13F-HR/A filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2018-09-18, with 4,305 holding rows worth $393,808,016,000.
- Accession
- 0001256484-18-000017
- Filer
- CIK 73124
- Filed
- 2018-09-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, amendment of type restatement, 16,040 entries on the cover page, a total value of $393,808,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $393,808,016,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 22,852 | $795,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 32,114 | $783,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 139,888 | $779,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 63,199 | $774,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 63,209 | $773,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,544 | $771,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 233,039 | $771,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 53,343 | $766,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 13,293 | $760,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 11,709 | $759,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 269,451 | $752,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 39,046 | $751,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 10,732 | $741,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 44,311 | $737,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 37,253 | $737,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,248 | $731,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 53,625 | $729,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 68,265 | $723,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 15,143 | $721,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,468 | $719,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 25,123 | $717,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 20,441 | $712,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 86,941 | $706,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 29,643 | $705,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 72,017 | $698,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 34,436 | $695,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 284,848 | $689,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 35,155 | $683,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 53,737 | $683,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 26,020 | $680,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 14,307 | $678,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 13,598 | $677,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 65,623 | $674,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 45,390 | $673,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 373,000 | $672,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 35,285 | $671,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,866 | $661,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,679 | $655,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 100,692 | $654,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,122 | $644,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 513 | $642,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 33,661 | $634,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 67,136 | $631,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 23,041 | $627,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 20,567 | $625,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 30,449 | $625,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,279 | $624,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 18,152 | $623,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 8,364 | $622,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 29,182 | $620,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 43,232 | $620,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 8,881 | $619,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,614 | $617,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 55,108 | $617,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 20,705 | $615,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 62,741 | $612,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 87,812 | $610,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 71,724 | $608,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 15,920 | $602,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 123,224 | $601,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 59,285 | $599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,320 | $595,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 471 | $594,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 64,905 | $594,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,988 | $588,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 46,927 | $587,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 85,450 | $585,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 16,156 | $578,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 166,009 | $577,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 15,520 | $572,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 17,031 | $570,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 14,946 | $568,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 86,689 | $568,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 62,953 | $567,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 191,016 | $563,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 61,825 | $561,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 79,943 | $557,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 46,688 | $554,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 86,618 | $551,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 67,485 | $548,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 22,100 | $540,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 22,747 | $539,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 95,970 | $535,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 22,497 | $530,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 425,000 | $529,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 173,706 | $529,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 19,268 | $528,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 30,205 | $526,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,043,770 | $526,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 12,560 | $523,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 14,766 | $518,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 146,767 | $516,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 129,572 | $513,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 48,672 | $512,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 9,243 | $511,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 97,228 | $509,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 65,421 | $507,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 39,081 | $502,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 99,085 | $500,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 40,552 | $495,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,328 | $492,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 39,604 | $489,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 8,413 | $487,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 33,140 | $483,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 31,772 | $482,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 34,264 | $481,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 62,875 | $478,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 25,246 | $476,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 51,710 | $475,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 16,640 | $475,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,000 | $472,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 46,014 | $472,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 18,764 | $471,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,935 | $470,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 171,147 | $468,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 206,225 | $464,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4,015 | $463,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 42,159 | $460,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 46,319 | $457,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 52,261 | $454,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 37,915 | $450,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 68,778 | $449,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 75,160 | $449,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 28,308 | $448,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 17,232 | $448,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 47,879 | $448,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 14,973 | $448,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,640 | $447,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 64,198 | $447,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 346,778 | $447,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 83,530 | $446,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 14,583 | $446,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 119,300 | $443,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 6,094 | $441,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 20,268 | $440,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 41,981 | $437,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 136,020 | $435,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,292 | $433,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,187 | $433,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 31,512 | $433,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 34,453 | $430,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 70,947 | $425,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 57,850 | $425,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 23,110 | $423,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,000 | $422,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 6,770 | $420,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 73,931 | $420,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 25,194 | $420,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 49,551 | $418,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 26,931 | $416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,985 | $415,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 20,003 | $413,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 17,126 | $411,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 33,736 | $410,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 21,437 | $410,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 84,643 | $405,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 47,639 | $405,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,392 | $403,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 37,635 | $401,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 29,312 | $399,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 21,035 | $398,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 11,767 | $397,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 67,932 | $384,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 