTINATION XL GROUP INC25065K104COM88,045$155,000thousands by filing date
LRAD CORP50213V109COM46,369$153,000thousands by filing date
TORCHLIGHT ENERGY RES INC89102U103COM107,607$152,000thousands by filing date
AMERISERV FINL INC03074A102COM36,399$151,000thousands by filing date
SEACHANGE INTL INC811699107COM106,269$151,000thousands by filing date
ALKALINE WTR CO INC01643A207COM NEW69,045$151,000thousands by filing date
CONTANGO OIL & GAS CO COM NEW21075N204Stock86,089$150,000thousands by filing date
AFFIMED N VN01045108COM52,211$150,000thousands by filing date
Roadrunner Transportation Systems Inc76973Q204USD15,736$150,000thousands by filing date
VIRCO MFG CO927651109COM31,466$147,000thousands by filing date
AH BELO CORP001282102COMMON STOCK39,736$147,000thousands by filing date
SCYNEXIS INC COM NEW811292101Common Stock112,293$147,000thousands by filing date
RF INDUSTRIES LTD749552105COMMON STOCK17,316$146,000thousands by filing date
PERCEPTRON INC71361F100COMMON STOCK32,809$146,000thousands by filing date
RED VIOLET INC75704L104COMMON STOCK11,676$145,000thousands by filing date
KALEIDO BIOSCIENCES INC483347100COM12,485$145,000thousands by filing date
LUNA INNOVATIONS INC550351100COM32,167$145,000thousands by filing date
RICHARDSON ELEC LTD763165107COMMON STOCK25,679$144,000thousands by filing date
BRAINSTORM CELL THERAPEUTICS10501E201COM36,496$144,000thousands by filing date
YOUNGEVITY INTL INC987537206COM NEW25,231$144,000thousands by filing date
CYPRESS ENVIRONMENTL PARTNR232751107LTD PARTNER INT19,716$143,000thousands by filing date
MICROVISION INC DEL594960304COM NEW176,216$142,000thousands by filing date
CSS INDS INC125906107COMMON STOCK28,920$141,000thousands by filing date
ORION ENERGY SYSTEMS INC686275108COM47,379$141,000thousands by filing date
IDENTIV INC45170X205COM NEW27,161$140,000thousands by filing date
SHARPS COMPLIANCE CORP820017101COM39,158$139,000thousands by filing date
DRYSHIPS INCY2109Q705COM PAR NEW36,392$139,000thousands by filing date
AMERISOURCEBERGEN COR000307108COMMON161,495$139,000thousands by filing date
INNOVATIVE SOLUTIONS SUPP45769N105COMMON STOCK27,105$138,000thousands by filing date
ODYSSEY MARINE EXPL INC676118201COM NEW23,659$137,000thousands by filing date
STAR GROUP LP85512C105UNIT LTD PARTNR13,702$137,000thousands by filing date
UROVANT SCIENCESG9381B108COMMON STOCK17,164$136,000thousands by filing date
STAR BULK CARRIERS CORP.Y8162K204SHS PAR13,983$135,000thousands by filing date
LOOP INDS INC543518104COM13,504$134,000thousands by filing date
EVERSPIN TECHNOLOGIES INC30041T104COMMON STOCK20,551$134,000thousands by filing date
NEXA RES S AL67359106COM13,934$134,000thousands by filing date
FAMOUS DAVE'S OF AMERICA307068106COM30,333$134,000thousands by filing date
QUMU CORP749063103COM32,392$134,000thousands by filing date
APPROACH RESOURCES INC03834A103COM457,869$133,000thousands by filing date
CONSUMER PORTFOLIO SERVICES210502100COMMON STOCK34,848$132,000thousands by filing date
INTEST CORP461147100COMMON STOCK27,500$132,000thousands by filing date
REALNETWORKS INC75605L708COM69,185$132,000thousands by filing date
ATLANTIC AMERN CORP048209100COM53,489$131,000thousands by filing date
