13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 4,307 holding rows worth $408,598,149,000.
- Accession
- 0001256484-18-000018
- Filer
- CIK 73124
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 16,065 entries on the cover page, a total value of $408,598,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,598,149,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROFIRE ENERGY INC | 74316X101 | COM | 278,198 | $887,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 370,666 | $886,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 42,450 | $885,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 11,887 | $883,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,601 | $882,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 54,454 | $873,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 846,153 | $872,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 79,473 | $869,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 61,673 | $864,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 60,142 | $854,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 24,980 | $852,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 17,422 | $846,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 44,829 | $843,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 112,471 | $842,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 21,935 | $841,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 96,292 | $838,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 102,085 | $837,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 40,455 | $833,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 13,943 | $828,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 13,293 | $826,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,544 | $820,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 23,854 | $818,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 7,629 | $815,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,166 | $814,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 80,511 | $813,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 141,733 | $804,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 79,035 | $803,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 54,280 | $803,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 136,381 | $802,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 21,071 | $798,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 29,847 | $792,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 10,932 | $789,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 46,273 | $787,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,248 | $782,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 43,668 | $777,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 95,202 | $776,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 601,138 | $770,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 70,117 | $765,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 33,202 | $763,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 352,950 | $759,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 41,040 | $759,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 15,998 | $756,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 21,877 | $752,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 166,934 | $752,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 241,907 | $749,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 74,029 | $740,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 12,392 | $734,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 122,367 | $734,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 134,471 | $732,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 41,726 | $730,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 23,347 | $727,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 15,143 | $726,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 51,036 | $726,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 40,405 | $722,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 33,335 | $719,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,468 | $717,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 32,000 | $713,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 58,330 | $711,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 13,423 | $708,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 32,704 | $707,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 53,871 | $701,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 38,666 | $701,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 97,584 | $693,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 206,972 | $689,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 35,155 | $687,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 34,508 | $685,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 26,000 | $684,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 77,928 | $682,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 48,031 | $681,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,279 | $680,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 135,483 | $679,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 30,694 | $678,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 27,998 | $675,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 26,020 | $672,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 271,531 | $668,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 21,845 | $661,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 66,419 | $661,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 353,334 | $660,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 66,569 | $656,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 54,521 | $655,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 271,583 | $654,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,366 | $645,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 60,030 | $641,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,025 | $634,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 80,259 | $634,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 102,091 | $631,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 20,267 | $624,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 98,656 | $623,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 38,756 | $622,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 43,079 | $622,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 241,685 | $621,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,370 | $619,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 386,308 | $618,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 30,490 | $615,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 17,352 | $614,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 82,332 | $614,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 31,421 | $614,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,988 | $608,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 16,217 | $599,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 83,701 | $597,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 86,055 | $594,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 169,628 | $594,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 64,606 | $584,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,197 | $579,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 13,125 | $572,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 52,814 | $572,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 47,345 | $568,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 11,345 | $562,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 104,061 | $561,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 15,520 | $556,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 28,405 | $553,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 72,100 | $553,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 39,996 | $549,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 21,942 | $546,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,135 | $542,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 191,134 | $535,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 16,722 | $534,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 8,881 | $532,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 23,247 | $531,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 18,257 | $530,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 87,885 | $529,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,038,953 | $528,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 71,834 | $527,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 22,686 | $524,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 67,177 | $524,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 19,386 | $522,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 10,149 | $520,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 64,185 | $513,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 17,580 | $508,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 96,223 | $508,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,656 | $504,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 92,972 | $504,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 34,136 | $496,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 87,323 | $494,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 26,251 | $492,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 51,710 | $490,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 28,540 | $483,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 33,140 | $483,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,555 | $483,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 42,562 | $480,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 10,923 | $477,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 174,057 | $472,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 147,565 | $472,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 8,000 | $471,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 40,161 | $469,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 94,054 | $466,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 97,896 | $465,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,835 | $464,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 9,428 | $462,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 168,821 | $461,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 52,149 | $461,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 6,094 | $460,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 183,436 | $459,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 127,460 | $459,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 52,599 | $458,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 25,515 | $456,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 84,964 | $455,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 117,482 | $452,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 26,605 | $451,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 33,294 | $449,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 25,702 | $449,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 12,905 | $448,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 52,508 | $448,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,200 | $446,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 43,295 | $446,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 21,939 | $445,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 34,264 | $442,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 7,320 | $441,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 114,525 | $441,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,558 | $440,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 30,714 | $440,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 57,850 | $436,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 19,793 | $428,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 10,422 | $427,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 7,304 | $424,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 11,679 | $417,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 63,648 | $405,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 68,832 | $404,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,445 | $399,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 70,947 | $398,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 36,946 | $398,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 29,938 | $395,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 75,936 | $394,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 43,095 | $388,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 83,557 | $384,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 396,581 | $384,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 36,610 | $384,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,360 | $383,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 64,744 | $383,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 28,094 | $382,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 11,177 | $382,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 510,000 | $381,000 | thousands by filing date | principal |
| DATAWATCH CORP | 237917208 | COM NEW | 32,661 | $380,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 33,291 | $377,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 33,916 | $373,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 87,840 | $373,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 236,788 | $372,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,820 | $370,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,500 | $370,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 20,905 | $369,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 21,368 | $369,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,453 | $368,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 26,977 | $367,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 4,277 | $367,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 51,990 | $366,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 47,615 | $366,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 21,096 | $366,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 102,480 | $366,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 10,693 | $359,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 44,085 | $359,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 12,890 | $359,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 119,262 | $358,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 70,003 | $356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,220 | $352,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 345,315 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,662 | $351,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 163,096 | $350,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 37,316 | $347,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 66,241 | $346,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 64,350 | $344,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 120,329 | $342,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 25,995 | $337,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 58,025 | $337,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 32,463 | $336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 5,100 | $335,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 45,263 | $335,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,753 | $334,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,948 | $333,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 27,619 | $332,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 18,028 | $330,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 14,686 | $330,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 33,845 | $330,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,581 | $328,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,296 | $328,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 116,335 | $328,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 152,503 | $325,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 12,400 | $321,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 15,763 | $317,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 149,640 | $317,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,587 | $315,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 21,127 | $314,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 35,848 | $314,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 13,036 | $314,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 69,612 | $313,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 51,764 | $312,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 32,538 | $310,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 23,765 | $310,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 14,303 | $310,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 59,855 | $310,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,753 | $309,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 18,316 | $309,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 131,771 | $309,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 684,893 | $309,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 347,358 | $307,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 44,001 | $306,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 45,384 | $306,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 20,072 | $306,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 111,979 | $305,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 29,540 | $304,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 10,353 | $303,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 31,794 | $301,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 11,484 | $299,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 315,367 | $299,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 142,151 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,232 | $297,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 105,724 | $294,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 21,826 | $294,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 15,835 | $293,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 20,950 | $293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,249 | $291,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,019 | $290,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 109,295 | $290,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 21,777 | $288,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,799 | $287,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6,923 | $287,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 14,005 | $286,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 12,260 | $286,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,023 | $283,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 12,328 | $283,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,290 | $279,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 61,975 | $279,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,057 | $278,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 27,666 | $278,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 64,207 | $277,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 54,178 | $274,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 18,178 | $271,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 68,627 | $269,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 50,154 | $267,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 9,475 | $267,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 11,048 | $265,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 31,304 | $263,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 43,182 | $263,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,438 | $261,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 26,451 | $261,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,179 | $260,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 88,437 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,832 | $258,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,121 | $256,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 7,907 | $256,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 38,487 | $255,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 35,167 | $254,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 91,997 | $253,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,818 | $252,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 9,435 | $251,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 9,059 | $248,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 174,480 | $248,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 18,794 | $247,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 32,298 | $247,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 59,373 | $247,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,155 | $246,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 33,731 | $245,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 20,521 | $242,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 13,798 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 7,450 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,715 | $236,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,014 | $236,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 7,887 | $236,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 26,792 | $236,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 40,444 | $235,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 14,221 | $235,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 91,123 | $235,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 50,411 | $235,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 13,420 | $235,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 14,530 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,749 | $234,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,678 | $231,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 245,000 | $231,000 | thousands by filing date | principal |