14,872 | $381,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 88,916 | $378,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 29,109 | $377,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 11,624 | $375,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 131,811 | $375,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 30,230 | $375,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,500 | $373,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 109,149 | $373,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 64,665 | $373,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 85,074 | $371,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 28,050 | $370,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 75,612 | $367,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,662 | $364,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 23,940 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,020 | $360,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 13,497 | $359,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 17,313 | $358,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 18,716 | $357,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 33,845 | $357,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 13,081 | $356,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 36,412 | $355,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 92,419 | $355,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 11,535 | $353,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 20,905 | $352,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 70,416 | $352,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,889 | $351,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 62,420 | $351,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 113,327 | $350,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 24,372 | $350,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,571 | $349,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 56,751 | $349,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 10,664 | $347,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,250 | $346,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 36,145 | $344,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 13,072 | $343,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 177,194 | $339,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 11,750 | $339,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 35,432 | $339,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 31,455 | $336,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 12,685 | $335,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,057 | $334,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 23,271 | $333,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 140,733 | $331,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 298,000 | $331,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,581 | $329,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 38,614 | $328,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,467 | $328,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 151,576 | $328,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 60,596 | $327,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 17,753 | $324,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 104,467 | $320,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 20,180 | $319,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 13,884 | $318,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 122,268 | $318,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 13,794 | $316,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 161,254 | $315,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 32,661 | $311,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,948 | $309,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 30,115 | $309,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,351 | $308,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 44,001 | $308,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 11,112 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,366 | $307,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 30,080 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,816 | $306,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,420 | $306,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 306,497 | $305,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 22,940 | $304,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 12,559 | $304,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 105,986 | $301,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 256,000 | $301,000 | thousands by filing date | principal |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,173 | $299,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 118,616 | $299,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 39,264 | $297,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,587 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,249 | $295,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 111,979 | $293,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 17,444 | $291,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 31,321 | $288,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 85,533 | $287,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 61,320 | $286,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,006 | $284,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,078 | $284,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 21,375 | $283,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 287,707 | $282,000 | thousands by filing date | principal |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 13,825 | $281,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,620 | $280,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 9,435 | $279,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 97,312 | $278,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,019 | $275,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 315,367 | $275,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,364 | $274,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 31,469 | $273,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 7,735 | $271,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 108,302 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,928 | $270,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 10,131 | $270,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 27,859 | $268,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,209 | $268,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 25,268 | $267,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 47,423 | $267,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 14,995 | $266,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 33,090 | $266,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 230,594 | $266,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,885 | $262,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 70,629 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,146 | $261,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,894 | $261,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 30,242 | $260,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 6,296 | $259,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 65,383 | $258,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 23,194 | $257,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 22,938 | $256,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 8,936 | $255,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 147,854 | $254,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 54,975 | $253,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 59,214 | $253,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 36,151 | $252,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 14,005 | $251,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 74,236 | $251,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 13,297 | $251,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 9,192 | $250,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,290 | $248,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,438 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,895 | $248,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 7,624 | $248,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 55,819 | $248,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 39,142 | $246,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 28,157 | $246,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 32,403 | $245,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 435,450 | $244,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 16,612 | $244,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 32,405 | $243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,060 | $243,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 49,498 | $243,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 28,651 | $243,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 14,817 | $242,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,244 | $240,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 16,956 | $240,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 169,708 | $239,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 11,627 | $238,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,121 | $237,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 65,635 | $237,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 95,947 | $235,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 88,493 | $235,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,762 | $234,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 40,189 | $234,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 8,088 | $234,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,678 | $231,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,155 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,195 | $229,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 21,662 | $228,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,160 | $228,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 19,247 | $227,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 33,546 | $227,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 80,600 | $226,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 9,639 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,480 | $224,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 126,313 | $223,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 41,096 | $223,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 13,420 | $223,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,655 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,749 | $222,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 76,715 | $222,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 54,084 | $219,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 20,020 | $219,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 30,971 | $219,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 50,247 | $219,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 104,647 | $218,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 33,782 | $216,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,126 | $213,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 9,272 | $213,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 7,361 | $213,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 87,730 | $212,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 14,102 | $212,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 119,347 | $211,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 32,431 | $211,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 33,735 | $209,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,953 | $207,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,753 | $205,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 23,587 | $205,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 68,994 | $205,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 21,090 | $205,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 9,516 | $204,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 9,942 | $203,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 74,452 | $203,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 38,612 | $203,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 30,092 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,277 | $202,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 2,595 | $202,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 88,305 | $202,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 44,893 | $201,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,950 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,470 | $200,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 60,857 | $199,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 42,092 | $198,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 279,536 | $197,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 20,829 | $197,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 39,861 | $196,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 97,632 | $196,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 97,799 | $196,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 20,294 | $196,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 37,386 | $195,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 72,839 | $195,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 10,348 | $194,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 75,338 | $194,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 20,996 | $193,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,661 | $192,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 23,064 | $192,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 132,595 | $192,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 31,701 | $191,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,908 | $191,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 125,840 | $190,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 116,079 | $190,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 12,426 | $188,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 16,304 | $186,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 25,500 | $186,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 102,987 | $185,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 22,935 | $185,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 20,511 | $183,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 146,346 | $183,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 13,417 | $182,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,651 | $182,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 50,240 | $182,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 37,911 | $180,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 55,300 | $180,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 13,267 | $179,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 36,028 | $178,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 69,298 | $176,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 83,808 | $176,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 45,244 | $176,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 20,817 | $175,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 63,897 | $174,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,443 | $172,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 54,497 | $171,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 26,777 | $170,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 118,340 | $170,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 40,983 | $168,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 26,385 | $168,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 117,410 | $168,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 22,466 | $167,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 32,121 | $167,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 15,018 | $167,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 147,959 | $166,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 43,813 | $164,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 73,910 | $163,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,182 | $162,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 104,230 | $162,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 134,352 | $161,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 12,243 | $161,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 80,119 | $158,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 64,573 | $156,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 10,337 | $155,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 72,097 | $155,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 13,445 | $154,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,197 | $153,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 58,999 | $153,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 37,624 | $152,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 53,048 | $151,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 10,705 | $151,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 406,053 | $151,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 24,429 | $150,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 20,460 | $149,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,531 | $149,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 82,845 | $148,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 67,013 | $148,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 109,007 | $148,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 2,548 | $147,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 45,516 | $146,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 118,822 | $146,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 53,564 | $145,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 174,480 | $144,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 64,219 | $144,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 68,045 | $144,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 103,000 | $144,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 19,716 | $143,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 34,848 | $142,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 36,496 | $142,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,406 | $142,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 10,007 | $141,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 21,697 | $141,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,016 | $140,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 3,049 | $140,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,332 | $139,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 25,061 | $139,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 31,052 | $137,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 10,885 | $137,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 59,467 | $137,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 37,761 | $136,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 40,036 | $136,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 22,129 | $135,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 66,638 | $135,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 66,445 | $134,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 25,898 | $134,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 41,341 | $134,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 88,676 | $133,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 38,563 | $132,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,718 | $131,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 17,908 | $130,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 64,443 | $129,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 43,670 | $129,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 16,053 | $126,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 48,070 | $126,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 328,691 | $125,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 13,448 | $124,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,283 | $124,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 187,492 | $124,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 13,835 | $122,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 30,496 | $122,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 44,435 | $122,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 55,470 | $122,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 11,560 | $122,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 10,202 | $122,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 24,405 | $122,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 20,870 | $121,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 14,701 | $120,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 54,585 | $119,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 29,138 | $119,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 86,007 | $119,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 11,986 | $119,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 50,982 | $117,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 36,045 | $117,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 14,376 | $116,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 82,605 | $116,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 26,905 | $115,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 133,785 | $114,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 28,120 | $113,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 24,999 | $113,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 53,372 | $112,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 190,636 | $112,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 13,514 | $111,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 51,512 | $111,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 68,173 | $111,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 36,548 | $111,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 21,212 | $109,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 28,128 | $109,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 19,098 | $109,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-18-000016 | superseded | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001256484-18-000017 | this filing | 2018-09-18 | acceptance time not in the bulk data set |