13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 6,477 holding rows worth $331,947,295,000.
- Accession
- 0001256484-15-000017
- Filer
- CIK 73124
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,840 entries on the cover page, a total value of $331,947,295,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,947,295,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Emerald Oil Inc | 29101U407 | Common Stock | 26,850 | $114,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 17,334 | $113,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 37896710 | COM | 14,600 | $113,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTRICON CORP | 46121H109 | COM | 15,408 | $113,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 55,443 | $111,000 | thousands by filing date | |
| NUMEREX CORP PA | 67053A10 | CL A | 12,976 | $111,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MERIDIAN BANCORP INC MD | 58958U10 | COM | 8,308 | $111,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INUVO INC | 46122W204 | COM NEW | 35,972 | $110,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 15,548 | $110,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 17,342 | $110,000 | thousands by filing date | |
| NETGEAR INC | 64111Q10 | COM | 3,671 | $110,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 31,208 | $109,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 31,492 | $109,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 23,000 | $109,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,110 | $108,000 | thousands by filing date | |
| Memorial Resource Dev C | 58605Q10 | COMM | 5,700 | $108,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 13,310 | $107,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,000 | $107,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 176,650 | $107,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 29,150 | $107,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 19,634 | $106,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 101,108 | $106,000 | thousands by filing date | |
| NATUS MEDICAL INC DEL | 63905010 | COM | 2,495 | $106,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 6D Global Tech Inc | 83002F100 | COM | 16,171 | $106,000 | thousands by filing date | |
| WEIS MKTS INC | 94884910 | COM | 2,480 | $105,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTERNAP NETWORK SVCS CORP | 45885A30 | COM PAR $.001 | 11,343 | $105,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HIGHER ONE HLDGS INC | 42983D10 | COM | 34,792 | $104,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HANSEN MEDICAL INC | 411307101 | COM | 112,845 | $103,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 65,196 | $103,000 | thousands by filing date | |
| INTEVAC INC | 46114810 | COM | 17,614 | $103,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RENTECH INC | 76011210 | COM | 95,894 | $103,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 35,114 | $102,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 15,038 | $102,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W10 | CL B | 6,050 | $102,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST NBC BK HLDG CO | 32115D10 | COM | 2,821 | $102,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 16,195 | $101,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 68,072 | $101,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 32,958 | $101,000 | thousands by filing date | |
| PERFICIENT INC | 71375U10 | COM | 5,228 | $101,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 45,207 | $101,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 38,990 | $101,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 60,654 | $100,000 | thousands by filing date | |
| HOMESTREET INC | 43785V10 | COM | 4,400 | $100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ULTRAPAR PARTICIPACOES S A | 90400P10 | SP ADR REP COM | 4,744 | $100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STAGE STORES INC | 85254C30 | COM NEW | 5,726 | $100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TWIN DISC INC | 90147610 | COM | 5,360 | $100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B20 | COM NEW | 15,833 | $100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORTHSTAR HEALTHCARE INC | 65500B10 | Common equity shares | 14,727 | $100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 29,964 | $99,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 19,183 | $99,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 29,520 | $99,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 271,640 | $99,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 70454910 | COM | 44,586 | $98,000 | thousands by filing date | The CUSIP as filed is malformed. |
| THESTREET INC | 88368Q103 | COM | 53,895 | $97,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 65,913 | $97,000 | thousands by filing date | |
| BANNER CORP | 06652V20 | COM NEW | 2,025 | $97,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROVI CORP | 77937610 | COM | 6,070 | $97,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Paylocity Hldg Corp | 70438V10 | COMM | 2,715 | $97,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 41,292 | $96,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 38,958 | $95,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 22,208 | $95,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 71674810 | COM | 47,765 | $95,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SJW CORP | 78430510 | COM | 3,088 | $95,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 17,206 | $94,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 95,562 | $94,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 55,085 | $94,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,099 | $93,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X10 | COM | 4,043 | $93,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 16,296 | $93,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 17,777 | $92,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 79,036 | $92,000 | thousands by filing date | |
| AEROVIRONMENT INC | 00807310 | COM | 3,542 | $92,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORTHERN OIL & GAS INC NEV | 66553110 | COM | 13,517 | $92,000 | thousands by filing date | The CUSIP as filed is malformed. |
| XOMA CORP DEL | 98419J10 | COM | 23,455 | $91,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 24,526 | $91,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 123,414 | $90,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 169,912 | $90,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 24,629 | $87,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V10 | COM | 2,610 | $87,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,106 | $86,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 26,288 | $85,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 13,684 | $85,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 44,217 | $84,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 41,446 | $84,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 48,922 | $84,000 | thousands by filing date | |