HENNESSY ADVISORS INC425885100COM13,440$130,000thousands by filing date
IEC ELECTRS CORP NEW44949L105COM20,720$130,000thousands by filing date
RESEARCH FRONTIERS INC760911107COM38,915$129,000thousands by filing date
SOCIAL REALITY INC83362P300COM CL A NEW27,783$129,000thousands by filing date
MEDALLION FINANCIAL CORP583928106COMMON STOCK19,003$128,000thousands by filing date
HUNT COS FIN TR INC44558T100COM37,739$128,000thousands by filing date
GLOBAL CORD BLOOD CORPG39342103COM21,890$127,000thousands by filing date
LIBBEY INC529898108COM68,323$127,000thousands by filing date
AQUINOX PHARMACEUTICALS INC03842B101COM53,687$127,000thousands by filing date
MAGNACHIP SEMICONDUCTOR CORP55933J203CMN12,180$126,000thousands by filing date
TREVI THERAPEUTICS INC COM89532M101Stock16,480$124,000thousands by filing date
ATOMERA INC04965B100COMMON STOCK24,700$124,000thousands by filing date
EDUCATIONAL DEV CORP281479105COM17,812$124,000thousands by filing date
FRIEDMAN INDUSTRIES358435105COMMON STOCK17,432$122,000thousands by filing date
QUOTIENT LTDG73268107SHS13,013$122,000thousands by filing date
NUVEEN PFD & INCOME OPPORTUN67073B106COM12,254$121,000thousands by filing date
AURORA MOBILE LTD051857100ADS25,457$121,000thousands by filing date
NOVAN INC66988N106COM44,538$120,000thousands by filing date
SUNESIS PHARMACEUTICALS INC867328700COM165,769$120,000thousands by filing date
DATA I O CORP237690102COM26,533$119,000thousands by filing date
VOLITIONRX LTD928661107COM38,032$119,000thousands by filing date
EKSO BIONICS HLDGS INC282644202COM NEW93,370$119,000thousands by filing date
NANTHEALTH INC630104107CMN224,239$118,000thousands by filing date
ISHARES TR46429B606MSCI POLAND ETF4,921$117,000thousands by filing date
LONESTAR RES US INC54240F103CL A VTG50,770$117,000thousands by filing date
LANTRONIX INC516548203COMMON STOCK34,953$116,000thousands by filing date
CURIS INC231269200COM62,188$116,000thousands by filing date
Veru Inc92536C103Common Stock54,178$115,000thousands by filing date
ADAMIS PHARMACEUTICALS CORP00547W208COM NEW88,432$115,000thousands by filing date
PEAK RESORTS INC70469L100COM24,201$115,000thousands by filing date
IVERIC BIO INC46583P102COM87,029$114,000thousands by filing date
AMPCO PITTSBURGH CORP032037103COMMON STOCK28,185$113,000thousands by filing date
CIVEO CORP CDA17878Y108COM65,343$113,000thousands by filing date
MITCHAM INDS INC COM606501104COM28,289$112,000thousands by filing date
RESONANT INC76118L102COM47,366$112,000thousands by filing date
HARVEST CAP CR CORP41753F109COM10,514$111,000thousands by filing date
SEVERN BANCORP ANNAPOLIS MD81811M100COM12,784$111,000thousands by filing date
PERMA PIPE INTERNATIONAL HOL714167103COMMON STOCK12,024$110,000thousands by filing date
CITIZENS COMMUNITY BANCORP I174903104COMMON STOCK10,088$110,000thousands by filing date
BNY MELLON MUN INCOME INC05589T104COM12,950$110,000thousands by filing date
QUINTANA ENERGY SVCS INC74875T103COM68,053$110,000thousands by filing date
CORE MOLDING TECHNOLOGIES IN218683100COMMON STOCK14,543$109,000thousands by filing date
ROCKY MTN CHOCOLATE FACT77467X101Equity12,949$109,000thousands by filing date
