13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 4,340 holding rows worth $332,502,721,000.
- Accession
- 0001256484-15-000011
- Filer
- CIK 73124
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 13,583 entries on the cover page, a total value of $332,502,721,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $332,502,721,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEETME INC | 585141104 | COM | 67,326 | $125,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 21,477 | $124,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 117,008 | $124,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 38,643 | $121,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 11,284 | $121,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 56,106 | $120,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 16,317 | $120,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 18,942 | $117,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 109,465 | $116,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 131,740 | $115,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 48,780 | $115,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 45,186 | $114,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 36,073 | $113,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 30,514 | $112,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 22,276 | $111,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 19,235 | $111,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 61,902 | $111,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 13,700 | $110,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 59,783 | $110,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 39,266 | $110,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 82,208 | $109,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 34,543 | $109,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 59,592 | $108,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 12,135 | $108,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 37,956 | $108,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 103,491 | $108,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 43,740 | $106,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 44,147 | $106,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 29,880 | $106,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 136,450 | $104,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 10,201 | $104,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 19,815 | $103,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 20,285 | $102,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 25,905 | $102,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 8,050 | $102,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 39,494 | $102,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 10,213 | $102,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 12,137 | $101,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 47,020 | $101,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 23,588 | $100,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 43,829 | $100,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 33,385 | $100,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 143,221 | $100,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 18,753 | $99,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 12,720 | $99,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 30,385 | $99,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 26,440 | $98,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 141,564 | $98,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 31,112 | $98,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 17,816 | $98,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 48,587 | $97,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 31,258 | $97,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,880 | $96,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,000 | $96,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 87,002 | $96,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 15,268 | $95,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 4,700 | $94,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 10,547 | $94,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 53,169 | $93,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 76,281 | $93,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 19,792 | $93,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 34,547 | $92,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 38,021 | $92,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 180,597 | $92,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 22,492 | $92,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,505 | $91,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 14,749 | $90,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 16,127 | $90,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 16,661 | $90,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 27,136 | $89,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 20,944 | $89,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 19,032 | $88,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 68,775 | $88,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 5,749 | $87,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,225 | $86,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 26,748 | $86,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 27,753 | $85,000 | thousands by filing date | |
| SUBSEA 7 SA | 864323100 | COM | 9,800 | $84,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 35,492 | $84,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 18,601 | $83,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 173,234 | $83,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 49,889 | $83,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 57,973 | $81,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 23,789 | $81,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 21,511 | $80,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 84,178 | $80,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33,783 | $79,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,066 | $79,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 102,236 | $79,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,395 | $78,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 20,271 | $78,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 34,596 | $77,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 12,328 | $77,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 15,224 | $77,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 42,841 | $77,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 35,085 | $77,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 19,738 | $77,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,372 | $77,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 26,030 | $77,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 10,846 | $77,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 12,200 | $77,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 19,044 | $75,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 12,593 | $74,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 27,467 | $74,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 81,173 | $74,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 12,746 | $74,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 4,050 | $73,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 22,327 | $73,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 11,977 | $72,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 23,663 | $71,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 17,056 | $70,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 53,792 | $70,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 12,775 | $69,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 19,442 | $68,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 32,351 | $67,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 127,582 | $67,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 30,978 | $67,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 19,243 | $67,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 11,268 | $66,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 13,130 | $66,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 11,884 | $65,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 18,656 | $65,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 37,065 | $65,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 19,461 | $64,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 129,547 | $63,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 26,934 | $62,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 26,133 | $62,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 24,254 | $62,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 79,011 | $62,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 15,872 | $62,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 16,479 | $62,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 120,465 | $61,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 29,354 | $61,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 25,250 | $61,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 15,056 | $60,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 22,458 | $60,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 14,329 | $59,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,282 | $57,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 32,257 | $57,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 18,828 | $57,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 32,057 | $56,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 49,416 | $56,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 30,948 | $55,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 304,263 | $55,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 50,155 | $54,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 45,655 | $54,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 12,275 | $54,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 15,823 | $54,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 235,051 | $53,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 15,208 | $52,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 28,642 | $52,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 30,149 | $52,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 86,312 | $52,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 25,013 | $51,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 16,315 | $51,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 138,802 | $51,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 10,833 | $51,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,384 | $50,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 30,416 | $50,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 73,516 | $50,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 99,019 | $48,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 17,286 | $48,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 21,533 | $48,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 13,546 | $47,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 46,388 | $47,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 17,776 | $47,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 