| BEL FUSE INC | 07734730 | CL B | 4,100 | $84,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TECUMSEH PRODS CO | 878895309 | COM | 33,792 | $84,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 19,579 | $82,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 21,118 | $82,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 115,417 | $81,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 120,369 | $81,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 19,815 | $81,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 74922760 | COM | 13,231 | $81,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 42,442 | $80,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 15,899 | $80,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,086 | $80,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 30,348 | $80,000 | thousands by filing date | |
| INVENTURE FOODS INC | 46121210 | COM | 7,763 | $79,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BIOSCRIP INC | 09069N10 | COM | 21,666 | $79,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MEDICINOVA INC | 58468P206 | COM NEW | 19,735 | $78,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 18,355 | $78,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 26,169 | $78,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 147,769 | $78,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 39,251 | $78,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q10 | COM | 2,370 | $78,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INC RESH HLDGS INC | 45329R10 | CL A | 1,945 | $78,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 35,641 | $77,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 35,074 | $77,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 88,427 | $76,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 12,385 | $76,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,427 | $76,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP | 75119810 | COM | 3,887 | $76,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 21,091 | $76,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 29,983 | $75,000 | thousands by filing date | |
| NEW YORK & CO INC | 64929510 | COM | 27,832 | $75,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEARLAB CORP | 87819310 | COM | 36,907 | $75,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IBIO INC | 451033104 | COM | 78,886 | $75,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K10 | COM | 4,030 | $75,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 12,945 | $74,000 | thousands by filing date | |
| POOL CORP | 73278L10 | COM | 1,040 | $73,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KEY TRONICS CORP | 49314410 | COM | 6,714 | $73,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PARKER DRILLING CO | 70108110 | COM | 21,943 | $73,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AEMETIS INC | 00770K202 | COM NEW | 20,026 | $72,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 25,388 | $72,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G1008214 | USD UNRS SHS | 27,492 | $72,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALCATEL-LUCENT | 01390430 | SPONSORED ADR | 20,000 | $72,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARRAY BIOPHARMA INC | 04269X10 | COM | 10,023 | $72,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 110,044 | $72,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 15,498 | $72,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 35,076 | $71,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 14,612 | $71,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E10 | SPON ADR | 6,083 | $71,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTEST CORP | 461147100 | COMMON STOCK | 16,074 | $70,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 60,407 | $70,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U10 | COM | 12,724 | $70,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JIVE SOFTWARE INC | 47760A10 | COM | 13,276 | $70,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 14,189 | $70,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 31,614 | $69,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 24,922 | $69,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B10 | COM | 3,795 | $68,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,786 | $67,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 20,799 | $67,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 68,500 | $67,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 10,964 | $66,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 18,208 | $66,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 11,619 | $66,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 18,727 | $66,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 15,743 | $66,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 06832310 | COM | 1,675 | $66,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 153,587 | $65,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 20,996 | $65,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 14,051 | $65,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 22,944 | $64,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 19,003 | $64,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 29,015 | $64,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 13,008 | $64,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 18,644 | $64,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 26,541 | $64,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603B10 | COM | 810 | $64,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 11,143 | $63,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,168 | $63,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 23,577 | $63,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 27,065 | $63,000 | thousands by filing date | |
| ROGERS CORP | 77513310 | COM | 945 | $63,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 16,452 | $62,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 13,930 | $62,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 18,928 | $62,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A20 | COM NEW | 9,681 | $62,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 10,642 | $61,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 22,294 | $61,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 35,429 | $61,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 28608210 | COM | 1,410 | $61,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 12,191 | $61,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 23,741 | $61,000 | thousands by filing date | |
| Patriot Natl Inc | 70338T10 | COMM | 3,835 | $61,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 45,277 | $60,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 18,948 | $60,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 31,098 | $60,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 74,584 | $60,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A10 | SPONSORED ADR | 12,143 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NATIONAL HEALTH INVS INC | 63633D10 | COM | 970 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEQUENOM INC | 81733740 | COM NEW | 19,796 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| QTS RLTY TR INC | 74736A10 | COM CL A | 1,655 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Wci Cmntys Inc | 92923C80 | COMM | 2,460 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 65,993 | $59,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 44,227 | $59,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 13,255 | $59,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,809 | $58,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 118,744 | $58,000 | thousands by filing date | |