QUICKLOGIC CORP74837P108COM187,094$108,000thousands by filing date
YINTECH INVT HLDGS LTD98585M108SPONSORED ADR22,933$108,000thousands by filing date
SACHEM CAP CORP78590A109COM20,177$107,000thousands by filing date
FIVE POINT HOLDINGS LLC33833Q106COM CL A14,304$107,000thousands by filing date
IDEANOMICS INC45166V106COM42,985$106,000thousands by filing date
HUTTIG BUILDING PRODUCTS448451104COMM41,209$106,000thousands by filing date
VIVUS INC928551308COM NEW27,760$106,000thousands by filing date
MYOVANT SCIENCES LTDG637AM102COMMON STOCK-FO11,515$105,000thousands by filing date
SYMBOLIC LOGIC INC30049R209COM131,771$104,000thousands by filing date
BK Technologies Corp.05587G104COM24,067$104,000thousands by filing date
ELECTROMED INC285409108COMMON STOCK18,674$102,000thousands by filing date
BLUE CAP REINS HLDGS LTD COM COMG1190F107COM15,363$102,000thousands by filing date
CAPSTONE GREEN ENERGY CORP.14067D409Common Stock130,709$102,000thousands by filing date
SYNACOR INC871561106COM64,278$100,000thousands by filing date
ALIMERA SCIENCES INC016259103COM111,596$99,000thousands by filing date
SMITH MICRO SOFTWARE INC832154207COMMON32,448$99,000thousands by filing date
LIPOCINE INC NEW53630X104CMN50,817$99,000thousands by filing date
EATON VANCE TAX-MANAGED GLOB27829c105COM10,000$98,000thousands by filing date
INTELLICHECK MOBILISA INC45817G201COM NEW17,056$98,000thousands by filing date
PACIFIC ETHANOL INC PAR $.00169423U305COM127,558$98,000thousands by filing date
STRONGBRIDGE BIOPHARMA PLCG85347105SHS USD30,771$96,000thousands by filing date
Aravive Inc03890D108Common / Ordinary Stock15,793$95,000thousands by filing date
TARENA INTL INC876108101SPONSORED ADS37,290$93,000thousands by filing date
BEST INC08653C106SPONSORED ADS16,742$92,000thousands by filing date
AVENUE THERAPEUTICS INC05360L205COM14,568$92,000thousands by filing date
URBAN ONE INC91705J204CL D NON VTG46,247$91,000thousands by filing date
S&W SEED COMPANY COM785135104COM34,425$91,000thousands by filing date
CRH MEDICAL CORP12626F105COM29,913$91,000thousands by filing date
CROWN CRAFTS INC228309100COM19,098$90,000thousands by filing date
LESAKA TECHNOLOGIES INC64107N206CMN22,672$90,000thousands by filing date
TUNIU CORP89977P106SPONSORED ADS28,112$90,000thousands by filing date
AXCELLA HEALTH INC05454B105COM9,628$90,000thousands by filing date
HTG MOLECULAR DIAGNOSTICS IN40434H104COM54,178$90,000thousands by filing date
PROPHASE LABS INC74345W108COM41,206$89,000thousands by filing date
RANGER ENERGY SERVICES CL A75282U104COMMON STOCK10,962$88,000thousands by filing date
TANDY LEATHER FACTORY INC87538X105COM16,053$88,000thousands by filing date
AROTECH CORP042682203COM NEW44,290$88,000thousands by filing date
Xunlei Ltd-Adr98419E108COM33,020$86,000thousands by filing date
FINJAN HLDGS INC31788H303COM NEW38,949$86,000thousands by filing date
WIRELESS TELECOM GROUP INC976524108COM53,270$84,000thousands by filing date
RCM TECHNOLOGIES INC749360400COMMON STOCK20,833$83,000thousands by filing date
APOLLO ENDOSURGERY INC03767D108COM25,665$83,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001256484-19-000013this filing2019-08-13acceptance time not in the bulk data set