13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 4,312 holding rows worth $318,407,094,000.
- Accession
- 0001256484-14-000022
- Filer
- CIK 73124
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 13,195 entries on the cover page, a total value of $318,407,094,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,407,094,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 98,890 | $695,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 71,180 | $694,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 68,371 | $689,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 23,868 | $676,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 162,392 | $674,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 22,447 | $662,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 41,908 | $660,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 22,813 | $660,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 40,801 | $660,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 64,462 | $658,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 328,440 | $657,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 50,080 | $657,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 18,166 | $652,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 22,907 | $652,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 96,449 | $650,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 72,259 | $647,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 38,695 | $646,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 12,900 | $640,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 82,573 | $631,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,839 | $627,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 31,016 | $626,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 22,332 | $619,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 58,599 | $615,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 46,008 | $613,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 45,200 | $612,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,325 | $609,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 19,219 | $608,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 194,278 | $606,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,376 | $604,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 34,670 | $602,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 115,203 | $600,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 15,246 | $598,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 31,899 | $594,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 46,308 | $590,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 42,359 | $584,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 64,438 | $583,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 345,501 | $581,000 | thousands by filing date | |
| CAIRN ENERGY PLC-UNSPON ADR | 12776P200 | COM | 101,500 | $581,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 15,000 | $578,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 70,500 | $566,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 45,966 | $561,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 67,243 | $556,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 362,609 | $555,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 29,756 | $553,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 22,500 | $553,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 24,000 | $552,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 22,996 | $550,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 38,678 | $545,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 38,377 | $542,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 39,499 | $542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 11,669 | $539,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 27,580 | $534,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 65,065 | $530,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 88,658 | $528,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 10,348 | $527,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 18,157 | $523,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 144,760 | $523,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 61,791 | $519,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 33,468 | $519,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 137,161 | $518,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 46,511 | $518,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 457,965 | $517,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 48,961 | $517,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,011 | $515,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 36,049 | $510,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 20,493 | $510,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 50,288 | $508,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 72,771 | $508,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 35,000 | $506,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,708 | $506,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 32,410 | $505,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 83,874 | $503,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 24,287 | $501,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 655,322 | $496,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 70,200 | $495,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 14,479 | $495,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 730,497 | $493,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 20,000 | $493,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 5,874 | $491,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 32,936 | $491,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 15,274 | $488,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 70,270 | $486,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 498,706 | $484,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 8,929 | $478,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 22,628 | $477,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 58,080 | $477,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 21,126 | $476,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 434,555 | $475,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 34,245 | $471,000 | thousands by filing date | |
| Keppel Ltd Sponsored | 492051305 | ADR | 28,682 | $469,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 19,933 | $467,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 46,123 | $466,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 43,100 | $462,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 35,396 | $460,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 56,765 | $450,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 35,307 | $448,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 9,142 | $446,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,647 | $441,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,227 | $441,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 36,704 | $441,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 13,911 | $439,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 19,689 | $439,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 25,364 | $437,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 27,380 | $428,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,066 | $427,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 9,658 | $424,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 23,070 | $422,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 23,144 | $421,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 12,820 | $417,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 31,738 | $415,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 31,227 | $415,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 25,347 | $411,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 193,014 | $411,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 45,428 | $411,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 20,310 | $410,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 49,951 | $409,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 14,000 | $408,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 39,194 | $407,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 20,681 | $407,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6,600 | $405,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 33,484 | $403,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 7,116 | $401,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 53,313 | $400,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 48,132 | $400,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 37,568 | $398,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 30,115 | $397,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 16,900 | $395,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 9,642 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,289 | $394,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 22,299 | $394,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 26,092 | $393,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 55,313 | $393,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 22,975 | $391,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 93,734 | $389,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,843 | $388,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 23,853 | $386,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,596 | $386,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 19,459 | $385,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 15,155 | $381,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,750 | $378,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 45,038 | $375,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 139,162 | $371,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 33,283 | $371,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 16,270 | $370,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 53,203 | $366,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 21,033 | $366,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 26,762 | $366,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 16,231 | $365,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,446 | $363,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 20,985 | $362,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 13,100 | $362,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,104 | $361,000 | thousands by filing date | |