| STERLING CONSTRUCTION CO INC | 85924110 | COM | 14,398 | $58,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RAND LOGISTICS INC | 752182105 | COM | 18,005 | $58,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 12,931 | $58,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 28,414 | $58,000 | thousands by filing date | |
| Malibu Boats Inc | 56117J10 | COMM | 2,880 | $58,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 20,938 | $57,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P30 | COM PAR $0.01 | 7,360 | $57,000 | thousands by filing date | The CUSIP as filed is malformed. |
| QUAKER CHEM CORP | 74731610 | COM | 637 | $57,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INOGEN INC | 45780L10 | COM | 1,280 | $57,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 11,496 | $56,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 103,468 | $56,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 27,875 | $56,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 53122910 | CL A | 1,550 | $56,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NATURAL GROCERS BY VITAMIN C | 63888U10 | COM | 2,286 | $56,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 15,529 | $55,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 24,782 | $55,000 | thousands by filing date | |
| MAGELLAN HEALTH SVCS INC | 55907920 | COM NEW | 790 | $55,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 12,800 | $54,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 31,074 | $53,000 | thousands by filing date | |
| CRAY INC | 22522330 | COM NEW | 1,795 | $53,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENVIVIO INC | 29413T106 | COM | 27,666 | $53,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 17,773 | $52,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 34,754 | $52,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 110,626 | $52,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 26,023 | $52,000 | thousands by filing date | |
| INSTEEL INDUSTRIES INC | 45774W10 | COM | 2,791 | $52,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHESAPEAKE LODGING TR | 16524010 | SH BEN INT | 1,675 | $51,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HOME BANCSHARES INC | 43689320 | COM | 1,400 | $51,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BENCHMARK ELECTRS INC | 08160H10 | COM | 2,338 | $51,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAST THERAPEUTICS INC | 576314108 | COM | 102,959 | $50,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 12,767 | $50,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J10 | COM | 6,529 | $50,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNI-PIXEL INC | 904572203 | COM | 18,850 | $49,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 37230910 | COM | 5,463 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 27,401 | $48,000 | thousands by filing date | |
| MGIC INVT CORP WIS | 55284810 | COM | 4,200 | $48,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AXOGEN INC | 05463X106 | COM | 14,845 | $47,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 64026810 | COM | 3,796 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intercloud Systems, Inc | 458488202 | com | 17,630 | $47,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 11,844 | $47,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 23,536 | $46,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 15,799 | $46,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 13,379 | $46,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M10 | COM | 2,000 | $46,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FURMANITE CORPORATION | 36108610 | COM | 5,722 | $46,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIEBERT FINL CORP | 826176109 | COM | 24,918 | $45,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 29,693 | $45,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 27,646 | $45,000 | thousands by filing date | |
| SYNTA PHARMACEUTICALS CORP | 87162T20 | COM | 20,259 | $45,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 30,390 | $44,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 113,289 | $44,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 18,656 | $43,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 69,013 | $43,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q10 | COM | 1,465 | $43,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WESTPORT INNOVATIONS INC | 96090830 | COM NEW | 9,078 | $43,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENVEC INC NEW | 37246C307 | cs | 20,962 | $43,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 18,422 | $43,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 203,581 | $42,000 | thousands by filing date | |
| COEUR MNG INC | 19210850 | COM NEW | 7,320 | $42,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COGENTIX MED INC COM | 19243A104 | Stock | 25,643 | $42,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 50,000 | $41,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 42,629 | $41,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 41,341 | $41,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 70,334 | $41,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC | 92710740 | CL A NEW | 1,300 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GEVO INC COM PAR | 374396208 | Stock | 12,606 | $41,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 14,986 | $40,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 83,704 | $40,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 12,047 | $40,000 | thousands by filing date | |
| Radius Health Inc | 75046920 | COMM | 585 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN RAILCAR INDS INC | 02916P10 | COM | 802 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARNWELL INDS INC | 068221100 | COM | 16,348 | $38,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 32,193 | $38,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 23,948 | $38,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY | 46145F10 | COM | 1,513 | $38,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PGT INC | 69336V10 | COM | 2,620 | $38,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ERBA DIAGNOSTICS | 29490B101 | COM | 17,252 | $38,000 | thousands by filing date | |
| PRESS GANEY HLDGS INC | 74113L10 | COM | 1,330 | $38,000 | thousands by filing date | The CUSIP as filed is malformed. |
| METALICO INC | 591176102 | COM | 72,133 | $37,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 36,003 | $37,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 26,073 | $37,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 92241710 | COM | 1,290 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMPANIA DE MINAS BUENAVENTU | 20444810 | SPONSORED ADR | 3,564 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HALCON RES CORP | 40537Q20 | COM NEW | 31,084 | $36,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MATTRESS FIRM HLDG CORP | 57722W10 | COM | 585 | $36,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 69,268 | $35,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 15,465 | $35,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 15,177 | $35,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 17,926 | $35,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 38,358 | $35,000 | thousands by filing date | |