| STEIN MART INC | 858375108 | COM | 98,410 | $231,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 147,771 | $230,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 23,292 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,819 | $229,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 32,948 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,979 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,195 | $227,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 27,859 | $227,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 11,376 | $227,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 75,879 | $227,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 119,153 | $226,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 134,909 | $224,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 228,044 | $221,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 16,569 | $220,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 30,681 | $220,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,953 | $218,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 47,184 | $216,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 8,956 | $216,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 31,200 | $216,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 30,063 | $216,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 11,967 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,277 | $215,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 14,781 | $214,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 9,942 | $213,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 13,191 | $211,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,672 | $210,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,372 | $207,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 70,403 | $207,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 56,677 | $206,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 119,712 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 7,000 | $205,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 31,399 | $205,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,242 | $204,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 17,812 | $204,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 274,065 | $203,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 166,843 | $202,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 5,570 | $201,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 9,901 | $201,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 7,157 | $201,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 122,383 | $201,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 40,093 | $201,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 51,372 | $200,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,397 | $199,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 70,600 | $197,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 54,084 | $195,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 12,041 | $195,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 36,009 | $194,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 109,119 | $194,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 41,508 | $193,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 94,501 | $192,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 129,701 | $192,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 17,360 | $192,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 23,500 | $190,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 43,121 | $190,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 46,366 | $188,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 187,094 | $187,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 67,013 | $187,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 23,939 | $185,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 10,191 | $183,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 39,736 | $183,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,369 | $181,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,376 | $180,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 12,792 | $177,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 21,074 | $176,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 74,435 | $176,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 10,844 | $175,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 74,727 | $175,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 40,246 | $173,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 71,445 | $172,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 39,768 | $171,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 60,303 | $171,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 31,701 | $170,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 18,076 | $170,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 22,374 | $170,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 79,856 | $170,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 28,612 | $169,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 21,457 | $168,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 85,001 | $167,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 62,300 | $167,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 31,949 | $166,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 38,540 | $163,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 27,212 | $162,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,443 | $162,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 61,452 | $162,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 20,460 | $161,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 77,892 | $161,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 13,271 | $160,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 11,335 | $159,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 55,666 | $159,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,197 | $157,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 125,840 | $156,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 27,227 | $156,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 104,230 | $156,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 32,431 | $156,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 60,857 | $155,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 38,328 | $155,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 13,876 | $155,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 43,118 | $155,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 19,949 | $153,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 53,048 | $153,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 22,713 | $151,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 35,593 | $151,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 51,919 | $151,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 44,290 | $150,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,573 | $150,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 142,107 | $150,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 66,670 | $149,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 41,674 | $149,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 21,142 | $148,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 69,714 | $147,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 48,070 | $147,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,378 | $147,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 82,605 | $147,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 16,203 | $147,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,228 | $146,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 30,032 | $146,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 54,497 | $145,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 38,601 | $145,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 96,364 | $144,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 10,337 | $143,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 44,871 | $142,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 36,915 | $142,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 10,500 | $142,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 19,716 | $142,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 70,586 | $142,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 153,569 | $141,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 4,831 | $140,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 57,510 | $139,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 36,496 | $139,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 26,385 | $138,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 85,095 | $138,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 118,822 | $137,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 10,298 | $136,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 23,105 | $136,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 23,733 | $136,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 112,293 | $135,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,470 | $134,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 14,667 | $134,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 53,564 | $134,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 167,476 | $134,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,406 | $133,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 22,129 | $132,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 40,721 | $132,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 32,499 | $132,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 12,948 | $132,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 11,042 | $131,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 83,100 | $130,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 34,848 | $129,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 10,056 | $129,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 76,762 | $129,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 99,553 | $128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,500 | $126,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,718 | $126,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 11,560 | $126,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 45,011 | $126,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 59,448 | $126,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 31,712 | $125,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 17,422 | $124,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 41,341 | $124,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 5,162 | $123,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 37,761 | $123,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 27,960 | $123,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 14,314 | $122,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 128,308 | $121,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 14,058 | $121,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 54,585 | $120,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 86,007 | $120,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 23,001 | $120,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,711 | $119,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 24,255 | $119,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 16,053 | $118,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,464 | $117,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 28,120 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-18-000018 | this filing | 2018-11-14 | acceptance time not in the bulk data set |