13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 4,250 holding rows worth $302,483,709,000.
- Accession
- 0001256484-16-000036
- Filer
- CIK 73124
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 15,056 entries on the cover page, a total value of $302,483,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $302,483,709,000 with VALUE read as thousands by filing date, 13F file number 028-00290. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OPOWER INC | 68375Y109 | COM | 287,158 | $1,956,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 354,300 | $1,955,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 422,152 | $1,954,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 706,383 | $1,950,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,224,811 | $1,948,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 640,395 | $1,947,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 127,994 | $1,946,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 545,770 | $1,938,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 202,807 | $1,937,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 240,478 | $1,929,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 852,289 | $1,926,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,233,821 | $1,925,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 158,068 | $1,923,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 83,622 | $1,917,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 31,888 | $1,914,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 422,068 | $1,908,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 47,597 | $1,907,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 29,557 | $1,905,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 49,329 | $1,901,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 104,717 | $1,900,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 223,639 | $1,897,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 106,322 | $1,894,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 153,399 | $1,893,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 952,113 | $1,885,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 440,857 | $1,874,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 64,621 | $1,873,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 82,504 | $1,872,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 299,278 | $1,858,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 47,754 | $1,858,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 187,349 | $1,856,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 127,040 | $1,854,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 82,025 | $1,843,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 126,101 | $1,841,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 322,538 | $1,841,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 148,790 | $1,839,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 802,641 | $1,838,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 380,045 | $1,835,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 684,671 | $1,835,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 332,417 | $1,835,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 209,742 | $1,826,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 562,794 | $1,818,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 184,111 | $1,810,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 890,028 | $1,806,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 99,402 | $1,804,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 626,139 | $1,797,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 230,396 | $1,794,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 116,486 | $1,794,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 137,053 | $1,781,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 191,790 | $1,776,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 88,879 | $1,775,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 597,110 | $1,773,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 99,347 | $1,767,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 327,452 | $1,761,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 122,703 | $1,756,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 699,368 | $1,755,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 642,324 | $1,754,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 173,744 | $1,752,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 114,368 | $1,751,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 105,381 | $1,749,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 132,655 | $1,741,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 334,973 | $1,734,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 282,897 | $1,732,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 342,625 | $1,730,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 14,416 | $1,717,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 111,504 | $1,700,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 144,445 | $1,699,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 222,807 | $1,691,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 206,580 | $1,689,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 217,834 | $1,686,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 787,108 | $1,684,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 97,195 | $1,683,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 84,545 | $1,677,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 322,850 | $1,676,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 169,706 | $1,672,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 129,091 | $1,671,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 97,455 | $1,658,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 288,146 | $1,648,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 206,700 | $1,647,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,218,954 | $1,646,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 98,537 | $1,641,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,166,033 | $1,632,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 119,429 | $1,620,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 112,507 | $1,617,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 507,675 | $1,614,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 238,397 | $1,614,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 236,580 | $1,602,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 214,086 | $1,593,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 294,353 | $1,592,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 108,425 | $1,587,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 114,364 | $1,583,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 135,891 | $1,581,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 267,483 | $1,578,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 203,566 | $1,578,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 163,049 | $1,575,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 148,580 | $1,568,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 169,476 | $1,559,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 101,903 | $1,558,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,570,844 | $1,554,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 37,550 | $1,543,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 24,609 | $1,541,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 69,019 | $1,533,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 115,345 | $1,531,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 295,478 | $1,530,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 132,330 | $1,519,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 30,386 | $1,518,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 43,434 | $1,511,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 310,509 | $1,509,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 189,321 | $1,507,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 163,423 | $1,503,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 263,207 | $1,500,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 414,340 | $1,499,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 118,243 | $1,493,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 588,815 | $1,490,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 131,091 | $1,489,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 55,133 | $1,479,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 268,261 | $1,479,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 139,932 | $1,477,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 252,603 | $1,477,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 170,097 | $1,473,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 330,140 | $1,470,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 189,162 | $1,463,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,545,505 | $1,461,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 208,402 | $1,458,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 260,957 | $1,457,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 660,015 | $1,452,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 53,784 | $1,452,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 55,980 | $1,450,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 311,944 | $1,450,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 174,825 | $1,441,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 121,962 | $1,436,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,649,331 | $1,435,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 44,871 | $1,426,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 229,293 | $1,426,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 78,910 | $1,411,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 58,290 | $1,411,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,270,431 | $1,408,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 256,028 | $1,408,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 173,282 | $1,401,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 163,311 | $1,397,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 446,726 | $1,394,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 243,338 | $1,389,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 191,839 | $1,383,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 81,730 | $1,378,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 176,113 | $1,373,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 123,440 | $1,365,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 97,248 | $1,360,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 187,434 | $1,359,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 190,975 | $1,348,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 102,607 | $1,347,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 43,505 | $1,341,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 205,644 | $1,341,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 84,068 | $1,338,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 29,534 | $1,337,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 216,280 | $1,336,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 34,637 | $1,327,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 134,383 | $1,325,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 509,029 | $1,324,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 132,382 | $1,316,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 47,593 | $1,314,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 262,677 | $1,310,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 63,185 | $1,307,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 391,880 | $1,305,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 2,136,000 | $1,303,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 66,381 | $1,301,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,023,444 | $1,300,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 231,810 | $1,298,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 93,408 | $1,295,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 98,298 | $1,292,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 104,934 | $1,287,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 720,720 | $1,283,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 106,693 | $1,281,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 118,934 | $1,279,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 169,076 | $1,277,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 371,669 | $1,271,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 2,381,760 | $1,265,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 111,990 | $1,260,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 26,122 | $1,259,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 64,301 | $1,259,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 69,915 | $1,258,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 68,577 | $1,257,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 107,183 | $1,248,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 76,000 | $1,246,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 186,356 | $1,246,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 41,509 | $1,243,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,299,255 | $1,242,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 128,113 | $1,230,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 130,271 | $1,225,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 363,106 | $1,224,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,968 | $1,210,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 214,043 | $1,210,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 137,739 | $1,208,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 51,131 | $1,207,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 75,884 | $1,204,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 325,430 | $1,203,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 136,312 | $1,202,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,189,184 | $1,201,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 184,391 | $1,199,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 71,832 | $1,196,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 92,774 | $1,189,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 108,811 | $1,185,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 99,009 | $1,184,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 211,676 | $1,171,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 146,159 | $1,167,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 14,172 | $1,158,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 939,239 | $1,155,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 426,379 | $1,151,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 175,813 | $1,139,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 12,060 | $1,133,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 90,106 | $1,125,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 248,125 | $1,122,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 675,615 | $1,121,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 313,585 | $1,120,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 359,853 | $1,116,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 22,324 | $1,112,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 214,840 | $1,110,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 12,565 | $1,108,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 145,594 | $1,105,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 60,710 | $1,105,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 174,418 | $1,104,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 84,395 | $1,103,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 30,135 | $1,101,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 118,748 | $1,101,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 248,307 | $1,093,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 57,351 | $1,086,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 74,705 | $1,082,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 909,257 | $1,080,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 241,220 | $1,078,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 112,206 | $1,077,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 215,139 | $1,069,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 173,846 | $1,069,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 20,627 | $1,066,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 75,588 | $1,065,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 117,431 | $1,062,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 442,630 | $1,053,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 36,600 | $1,050,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 574,807 | $1,040,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 154,883 | $1,036,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 29,988 | $1,030,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 225,244 | $1,029,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 24,401 | $1,020,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 29,250 | $1,019,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 336,249 | $1,015,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 846,000 | $1,015,000 | thousands by filing date | principal |
| NATERA INC COM | 632307104 | Stock | 106,397 | $1,013,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 382,051 | $1,012,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 400,350 | $1,008,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 341,901 | $1,008,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 196,680 | $1,007,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 420,778 | $1,005,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 247,352 | $1,004,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 170,794 | $1,003,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 75,169 | $1,002,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 98,463 | $997,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 108,048 | $996,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 157,059 | $986,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 305,685 | $978,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 425,968 | $976,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 54,152 | $974,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 52,605 | $973,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 193,837 | $969,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 27,133 | $967,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 126,961 | $966,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 224,522 | $966,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 167,389 | $966,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 117,281 | $965,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 8,464 | $959,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 125,814 | $953,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 73,717 | $951,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 27,113 | $950,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 248,165 | $948,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 408,055 | $947,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 176,645 | $946,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 100,911 | $943,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 2,236,536 | $942,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 197,285 | $941,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 18,344 | $941,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 50,800 | $932,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 171,155 | $926,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 491,279 | $924,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 175,641 | $923,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 113,482 | $921,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 276,343 | $920,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 136,495 | $905,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 208,661 | $899,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 763,820 | $893,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 38,387 | $890,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 28,145 | $887,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 123,783 | $885,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 21,200 | $882,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 14,377 | $882,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9,681 | $882,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 175,269 | $880,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 58,760 | $878,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 48,847 | $876,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 399,757 | $875,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 36,295 | $863,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 114,400 | $860,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,905 | $857,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 1,258,047 | $855,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 1,610,928 | $854,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 54,741 | $854,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 31,182 | $853,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,705,926 | $850,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 112,373 | $846,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 10,819 | $844,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 764,853 | $842,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 146,636 | $842,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 278,365 | $840,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 70,700 | $839,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 316,005 | $838,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 43,531 | $834,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 376,347 | $831,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 33,091 | $831,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 589,167 | $831,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 520,403 | $828,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 132,622 | $824,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 73,417 | $823,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,883 | $818,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 40,776 | $814,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 78,963 | $807,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 142,400 | $807,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 95,814 | $805,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 99,156 | $801,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 300,000 | $801,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 22,792 | $797,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 252,090 | $797,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 250,878 | $790,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 168,938 | $787,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 34,855 | $782,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 34,600 | $782,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 85,322 | $781,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 114,449 | $775,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 13,795 | $773,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 664,529 | $771,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 70,199 | $771,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 996,604 | $770,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 215,259 | $766,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 233,540 | $766,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,022,830 | $765,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 175,670 | $760,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 101,461 | $754,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 39,821 | $753,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 69,026 | $745,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 81,408 | $745,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 158,245 | $744,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 137,623 | $743,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 298,208 | $743,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 72,299 | $740,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 38,657 | $740,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 504,981 | $738,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 8,562 | $735,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 660,893 | $734,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 153,782 | $733,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 48,787 | $732,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 639,056 | $722,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 183,088 | $721,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 125,550 | $721,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 32,583 | $713,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 401,815 | $711,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 18,031 | $707,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 51,185 | $706,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 44,800 | $706,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 150,753 | $702,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 156,561 | $701,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,240,882 | $698,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 20,550 | $698,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,736 | $695,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 722,521 | $695,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 67,095 | $694,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 47,264 | $694,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 90,091 | $694,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 28,772 | $691,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 474,375 | $683,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 116,403 | $680,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 62,791 | $677,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 55,180 | $676,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 65,119 | $673,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,452 | $672,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 65,899 | $671,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 268,637 | $671,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 287,592 | $670,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 26,824 | $665,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 118,397 | $664,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 61,150 | $662,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 876,043 | $661,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 61,783 | $661,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 24,325 | $660,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 36,411 | $659,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 448,063 | $659,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 664,000 | $656,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 16,011 | $655,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 11,585 | $652,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 14,259 | $650,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 163,324 | $645,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 241,554 | $640,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 28,015 | $640,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 50,217 | $638,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 50,423 | $637,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 571,000 | $637,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 15,343 | $636,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 408,693 | $633,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 70,538 | $629,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 119,633 | $625,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 214,454 | $622,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 61,522 | $621,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 80,231 | $621,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 134,592 | $619,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 67,235 | $618,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 519,234 | $617,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 653,584 | $615,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 27,557 | $614,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,324,618 | $614,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 983,709 | $613,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 89,606 | $613,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 73,390 | $604,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 55,065 | $603,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 419,000 | $600,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 54,138 | $598,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 521 | $593,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 122,517 | $592,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,877 | $591,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 32,702 | $588,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 332,238 | $588,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 105,298 | $585,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 103,048 | $585,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 80,251 | $577,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,217 | $572,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,869 | $571,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 16,844 | $570,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 8,967 | $568,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 38,125 | $568,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 229,734 | $568,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 255,245 | $566,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 52,003 | $564,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 27,000 | $564,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 47,379 | $561,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 320,799 | $561,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 41,455 | $560,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,694 | $559,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 49,418 | $553,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 34,442 | $550,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 468,454 | $548,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 18,277 | $546,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,390 | $545,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 105,700 | $543,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 13,397 | $540,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 114,331 | $537,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 230,895 | $536,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 335,000 | $533,000 | thousands by filing date | principal |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,250 | $532,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 67,212 | $532,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 342,896 | $532,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 439 | $529,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 22,782 | $527,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 36,078 | $527,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 69,795 | $526,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 62,100 | $523,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 122,375 | $523,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 35,354 | $521,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 14,999 | $518,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 649,592 | $514,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 41,188 | $514,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 980,575 | $512,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 105,592 | $509,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 78,524 | $509,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 134,183 | $502,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 478,323 | $502,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,943 | $501,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 10,581 | $501,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 70,167 | $500,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,349,222 | $498,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 38,380 | $489,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 71,221 | $488,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 15,700 | $483,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 54,990 | $480,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 28,088 | $480,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 13,023 | $480,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 23,996 | $478,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 27,539 | $478,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,252 | $473,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 15,808 | $470,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 22,279 | $468,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 7,830 | $466,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 17,086 | $465,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 21,441 | $463,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,809 | $462,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 298,000 | $457,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 16,312 | $456,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 288,001 | $455,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 572,240 | $441,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,056 | $440,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 55,983 | $438,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 31,844 | $435,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 87,537 | $434,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 52,199 | $434,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 219,501 | $432,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 77,096 | $427,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,737 | $425,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 32,190 | $424,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 30,615 | $424,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-16-000036 | this filing | 2016-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001256484-16-000048 | base | 2016-08-19 | acceptance time not in the bulk data set |