| CYAN INC | 23247W10 | COM | 6,763 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CIRRUS LOGIC INC | 17275510 | COM | 1,040 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Escalera Resources Co | 296064108 | Ordinary Shares | 124,611 | $35,000 | thousands by filing date | |
| MYR GROUP INC DEL | 55405W10 | COM | 1,114 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GYRODYNE CO AMER INC | 403820103 | COM | 11,443 | $34,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,997 | $34,000 | thousands by filing date | |
| FORMFACTOR INC | 34637510 | COM | 3,545 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 11,364 | $33,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 25,906 | $33,000 | thousands by filing date | |
| GRAHAM CORP | 38455610 | COM | 1,538 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| REACHLOCAL INC | 75525F10 | COM | 9,965 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLOBAL SOURCES LTD | G3930010 | ORD | 4,500 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INFINITY PHARMACEUTICALS INC | 45665G30 | COM | 2,866 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MARA HLDGS INC | 56585W203 | COM | 10,804 | $31,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,075 | $31,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 20,567 | $30,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 48,380 | $30,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H20 | COM NEW | 4,136 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GSE SYS INC | 36227k106 | COM | 19,163 | $29,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 19,121 | $29,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637H10 | COM | 1,305 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MGP INGREDIENTS INC NEW | 55303J10 | COM | 1,700 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CALLON PETE CO DEL | 13123X10 | COM | 3,441 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 15,332 | $29,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 88476810 | COM | 33,543 | $28,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OI SA-ADR | 670851401 | Com | 15,229 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 52,515 | $27,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 25,161 | $27,000 | thousands by filing date | |
| GOODRICH PETE CORP | 38241040 | COM NEW | 14,583 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 19,544 | $27,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 11,289 | $27,000 | thousands by filing date | |
| MODUSLINK,GLOBAL SOLUTIONS,INC | 60786L20 | COMMON | 7,935 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NETLIST INC | 64118P109 | COM | 46,877 | $26,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 51,703 | $26,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 15,365 | $26,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 10,178 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 23,515 | $25,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 43,484 | $25,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HLDGS INC | 55003T10 | COM | 1,186 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| THRESHOLD PHARMACEUTICAL INC | 88580720 | COM NEW | 6,126 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 17,139 | $25,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 15,640 | $24,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 24,988 | $24,000 | thousands by filing date | |
| AEROPOSTALE | 00786510 | COM | 14,871 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RED ROBIN GOURMET BURGERS IN | 75689M10 | COM | 285 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 42,220 | $23,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 44054310 | COM | 1,109 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUNESIS PHARMACEUTICALS INC | 86732860 | COM NEW | 7,591 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WARREN RES INC | 93564A10 | COM | 50,714 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LUNA INNOVATIONS INC | 550351100 | COM | 21,994 | $22,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E10 | COM | 745 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMPANIA CERVECERIAS UNIDAS | 20442910 | SPONSORED ADR | 1,018 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FULL HSE RESORTS INC | 359678109 | COM | 12,588 | $21,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 60,212 | $21,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 26,863 | $21,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 110,612 | $21,000 | thousands by filing date | |
| PHOTOMEDEX INC | 71935830 | COM PAR $0.01 | 15,267 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMPUTER PROGRAMS & SYS INC | 20530610 | COM | 400 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STR HOLDINGS INC | 78478V209 | COM | 17,887 | $21,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E204 | COM NEW | 10,048 | $21,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 11,469 | $20,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 12,240 | $20,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 16,800 | $20,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 14,368 | $20,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G10 | COM | 2,658 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 10,538 | $20,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H10 | COM | 640 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RAYONIER ADVANCED MATLS INC | 75508B10 | COM | 1,260 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 23,551 | $20,000 | thousands by filing date | |
| SONIC CORP | 83545110 | COM | 665 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 15,397 | $19,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 27,082 | $18,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 37,298 | $18,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 21,064 | $17,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 10,871 | $17,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 15,231 | $17,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 10,322 | $17,000 | thousands by filing date | |
| PENN VA CORP | 70788210 | COM | 3,985 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXONE CO | 30210410 | COM | 1,575 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OREXIGEN THERAPEUTICS INC | 68616410 | COM | 3,440 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 11,807 | $17,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 14,971 | $17,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 16,394 | $17,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 33,984 | $16,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 24,709 | $16,000 | thousands by filing date | |
| EXTERRAN HLDGS INC CO | 30225X10 | COM | 500 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANWORTH MORTGAGE ASSET CP | 03734710 | COM | 3,300 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988P10 | COM | 1,200 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMMERCIAL VEH GROUP INC | 20260810 | COM | 2,220 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MECHEL OAO | 58384010 | SPONSORED ADR | 13,203 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 36,830 | $16,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 15,036 | $16,000 | thousands by filing date | |
| Fortress Biotech Inc | 34960Q10 | COMM | 4,882 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 24,532 | $15,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 34,216 | $15,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 29,897 | $15,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 11,347 | $15,000 | thousands by filing date | |