| AIRPORTS OF THAILAND PCL-ADR | 00950R100 | COM | 4,900 | $361,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 3,000 | $355,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 30,146 | $354,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,500 | $351,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 18,743 | $350,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 61,374 | $350,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 62,720 | $348,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 88,250 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,275 | $345,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 21,618 | $342,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 188,726 | $340,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 137,463 | $340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 5,713 | $339,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 20,175 | $339,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 25,736 | $339,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 20,180 | $339,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 13,485 | $338,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 280 | $337,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 32,078 | $337,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 21,397 | $337,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,633 | $336,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 20,958 | $335,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 18,123 | $335,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 30,354 | $334,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 30,714 | $334,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 6,220 | $334,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 15,233 | $330,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 22,548 | $329,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 14,718 | $328,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 27,894 | $327,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 20,330 | $327,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,423 | $326,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 11,340 | $326,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,600 | $325,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 33,847 | $324,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 40,253 | $323,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 52,936 | $323,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 32,216 | $322,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,665 | $321,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 16,497 | $321,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 29,188 | $320,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 32,082 | $319,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 77,004 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,757 | $314,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 4,600 | $314,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 17,751 | $313,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 32,255 | $312,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,300 | $311,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 10,784 | $308,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 45,984 | $308,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 47,244 | $308,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 29,962 | $307,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,599 | $306,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 71,217 | $306,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,901 | $305,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,026 | $305,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 27,040 | $305,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 27,300 | $305,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,593 | $303,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,400 | $302,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 19,525 | $301,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 87,693 | $300,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 30,588 | $299,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 30,662 | $299,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 89,414 | $297,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 14,081 | $296,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 160,435 | $295,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 136,925 | $295,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 199,534 | $293,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 85,951 | $291,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 16,404 | $290,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 16,281 | $289,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 10,000 | $288,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,875 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,955 | $286,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,971 | $284,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 24,084 | $284,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,700 | $281,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 12,201 | $281,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 26,155 | $279,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,595 | $277,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 51,810 | $276,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 12,871 | $275,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 24,671 | $275,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 11,000 | $275,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 48,167 | $274,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 27,202 | $273,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 387,887 | $272,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 23,288 | $268,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,545 | $267,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,975 | $267,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 89,999 | $266,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 22,049 | $265,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 41,162 | $265,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 11,460 | $264,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 40,875 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,000 | $264,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 175,643 | $264,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 186,116 | $263,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 14,486 | $262,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,100 | $260,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 29,000 | $260,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 17,526 | $260,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 16,537 | $260,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 22,208 | $259,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 22,205 | $259,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 11,395 | $258,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 123,372 | $258,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 28,313 | $258,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 27,350 | $255,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 25,668 | $253,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 68,634 | $252,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 10,804 | $250,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 32,261 | $250,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,140 | $249,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,175 | $248,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 62,308 | $248,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 9,435 | $247,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 3,586 | $246,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 15,312 | $244,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 18,467 | $244,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 3,969 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,085 | $241,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 29,507 | $241,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 221,551 | $241,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,050 | $239,000 | thousands by filing date | principal |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 11,079 | $239,000 | thousands by filing date | |
| KROTON EDUCACIONAL S A SPONSORED ADR | 50106A402 | Stock | 38,780 | $239,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 138,856 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,261 | $238,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 29,599 | $238,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 97,980 | $237,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 11,718 | $236,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,390 | $235,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 41,121 | $235,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 137,216 | $234,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,000 | $233,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 38,639 | $232,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 6,361 | $232,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 40,105 | $231,000 | thousands by filing date | |
| CIELO SA | 171778202 | Common Stock | 14,232 | $231,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 201,548 | $230,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 16,120 | $228,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 17,046 | $226,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 250,430 | $226,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 13,831 | $225,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 18,654 | $225,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 19,980 | $224,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 24,418 | $224,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 14,457 | $224,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 44,388 | $222,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 15,211 | $222,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 21,180 | $222,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 47,642 | $221,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 16,368 | $219,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 154,667 | $219,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 17,055 | $219,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 47,755 | $219,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 16,421 | $217,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 6,516 | $217,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 219,332 | $217,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 33,113 | $217,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,364 | $216,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 74,455 | $216,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 31,387 | $216,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,200 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,910 | $214,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 58,549 | $214,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 116,121 | $214,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 19,661 | $212,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,930 | $210,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 4,366 | $210,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 20,194 | $210,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,000 | $208,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 24,735 | $208,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,658 | $207,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 32,910 | $207,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 30,529 | $206,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 30,119 | $206,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 19,466 | $205,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 22,390 | $205,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,645 | $204,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 10,965 | $202,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,390 | $201,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 54,377 | $201,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 18,658 | $199,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,323 | $199,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 10,071 | $197,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 13,827 | $196,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 38,172 | $196,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 78,995 | $196,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 20,780 | $196,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 156,470 | $195,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 27,594 | $194,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 65,949 | $194,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 36,808 | $192,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 18,000 | $191,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 234,643 | $190,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 76,281 | $190,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 77,568 | $189,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 48,746 | $188,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 166,036 | $188,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 27,041 | $187,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 118,128 | $185,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 34,650 | $185,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 132,773 | $185,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 21,529 | $183,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 24,142 | $183,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 27,414 | $183,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 37,063 | $182,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 41,200 | $182,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 42,985 | $181,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 119,832 | $181,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 13,589 | $180,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 24,441 | $180,000 | thousands by filing date | |
| HYUNDAI MOTOR COMPANY SPON GDR 144A | 449187707 | COM | 1,998 | $180,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 72,350 | $179,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 17,992 | $178,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 58,394 | $178,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 11,555 | $178,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 48,237 | $178,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 86,923 | $178,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 15,937 | $178,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 20,364 | $177,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,406 | $177,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 21,873 | $177,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 13,914 | $175,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 13,924 | $174,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,857 | $173,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 41,987 | $173,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 40,330 | $173,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 20,031 | $172,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 86,379 | $171,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 37,774 | $171,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 97,433 | $170,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,223 | $168,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 34,885 | $168,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 20,697 | $168,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 18,593 | $167,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 87,598 | $167,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 61,221 | $166,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 20,991 | $166,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 22,325 | $166,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 39,044 | $166,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 96,264 | $165,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 66,724 | $165,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 51,610 | $164,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 15,453 | $162,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 34,169 | $161,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 14,616 | $161,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 12,037 | $161,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,837 | $161,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 14,188 | $160,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 143,302 | $160,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 135,457 | $160,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 13,321 | $160,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 93,961 | $159,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 20,959 | $157,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 105,788 | $157,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 124,825 | $157,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 39,924 | $156,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 16,066 | $155,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 57,402 | $155,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 19,848 | $154,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 136,437 | $154,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 293,030 | $154,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 28,394 | $154,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 16,805 | $153,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 60,776 | $153,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 29,531 | $153,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 56,872 | $152,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 18,814 | $152,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 19,306 | $151,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 11,872 | $150,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 32,822 | $150,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 33,230 | $148,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 10,286 | $148,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 12,927 | $148,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 78,199 | $148,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 31,540 | $146,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 64,381 | $145,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 17,531 | $145,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 22,922 | $145,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 14,913 | $143,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 27,616 | $143,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 61,115 | $143,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 138,802 | $143,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 21,567 | $143,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 71,282 | $142,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,103 | $142,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,841 | $141,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 154,488 | $141,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 10,626 | $141,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 41,851 | $140,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 35,696 | $140,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 10,256 | $139,000 | thousands by filing date | |
| SUBSEA 7 SA | 864323100 | COM | 9,800 | $139,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 17,694 | $138,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 34,333 | $137,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 13,161 | $136,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 76,580 | $136,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 69,561 | $136,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 18,631 | $136,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 103,993 | $135,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 30,760 | $135,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 49,844 | $135,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 121,597 | $134,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 16,585 | $133,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 63,672 | $133,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 36,431 | $133,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 20,372 | $132,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 27,712 | $132,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 18,620 | $131,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 194,966 | $131,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 32,569 | $130,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 8,050 | $130,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 22,135 | $130,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 34,126 | $129,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 65,340 | $129,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 66,369 | $128,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 34,547 | $128,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 47,691 | $128,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 64,906 | $128,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 11,055 | $128,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 13,369 | $127,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 12,677 | $127,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 22,327 | $127,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 25,357 | $126,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 43,951 | $124,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 32,426 | $124,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 112,826 | $122,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 107,316 | $122,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 24,458 | $121,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 36,307 | $120,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 15,311 | $120,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 48,060 | $120,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 91,575 | $120,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 16,995 | $118,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 19,670 | $118,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 35,298 | $117,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 32,057 | $117,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 13,859 | $117,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 49,850 | $116,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 48,247 | $116,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 141,564 | $116,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 10,136 | $116,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 4,550 | $115,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 53,263 | $114,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-14-000022 | this filing | 2014-11-13 | acceptance time not in the bulk data set |