32,974 | $47,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 34,598 | $46,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 10,554 | $46,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 14,093 | $46,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 127,343 | $45,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 52,010 | $44,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 24,418 | $43,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 28,620 | $43,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 17,720 | $42,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 25,852 | $42,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 13,407 | $42,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 19,641 | $42,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E204 | COM NEW | 15,032 | $42,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 18,719 | $41,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 58,978 | $41,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 34,540 | $41,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 29,793 | $40,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,070 | $39,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 61,392 | $39,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 28,449 | $39,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 12,376 | $39,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 17,945 | $39,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 16,106 | $36,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 19,336 | $36,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 24,848 | $36,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 19,498 | $36,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 15,465 | $35,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 55,174 | $35,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 51,624 | $35,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 19,682 | $35,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 14,416 | $34,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 18,629 | $34,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 55,850 | $32,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 26,412 | $32,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 12,897 | $32,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 19,670 | $31,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 84,102 | $31,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 21,042 | $31,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 12,700 | $31,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 22,000 | $31,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 73,209 | $30,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V209 | COM | 21,454 | $30,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 24,613 | $29,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 31,559 | $28,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 20,306 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 49,254 | $26,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 10,324 | $26,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 259,992 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 22,516 | $25,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 14,302 | $25,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 109,793 | $25,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 45,117 | $25,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 27,870 | $25,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 12,646 | $24,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 31,132 | $23,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 18,541 | $23,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 15,632 | $23,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 83,697 | $22,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 14,018 | $21,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,482 | $21,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 13,758 | $21,000 | thousands by filing date | |
| PERSEON CORP | 715270104 | COM | 52,352 | $21,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 39,468 | $20,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 40,670 | $20,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 43,049 | $20,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 19,149 | $20,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 55,907 | $19,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 4,882 | $19,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 14,719 | $19,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 23,200 | $19,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 88,776 | $19,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 17,907 | $19,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 20,996 | $18,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 25,057 | $18,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 37,576 | $18,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,712 | $17,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 15,832 | $17,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 43,944 | $17,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 36,904 | $16,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 15,773 | $16,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,486 | $15,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 34,527 | $15,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 14,634 | $15,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 1,400 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 27,370 | $14,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 10,846 | $14,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 17,148 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 14,619 | $13,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 66,299 | $13,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 35,608 | $13,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 32,905 | $13,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 18,885 | $13,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 11,752 | $13,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 13,723 | $13,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 13,062 | $12,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 11,352 | $12,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 15,533 | $12,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 42,274 | $11,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 22,992 | $11,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 15,535 | $11,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 28,420 | $10,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 20,163 | $10,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 12,118 | $10,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 16,823 | $10,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 74,100 | $9,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 40,201 | $9,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 29,421 | $9,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,862 | $8,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 16,150 | $8,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 41,245 | $8,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 29,652 | $8,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 10,632 | $8,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 250,701 | $7,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 13,097 | $7,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 38,963 | $6,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 36,500 | $6,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 28,445 | $6,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 59,423 | $6,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 30,692 | $6,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 12,774 | $6,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 18,150 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,128 | $5,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 41,488 | $5,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 2,249 | $5,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 580 | $5,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 25,400 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 28,975 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 11,982 | $4,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 24,400 | $4,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 94,544 | $4,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,603 | $3,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,000 | $3,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 18,623 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 23,502 | $3,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 25,063 | $3,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 26,258 | $3,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 50,800 | $3,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 20,731 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 23,095 | $3,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 17,710 | $3,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 22,423 | $3,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 17,622 | $3,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 14,514 | $3,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,790 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 18,725 | $2,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,001 | $2,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,000 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 12,102 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 11,065 | $2,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,002 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,172 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 18,300 | $2,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 28,750 | $2,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 17,970 | $2,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 14,600 | $2,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 21,290 | $2,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 12,266 | $2,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 1,106 | $2,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 13,800 | $2,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 14,800 | $1,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 13,400 | $1,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,229 | $1,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 12,200 | $1,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 36,408 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 25,589 | $1,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,606 | $1,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 13,300 | $1,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 129,775 | $1,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 8,200 | $1,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 488 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 3,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 33,299 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Body Cent Corp | 09689U201 | COMM | 2,934 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-15-000011 | this filing | 2015-05-14 | acceptance time not in the bulk data set |