| MARCHEX INC | 56624R10 | CL B | 3,100 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VONAGE HLDGS CORP | 92886T20 | COM | 3,000 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 12,772 | $15,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 71,961 | $15,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D10 | COM | 335 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 20,461 | $14,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 72,948 | $14,000 | thousands by filing date | |
| SWIFT ENERGY CO | 87073810 | COM | 6,683 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TELECOM ARGENTINA S A | 87927320 | SPON ADR REP B | 797 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PARAGON OFFSHORE PLC | G6S01W10 | SHS | 12,948 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287457 | COM | 15,040 | $13,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 16,321 | $13,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P30 | COM | 15,308 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TORNIER N V | N8723710 | SHS | 505 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VENAXIS INC | 92262A107 | COM | 28,824 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 14,738 | $12,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 16,207 | $11,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 25466840 | COM NEW | 15,479 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KFORCE INC | 49373210 | COM | 480 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 15,494 | $11,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 13,831 | $11,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 10,638 | $11,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 12,877 | $11,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 18,702 | $10,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 13,150 | $10,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 19,978 | $10,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W10 | SPONSORED ADR | 5,812 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMPANHIA PARANAENSE ENERG C | 20441B40 | SPON ADR PFD | 942 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARQULE INC | 04269E10 | COM | 6,284 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EVERYDAY HEALTH INC | 30041510 | COM | 780 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Sunshine Heart Inc | 86782U10 | COMM | 2,819 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TENGASCO INC | 88033R205 | COM NEW | 32,527 | $9,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R10 | SPONSORED ADR | 1,343 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RESPONSE GENETICS INC | 76123U105 | COM | 26,345 | $9,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 17,316 | $9,000 | thousands by filing date | |
| Zoes Kitchen Inc | 98979J10 | COMM | 210 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,741 | $8,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 74,100 | $8,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 40,837 | $8,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V10 | COM | 65 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 21,062 | $7,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 16,539 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 24,214 | $7,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 29,574 | $7,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 11,729 | $7,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 40,763 | $6,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 14,119 | $6,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 22,908 | $6,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 21,917 | $6,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 12,782 | $6,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 41,488 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 24,704 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 76655960 | COM NEW | 1,516 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYSTEMAX INC | 87185110 | COM | 600 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ODYSSEY MARINE EXPLORATION I | 67611810 | COM | 9,934 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 32,325 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 11,782 | $4,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 24,400 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 14,687 | $4,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 32,167 | $4,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 25,400 | $3,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 22,735 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 20,540 | $3,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 26,258 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 10,700 | $3,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 22,264 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 22,500 | $3,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 17,710 | $3,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 21,230 | $3,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 35,896 | $3,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 17,622 | $3,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q10 | COM | 13,698 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BIODELIVERY SCIENCES INTL IN | 09060J10 | COM | 315 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,147 | $2,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,701 | $2,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 15,759 | $2,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 43,000 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 12,279 | $2,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,290 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 11,065 | $2,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 25,063 | $2,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,002 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,172 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 18,300 | $2,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 28,750 | $2,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 17,970 | $2,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 14,600 | $2,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 21,290 | $2,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 13,800 | $2,000 | thousands by filing date | |
| Oi SA | 67085140 | ADR | 1,106 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vince Hldg Corp | 92719W10 | COMM | 160 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 14,800 | $1,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,480 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,694 | $1,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 12,202 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 10,000 | $1,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 10,373 | $1,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,606 | $1,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,289 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 33,299 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY | 81809710 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-15-000017 | this filing | 2015-08-13 | acceptance time not in the bulk data set |